DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bmo Harris Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Carrie Anne Christensen	UBS Financial Services Inc. wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Jun 29, 2012	Aug 20, 2012 (52 d)
Bryan M Farwell	Bancwest Investment Services, Inc. (Bwis) other	Bmo Harris Financial Advisors, Inc other	Other	May 25, 2012	Apr 17, 2014 (692 d)
Peter Gerard Koleske	J.P. Morgan Securities LLC wirehouse	Bmo Harris Financial Advisors, Inc other	Other	May 15, 2012	Jul 10, 2013 (421 d)
Brian Michael Dombroski	J.P. Morgan Securities LLC wirehouse	Bmo Harris Financial Advisors, Inc BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 15, 2012	Aug 21, 2018 (2289 d)
Andrei Junge	The Strategic Financial Alliance other	Bmo Harris Financial Advisors, Inc other	Other	May 3, 2012	Sep 13, 2012 (133 d)
Renae Watkins	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Apr 17, 2012	Nov 7, 2013 (569 d)
Thomas John Michelotti	Pnc Wealth Management other	Bmo Harris Financial Advisors, Inc other	Other	Apr 11, 2012	Jan 16, 2014 (645 d)
Jacob Adam Krueger	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Apr 10, 2012	Apr 11, 2012
Michelle Dunigan	RBC Capital Markets, LLC national BD	Bmo Harris Financial Advisors, Inc other	Other	Feb 17, 2012	Feb 13, 2012
Daniel Laurence Koerner	Prosperity Economics Partners, LLC no RAUM	Bmo Harris Financial Advisors, Inc other	Other	Nov 1, 2011	Jun 15, 2011
Michael James Pass	Wintrust Investments other	Bmo Harris Financial Advisors, Inc other	Other	Oct 4, 2011	Oct 11, 2011
Erik Mcvann Feldhaus	J.P. Morgan Securities LLC wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Sep 1, 2011	Jul 10, 2013 (678 d)
Holly B Friel	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Jul 12, 2011	Jul 11, 2011
Matthew Joel Schutte	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Jun 3, 2011	Nov 12, 2013 (893 d)
Marc James Salem	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	May 17, 2011	Jun 17, 2011 (31 d)
James Warren Larson	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Apr 15, 2011	Apr 11, 2011
Bradley Dale Hutter	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Apr 14, 2011	Mar 7, 2016 (1789 d)
Matthew Bryan Harvey	Hightower Advisors, LLC other	Bmo Harris Financial Advisors, Inc other	Other	Apr 11, 2011	May 23, 2011 (42 d)
Jorge Ivan Seda-Rivera	Chase Investment Services Corp. other	Bmo Harris Financial Advisors, Inc other	Other	Apr 4, 2011	May 23, 2011 (49 d)
Adam Joseph Tatroe	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Feb 22, 2011	Feb 14, 2011
James Sam Vaccaro	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Feb 8, 2011	Feb 7, 2011
Patrick Eugene Steketee	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Feb 4, 2011	Jul 26, 2011 (172 d)
Jason Richard Miller	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Jan 3, 2011	Aug 8, 2011 (217 d)
Larry Michael Hightower	Ameriprise Financial Services, LLC national BD	Bmo Harris Financial Advisors, Inc other	Other	Dec 1, 2010	Jul 18, 2011 (229 d)
David Scott Lex	Uvest Financial Services Group, Inc. unclassified	Bmo Harris Financial Advisors, Inc other	Other	Nov 2, 2010	Nov 1, 2010
Matthew John Ruppe	Uvest Financial Services Group, Inc. unclassified	Bmo Harris Financial Advisors, Inc other	Other	Oct 19, 2010	Oct 20, 2010
John Wesley Williams	Amcore Investment Services, Inc unclassified	Bmo Harris Financial Advisors, Inc other	Other	Sep 30, 2010	Jul 1, 2010
Greg Thomas Lewandowski	Amcore Investment Services, Inc unclassified	Bmo Harris Financial Advisors, Inc other	Other	Sep 30, 2010	Jul 1, 2010
Bradley Richard King	Amcore Investment Services, Inc unclassified	Bmo Harris Financial Advisors, Inc other	Other	Sep 30, 2010	Jul 1, 2010
Vinay Phommachanh	Amcore Investment Services, Inc unclassified	Bmo Harris Financial Advisors, Inc other	Other	Sep 30, 2010	Jul 1, 2010
