| Anthony Dubose | Truist Advisory Services, Inc. other | Signator Investors, Inc. other | Other | Mar 9, 2017 | Mar 13, 2017 |
| Joyce E Brady | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Mar 9, 2017 | Mar 7, 2017 |
| Justin Warren | Sagepoint Financial, Inc. other | Signator Investors, Inc. other | Other | Mar 9, 2017 | Mar 23, 2017 |
| Andrew Kreston Rose | Northwestern Mutual Investment Services,LLC no RAUM | Signator Investors, Inc. other | Other | Mar 6, 2017 | Mar 2, 2017 |
| Brad Thomas Whitman | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Mar 3, 2017 | Feb 23, 2017 |
| Clayton James Cheney | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Mar 3, 2017 | Feb 3, 2017 |
| Cole Thomas Vautier | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Mar 3, 2017 | Feb 3, 2017 |
| William James Warren | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Feb 24, 2017 | Feb 22, 2017 |
| Grant Alexander Heddinger | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Feb 24, 2017 | Feb 3, 2017 |
| Alexander William Schwarck | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Feb 24, 2017 | Feb 10, 2017 |
| Jason Robert Friday | John Hancock Personal Financial Services, LLC other | Signator Investors, Inc. other | Other | Feb 10, 2017 | Feb 10, 2017 |
| Brian Arnold Hickox | Cuna Brokerage Services, Inc. other | Signator Investors, Inc. other | Other | Feb 10, 2017 | Jan 31, 2017 |
| Douglas Michael Marlow | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Feb 1, 2017 | Jan 17, 2017 |
| Brock James Norton | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Feb 1, 2017 | Jan 17, 2017 |
| Melissa Gayle O'Connor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Signator Investors, Inc. other | Other | Jan 30, 2017 | Feb 3, 2017 |
| Andrew A Jansen | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Jan 27, 2017 | Jan 18, 2017 |
| Hannah Marie Behnkendorf | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Jan 27, 2017 | Jan 18, 2017 |
| Erin Ann Fleming Mccloskey | Dragon Financial Group other | Signator Investors, Inc. other | Other | Jan 25, 2017 | Jul 12, 2017 (168 d) |
| Christopher Allen Oisten | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Michael Jon Nagelvoort | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| David Gordon Moelker | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Aaron Michael Oudbier | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Jacob I Tuinstra | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Phillip A Veenstra | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Daniel Wayne Kalsbeek | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Marvin Louis Andringa | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Stephen Claude Carter | Royal Advisors, LLC other | Signator Investors, Inc. other | Other | Dec 31, 2016 | Jul 7, 2017 (188 d) |
| Clayton Houston Miller | Waddell & Reed other | Signator Investors, Inc. other | Other | Dec 8, 2016 | Dec 2, 2016 |
| William R Sullivan | Pnc Wealth Management other | Signator Investors, Inc. other | Other | Nov 25, 2016 | May 23, 2017 (179 d) |
| Wendell Wayne Cayton | Wealth Management Advisors, LLC unclassified | Signator Investors, Inc. other | Other | Nov 21, 2016 | May 13, 2016 |
| Ruth Elaine Delaney | Geneos Wealth Management, Inc. other | Signator Investors, Inc. other | Other | Nov 8, 2016 | Nov 4, 2016 |
| Luke Demaria | Mcadam LLC other | Signator Investors, Inc. other | Other | Oct 24, 2016 | Oct 28, 2016 |
