| Stephen Matthew Clark | Signator Investors, Inc. other | Fisher Investments other | Other | Oct 16, 2017 | Oct 18, 2017 |
| Jennifer Nicole Carter | Usaa Financial Planning Services no RAUM | Fisher Investments other | Other | Oct 13, 2017 | Oct 18, 2017 |
| Allesandro Ranjan Dutta | Plante Moran Financial Advisors other | Fisher Investments independent RIA | Other | Oct 13, 2017 | Apr 24, 2018 (193 d) |
| Sergey V Smirnov | Advice And Planning Services other | Fisher Investments other | Other | Oct 12, 2017 | Nov 16, 2017 (35 d) |
| Alan Hays Richey | Edward Jones national BD | Fisher Investments other | Other | Oct 10, 2017 | Oct 19, 2017 |
| Damon Alan Marty | D.A. Davidson & Co. other | Fisher Investments independent RIA | Other | Oct 9, 2017 | May 22, 2018 (225 d) |
| Ryan Paul Byrd | E*Trade Capital Management, LLC other | Fisher Investments other | Other | Oct 5, 2017 | Oct 18, 2017 |
| Chase Gregory Amis | Strategic Advisers LLC national BD | Fisher Investments other | Other | Oct 5, 2017 | Oct 18, 2017 |
| Daniel Robert Hamilton | Strategic Advisers LLC national BD | Fisher Investments other | Other | Oct 2, 2017 | Nov 15, 2017 (44 d) |
| Alex Jordan Richey | Brookstone Financial state registered | Fisher Investments other | Other | Sep 27, 2017 | Oct 9, 2017 |
| Neil P Lynch | Peak American Investment Advisors, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | Sep 27, 2017 | Aug 17, 2021 (1420 d) |
| Laurin Byars Kleeman | Valic Financial Advisors, Inc. other | Fisher Investments other | Other | Sep 21, 2017 | Sep 22, 2017 |
| Andrew Richard Rumbelow | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2017 | May 23, 2018 (245 d) |
| Eduardo Valero | Td Ameritrade, Inc. no RAUM | Fisher Investments other | Other | Sep 15, 2017 | Sep 27, 2017 |
| Eduardo Valero | Td Ameritrade Investment Management, LLC other | Fisher Investments other | Other | Sep 15, 2017 | Sep 27, 2017 |
| Lawrence Louis Velarde | Advice And Planning Services other | Fisher Investments other | Other | Sep 14, 2017 | Oct 20, 2017 (36 d) |
| Kevin Ryan Adams | MML Investors Services, LLC other | Fisher Investments other | Other | Sep 14, 2017 | Oct 6, 2017 |
| Ryan Thomas Mctigue | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2017 | Mar 4, 2019 (549 d) |
| Jonathan Angelo Malpezzi | UBS Financial Services Inc. wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 28, 2017 | Dec 9, 2022 (1929 d) |
| Andrew Richard Kunitomo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Aug 24, 2017 | Sep 20, 2017 |
| Jesus Banuelos | Edward Jones national BD | Fisher Investments other | Other | Aug 21, 2017 | Mar 2, 2018 (193 d) |
| Glen David Amason | Capital One Advisors, LLC other | Fisher Investments other | Other | Aug 15, 2017 | Sep 20, 2017 (36 d) |
| Spencer Curtis Christiansen | Usaa Financial Planning Services no RAUM | Fisher Investments other | Other | Aug 9, 2017 | Aug 23, 2017 |
| Nathan Andrew Smith | MML Investors Services, LLC other | Fisher Investments independent RIA | Other | Aug 4, 2017 | Jul 24, 2020 (1085 d) |
| Eric Snell | Edward Jones national BD | Fisher Investments other | Other | Aug 4, 2017 | Feb 16, 2018 (196 d) |
| Ronald Edwin Barnette | U.S. Bancorp Investments, Inc. other | Fisher Investments other | Other | Aug 1, 2017 | Aug 16, 2017 |
| John Stanley Kornaga | Voya Financial Advisors, Inc. other | Fisher Investments other | Other | Jul 17, 2017 | Oct 30, 2017 (105 d) |
| Ryan Patrick Goodman | Vanguard Advisers, Inc. other | Fisher Investments other | Other | Jul 13, 2017 | Jul 18, 2017 |
| Dale Cathcart | MML Investors Services, LLC other | Fisher Investments other | Other | Jul 13, 2017 | Feb 13, 2018 (215 d) |
| Chance Brendon Winberry | Scottrade Investment Management other | Fisher Investments other | Other | Jul 5, 2017 | Sep 20, 2017 (77 d) |
