DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony DuboseTruist Advisory Services, Inc. otherSignator Investors, Inc. otherOtherMar 9, 2017Mar 13, 2017
Joyce E BradyAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 9, 2017Mar 7, 2017
Justin WarrenSagepoint Financial, Inc. otherSignator Investors, Inc. otherOtherMar 9, 2017Mar 23, 2017
Andrew Kreston RoseNorthwestern Mutual Investment Services,LLC no RAUMSignator Investors, Inc. otherOtherMar 6, 2017Mar 2, 2017
Brad Thomas WhitmanAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 3, 2017Feb 23, 2017
Clayton James CheneyAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 3, 2017Feb 3, 2017
Cole Thomas VautierAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 3, 2017Feb 3, 2017
William James WarrenAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 24, 2017Feb 22, 2017
Grant Alexander HeddingerAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 24, 2017Feb 3, 2017
Alexander William SchwarckAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 24, 2017Feb 10, 2017
Jason Robert FridayJohn Hancock Personal Financial Services, LLC otherSignator Investors, Inc. otherOtherFeb 10, 2017Feb 10, 2017
Brian Arnold HickoxCuna Brokerage Services, Inc. otherSignator Investors, Inc. otherOtherFeb 10, 2017Jan 31, 2017
Douglas Michael MarlowAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 1, 2017Jan 17, 2017
Brock James NortonAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 1, 2017Jan 17, 2017
Melissa Gayle O'ConnorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSignator Investors, Inc. otherOtherJan 30, 2017Feb 3, 2017
Andrew A JansenAmeritas Advisory Services otherSignator Investors, Inc. otherOtherJan 27, 2017Jan 18, 2017
Hannah Marie BehnkendorfAmeritas Advisory Services otherSignator Investors, Inc. otherOtherJan 27, 2017Jan 18, 2017
Erin Ann Fleming MccloskeyDragon Financial Group otherSignator Investors, Inc. otherOtherJan 25, 2017Jul 12, 2017 (168 d)
Christopher Allen OistenRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Michael Jon NagelvoortRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
David Gordon MoelkerRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Aaron Michael OudbierRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Jacob I TuinstraRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Phillip A VeenstraRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Daniel Wayne KalsbeekRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Marvin Louis AndringaRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Stephen Claude CarterRoyal Advisors, LLC otherSignator Investors, Inc. otherOtherDec 31, 2016Jul 7, 2017 (188 d)
Clayton Houston MillerWaddell & Reed otherSignator Investors, Inc. otherOtherDec 8, 2016Dec 2, 2016
William R SullivanPnc Wealth Management otherSignator Investors, Inc. otherOtherNov 25, 2016May 23, 2017 (179 d)
Wendell Wayne CaytonWealth Management Advisors, LLC unclassifiedSignator Investors, Inc. otherOtherNov 21, 2016May 13, 2016
Ruth Elaine DelaneyGeneos Wealth Management, Inc. otherSignator Investors, Inc. otherOtherNov 8, 2016Nov 4, 2016
Luke DemariaMcadam LLC otherSignator Investors, Inc. otherOtherOct 24, 2016Oct 28, 2016
Yvette Cummings HeatlyTruist Advisory Services, Inc. no RAUMSignator Investors, Inc. otherOtherOct 12, 2016Oct 20, 2016
Luke Tyler AustinVoya Financial Advisors, Inc. otherSignator Investors, Inc. otherOtherOct 10, 2016Oct 7, 2016
Allen Shojiro KomoriMML Investors Services, LLC otherSignator Investors, Inc. otherOtherOct 10, 2016Sep 30, 2016
Sean Brian SmithMML Investors Services, LLC otherSignator Investors, Inc. otherOtherOct 10, 2016Sep 30, 2016
Patrick James ModjeskiMsi Financial Services, Inc. otherSignator Investors, Inc. otherOtherOct 4, 2016Oct 3, 2016
Gerald George ArnholtEdward Jones national BDSignator Investors, Inc. otherOtherSep 21, 2016Oct 16, 2017 (390 d)
Frank Byrd ArnoldWeaver Wealth Management otherSignator Investors, Inc. BD affiliatedOtherSep 2, 2016Jul 20, 2018 (686 d)
Kyle Evan MurphyClearview Financial state registeredSignator Investors, Inc. otherOtherAug 29, 2016Jan 5, 2017 (129 d)
Trevor Scott YoungMsi Financial Services, Inc. otherSignator Investors, Inc. otherOtherAug 10, 2016Aug 5, 2016
Robert Franklin CoxWells Fargo Advisors wirehouseSignator Investors, Inc. otherOtherJul 19, 2016Jul 15, 2016
Carl Malmrose HansonUS Advisory Group Inc otherSignator Investors, Inc. otherOtherJul 14, 2016Dec 19, 2016 (158 d)
Lucinda D AlcottTransamerica Financial Advisors, LLC otherSignator Investors, Inc. otherOtherJul 11, 2016Aug 29, 2016 (49 d)
Chadwic Joseph SarsfieldAmeritas Advisory Services otherSignator Investors, Inc. otherOtherJul 8, 2016Jul 7, 2016
Ashley Christine DebenedettiMorgan Stanley wirehouseSignator Investors, Inc. otherOtherJul 7, 2016Jul 19, 2016
Renata LanceWells Fargo Advisors wirehouseSignator Investors, Inc. otherOtherJul 5, 2016Aug 11, 2016 (37 d)
Andrew Lee BunchTransamerica Financial Advisors, LLC otherSignator Investors, Inc. otherOtherJun 16, 2016Aug 2, 2016 (47 d)
Glenn David MellinMsi Financial Services, Inc. otherSignator Investors, Inc. otherOtherMay 24, 2016May 23, 2016
Macgregor MaitlandOsaic Fs, Inc. otherSignator Investors, Inc. otherOtherApr 19, 2016Apr 22, 2016
Richard White ChaseOsaic Fs, Inc. otherSignator Investors, Inc. otherOtherApr 8, 2016Apr 20, 2016
Charles Theodore RothermelThe Strategic Financial Alliance otherSignator Investors, Inc. otherOtherMar 28, 2016Mar 30, 2016
Mark Alan LambNext Financial Group, Inc. otherSignator Investors, Inc. otherOtherMar 11, 2016Mar 14, 2016
William John FinneganNext Financial Group, Inc. otherSignator Investors, Inc. otherOtherMar 11, 2016Mar 14, 2016
Elisabeth HickoxWells Fargo Advisors wirehouseSignator Investors, Inc. otherOtherMar 4, 2016Apr 21, 2016 (48 d)
Tony Earl McneillInvestors Capital Advisory otherSignator Investors, Inc. otherOtherJan 30, 2016Feb 1, 2016
Shahid Islam MalikAmeriprise Financial Services, LLC national BDSignator Investors, Inc. otherOtherJan 15, 2016Dec 18, 2015
Freddie Lee BarbourInvestors Capital Advisory otherSignator Investors, Inc. otherOtherNov 30, 2015Nov 25, 2015
Mark S WeaverB Riley Wealth Management otherSignator Investors, Inc. otherOtherNov 2, 2015Nov 2, 2015
Kyle Alan HowellPurepath Wealth Management state registeredSignator Investors, Inc. otherOtherOct 15, 2015Nov 30, 2015 (46 d)
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368 moves match.