Brian K Gregg	Amcore Investment Services, Inc unclassified	Bmo Harris Financial Advisors, Inc other	Other	Sep 30, 2010	Jul 1, 2010
Julianne M Getty	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Aug 16, 2010	Sep 13, 2013 (1124 d)
Meeta Yadava	Fifth Third Securities, Inc. other	Bmo Harris Financial Advisors, Inc other	Other	Jul 30, 2010	Jan 24, 2012 (543 d)
Anthony Robert Trainor	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	May 14, 2010	May 17, 2010
Maribeth Gunger	Charles Schwab & Co., Inc. national BD	Bmo Harris Financial Advisors, Inc other	Other	Mar 19, 2010	Mar 14, 2011 (360 d)
Christina Elena Ferrer	Edward Jones national BD	Bmo Harris Financial Advisors, Inc other	Other	Mar 19, 2010	Aug 30, 2016 (2356 d)
Andrew Stephen Jankowiak	Wells Fargo Investments, LLC unclassified	Bmo Harris Financial Advisors, Inc other	Other	Feb 16, 2010	Jul 10, 2017 (2701 d)
Thomas James Gruszka	Charles Schwab & Co., Inc. national BD	Bmo Harris Financial Advisors, Inc other	Other	Oct 20, 2009	Oct 5, 2009
Charles John Daniels	UBS Financial Services Inc. wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Oct 6, 2009	Feb 18, 2010 (135 d)
Vanessa Lee Quintal	Wells Fargo Advisors wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Jul 22, 2009	Jun 14, 2013 (1423 d)
Justin S Palett	Morgan Stanley & Co. LLC unclassified	Bmo Harris Financial Advisors, Inc other	Other	Jun 2, 2009	Jun 8, 2009
Nathan J. Cluxton	Strategic Advisers LLC national BD	Bmo Harris Financial Advisors, Inc other	Other	Feb 26, 2009	May 18, 2009 (81 d)
Mirjana Kljajic	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	Dec 22, 2008	Jan 20, 2009
Randall John Winkler	On Investment Management Co other	Bmo Harris Financial Advisors, Inc other	Other	Sep 24, 2008	Sep 22, 2008
Donald G Heatherly	Fifth Third Securities, Inc. other	Bmo Harris Financial Advisors, Inc other	Other	Jun 20, 2008	Apr 23, 2010 (672 d)
Stanko Pavlovic	Citizens Securities, Inc. other	Bmo Harris Financial Advisors, Inc other	Other	Jun 6, 2008	Jun 2, 2008
David Matthew Weske	Morgan Stanley & Co. LLC unclassified	Bmo Harris Financial Advisors, Inc other	Other	Jun 2, 2008	Oct 1, 2009 (486 d)
Paul Carl Sterk	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bmo Harris Financial Advisors, Inc other	Other	May 22, 2008	May 28, 2008
James Patrick Kapala	Fifth Third Securities, Inc. other	Bmo Harris Financial Advisors, Inc other	Other	Apr 18, 2008	Apr 21, 2008
Aaron Elkins	Thrivent Investment Management Inc. other	Bmo Harris Financial Advisors, Inc other	Other	Dec 31, 2007	Oct 17, 2012 (1752 d)
Matthew Garry Ringler	Obs Financial other	Bmo Harris Financial Advisors, Inc other	Other	Jun 7, 2007	Jun 18, 2007
Mark J Gilbert	Sbsb Financial Advisors other	Bmo Harris Financial Advisors, Inc other	Other	Feb 8, 2007	Dec 15, 2005
Michael Brian Kman	Ameriprise Financial Services, LLC national BD	Bmo Harris Financial Advisors, Inc other	Other	Jan 23, 2007	Mar 12, 2007 (48 d)
Richard Kuzniar	Lasalle Financial Services, Inc. unclassified	Bmo Harris Financial Advisors, Inc other	Other	Nov 15, 2006	Dec 18, 2006 (33 d)
Stephen John Temmer	Charles Schwab & Co., Inc. national BD	Bmo Harris Financial Advisors, Inc other	Other	Jul 21, 2006	Sep 6, 2006 (47 d)
Laurence Montello	RBC Capital Markets, LLC national BD	Bmo Harris Financial Advisors, Inc other	Other	Jul 12, 2006	Aug 1, 2006
Gregory Lee Davis	Chase Investment Services Corp. other	Bmo Harris Financial Advisors, Inc other	Other	May 1, 2006	Jul 18, 2006 (78 d)
Todd Russell Youngberg	Waddell & Reed other	Bmo Harris Financial Advisors, Inc other	Other	Apr 26, 2006	Apr 18, 2006
Eric C Anders	Chase Investment Services Corp. other	Bmo Harris Financial Advisors, Inc other	Other	Apr 19, 2006	May 2, 2006
David Matthew Alonzo	Ifmg Securities, Inc. unclassified	Bmo Harris Financial Advisors, Inc other	Other	Feb 10, 2006	Feb 6, 2006

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187 moves match.