| Ledawn Gries | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Fisher Investments independent RIA | Other | Jun 13, 2017 | Jun 7, 2022 (1820 d) |
| Eric Ross Davidoff | Northern Trust Securities, Inc other | Fisher Investments other | Other | Jun 13, 2017 | Oct 19, 2017 (128 d) |
| Benjamin Carl Huston | Strategic Advisers LLC national BD | Fisher Investments other | Other | Jun 5, 2017 | Jun 13, 2017 |
| Jaime David Mcauliffe | Voya Financial Advisors, Inc. other | Fisher Investments other | Other | May 31, 2017 | Jun 20, 2017 |
| Samuel Louis Rivera | Thrivent Investment Management Inc. other | Fisher Investments other | Other | May 25, 2017 | Jun 29, 2017 (35 d) |
| Andrew Charles Knotts | UBS Financial Services Inc. wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | May 19, 2017 | Apr 25, 2019 (706 d) |
| Rickey D Bellew | Scottrade Investment Management other | Fisher Investments other | Other | May 15, 2017 | May 25, 2017 |
| Aaron Nielsen | Mariner Wealth Advisors other | Fisher Investments other | Other | May 11, 2017 | Aug 16, 2017 (97 d) |
| Aaron Nielsen | Mariner other | Fisher Investments other | Other | May 11, 2017 | Aug 16, 2017 (97 d) |
| Nicole Joanna Haseltine | Osaic Fa, Inc. other | Fisher Investments other | Other | May 10, 2017 | Apr 25, 2017 |
| Russell Christopher Toth | Scottrade Investment Management other | Fisher Investments other | Other | May 8, 2017 | May 23, 2017 |
| Patrick Wayne Lister | Pnc Wealth Management other | Fisher Investments independent RIA | Other | May 1, 2017 | Jul 18, 2023 (2269 d) |
| Andrew John Freiberg | Thrivent Investment Management Inc. other | Fisher Investments independent RIA | Other | Apr 25, 2017 | Mar 14, 2025 (2880 d) |
| Laurie Lynn Raps | U.S. Bancorp Investments, Inc. other | Fisher Investments other | Other | Apr 24, 2017 | Apr 25, 2017 |
| Kristina Anne Frates | Strategic Advisers LLC national BD | Fisher Investments other | Other | Apr 20, 2017 | Jun 29, 2017 (70 d) |
| Eli David Paul Cohen | Bcg Securities, Inc. other | Fisher Investments other | Other | Apr 18, 2017 | Jan 16, 2018 (273 d) |
| Jonathan Thomas Gannon | Cornerstone Advisors Inc other | Fisher Investments other | Other | Apr 11, 2017 | Apr 25, 2017 |
| David Joseph Tari | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Mar 30, 2017 | Jun 3, 2020 (1161 d) |
| Anthony Rod Ortale | Castle Rock Wealth Management, LLC other | Fisher Investments other | Other | Mar 29, 2017 | Dec 12, 2017 (258 d) |
| Joseph Kendrick Reynolds | Bb&T Securities, LLC other | Fisher Investments other | Other | Mar 23, 2017 | May 3, 2017 (41 d) |
| Jessica Danielle Breiland | Edward Jones national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2017 | Feb 19, 2019 (701 d) |
| Derek Colby Grissett | Park Avenue Securities LLC other | Fisher Investments other | Other | Mar 16, 2017 | Jul 13, 2017 (119 d) |
| Bryan Patrick Keorlet | Wbi Investments, LLC other | Fisher Investments independent RIA | Other | Feb 24, 2017 | Aug 15, 2018 (537 d) |
| Mark Gerard Madden | Wedbush Asset Management, LLC other | Fisher Investments independent RIA | Other | Feb 23, 2017 | Jun 22, 2022 (1945 d) |
| Kwame Julius James | Alan B. Lancz & Associates, Inc. other | Fisher Investments independent RIA | Other | Feb 23, 2017 | Jan 1, 2021 (1408 d) |
| Katie Oneill Nestlerode | Alliancebernstein L.P. other | Fisher Investments other | Other | Feb 8, 2017 | Sep 19, 2017 (223 d) |
| James Russell Thompson | Cambridge Investment Research Advisors, Inc. other | Fisher Investments other | Other | Feb 3, 2017 | Feb 23, 2017 |
| Joshua Matthew Holden | A.G.P / Alliance Global Partners other | Fisher Investments other | Other | Jan 27, 2017 | Feb 17, 2017 |
| Cameron Cooper Millstone | Osaic Fa, Inc. other | Fisher Investments independent RIA | Other | Jan 25, 2017 | Jul 24, 2018 (545 d) |
| Scott Michael Perry | Cetera Investment Advisers LLC other | Fisher Investments other | Other | Jan 24, 2017 | Feb 17, 2017 |