| Yvette Cummings Heatly | Truist Advisory Services, Inc. no RAUM | Signator Investors, Inc. other | Other | Oct 12, 2016 | Oct 20, 2016 |
| Luke Tyler Austin | Voya Financial Advisors, Inc. other | Signator Investors, Inc. other | Other | Oct 10, 2016 | Oct 7, 2016 |
| Allen Shojiro Komori | MML Investors Services, LLC other | Signator Investors, Inc. other | Other | Oct 10, 2016 | Sep 30, 2016 |
| Sean Brian Smith | MML Investors Services, LLC other | Signator Investors, Inc. other | Other | Oct 10, 2016 | Sep 30, 2016 |
| Patrick James Modjeski | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | Oct 4, 2016 | Oct 3, 2016 |
| Gerald George Arnholt | Edward Jones national BD | Signator Investors, Inc. other | Other | Sep 21, 2016 | Oct 16, 2017 (390 d) |
| Frank Byrd Arnold | Weaver Wealth Management other | Signator Investors, Inc. BD affiliated | Other | Sep 2, 2016 | Jul 20, 2018 (686 d) |
| Kyle Evan Murphy | Clearview Financial state registered | Signator Investors, Inc. other | Other | Aug 29, 2016 | Jan 5, 2017 (129 d) |
| Trevor Scott Young | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | Aug 10, 2016 | Aug 5, 2016 |
| Robert Franklin Cox | Wells Fargo Advisors wirehouse | Signator Investors, Inc. other | Other | Jul 19, 2016 | Jul 15, 2016 |
| Carl Malmrose Hanson | US Advisory Group Inc other | Signator Investors, Inc. other | Other | Jul 14, 2016 | Dec 19, 2016 (158 d) |
| Lucinda D Alcott | Transamerica Financial Advisors, LLC other | Signator Investors, Inc. other | Other | Jul 11, 2016 | Aug 29, 2016 (49 d) |
| Chadwic Joseph Sarsfield | Ameritas Advisory Services other | Signator Investors, Inc. other | Other | Jul 8, 2016 | Jul 7, 2016 |
| Ashley Christine Debenedetti | Morgan Stanley wirehouse | Signator Investors, Inc. other | Other | Jul 7, 2016 | Jul 19, 2016 |
| Renata Lance | Wells Fargo Advisors wirehouse | Signator Investors, Inc. other | Other | Jul 5, 2016 | Aug 11, 2016 (37 d) |
| Andrew Lee Bunch | Transamerica Financial Advisors, LLC other | Signator Investors, Inc. other | Other | Jun 16, 2016 | Aug 2, 2016 (47 d) |
| Glenn David Mellin | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | May 24, 2016 | May 23, 2016 |
| Macgregor Maitland | Osaic Fs, Inc. other | Signator Investors, Inc. other | Other | Apr 19, 2016 | Apr 22, 2016 |
| Richard White Chase | Osaic Fs, Inc. other | Signator Investors, Inc. other | Other | Apr 8, 2016 | Apr 20, 2016 |
| Charles Theodore Rothermel | The Strategic Financial Alliance other | Signator Investors, Inc. other | Other | Mar 28, 2016 | Mar 30, 2016 |
| Mark Alan Lamb | Next Financial Group, Inc. other | Signator Investors, Inc. other | Other | Mar 11, 2016 | Mar 14, 2016 |
| William John Finnegan | Next Financial Group, Inc. other | Signator Investors, Inc. other | Other | Mar 11, 2016 | Mar 14, 2016 |
| Elisabeth Hickox | Wells Fargo Advisors wirehouse | Signator Investors, Inc. other | Other | Mar 4, 2016 | Apr 21, 2016 (48 d) |
| Tony Earl Mcneill | Investors Capital Advisory other | Signator Investors, Inc. other | Other | Jan 30, 2016 | Feb 1, 2016 |
| Shahid Islam Malik | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Jan 15, 2016 | Dec 18, 2015 |
| Freddie Lee Barbour | Investors Capital Advisory other | Signator Investors, Inc. other | Other | Nov 30, 2015 | Nov 25, 2015 |
| Mark S Weaver | B Riley Wealth Management other | Signator Investors, Inc. other | Other | Nov 2, 2015 | Nov 2, 2015 |
| Kyle Alan Howell | Purepath Wealth Management state registered | Signator Investors, Inc. other | Other | Oct 15, 2015 | Nov 30, 2015 (46 d) |