DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Michael Stillwell | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 2, 2026 |
| Charles Joseph Schilleci | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 10, 2026 |
| Daniel Ray Griffey | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Russell Lon Snyder | Mutual Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 29, 2026 |
| Patrick John Wittekind | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | May 29, 2026 |
| Debbra M Gorczycki | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | May 29, 2026 |
| Jesse Claude Miller | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 20, 2026 |
| Haley Rose Miller | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 20, 2026 |
| Keith Francis Ryan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Phillip Andrew Naman | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 18, 2026 |
| Joshua Robert Carter | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 11, 2026 |
| Keith Andrew Ryan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Julia Nicole Naman | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 18, 2026 |
| Thomas Piazza | J.P. Morgan Securities LLC wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 29, 2026 | Jun 18, 2026 |
| Michael L Kalen | Tlg Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | May 20, 2026 |
| Rebecca D Sarno | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 26, 2026 | May 12, 2026 |
| Kess Lynnae Stackhouse | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 20, 2026 |
| Dylan Richard Fuentes | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2026 | May 12, 2026 |
| James Donald Arnold | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 18, 2026 |
| Vance Albert Richard | Smith Shellnut Wilson other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | May 21, 2026 | May 21, 2026 |
| David James Lazorik | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 6, 2026 |
| Mitchell Elliott Kauffman | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Lee Scott Wolfe | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Kenneth Alfonso Sanchez | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Raffi Nicholas Tutuyan | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Rakesh Surendra Patel | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Perris Clayton Kaufman | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 12, 2026 |
| Katrina Anatolyevna Sable | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Trent Carter Adams | Goldman Sachs Wealth Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | Apr 27, 2026 |
| Eric Sean Callahan | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 13, 2026 |
| Thomas James Madden | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 1, 2026 |
| Kelly Shane Karren | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Vincent Martin Padilla | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Matthew George Clifford | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 1, 2026 |
| Tuong Quoc Ta | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | Jun 17, 2026 |
| James Coleman Davis | M Holdings Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 18, 2026 |
| Kendahl Paige Johnson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | May 4, 2026 |
| Michael Terry Candee | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 27, 2026 |
| Douglas Kenneth Allen | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 6, 2026 |
| Madison Christine Plumley | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
| Patrick Garnet Schaffer | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 13, 2026 |
| James Keith Tate | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Kelley B Tate | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Kanoi Lam | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 18, 2026 |
| James Keith Tate | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| William Edward Prue | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 11, 2026 |
| Franz Peter Braun | Umb Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2026 | May 11, 2026 |
| Stacia Charlene Lykins | Umb Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2026 | May 11, 2026 |
| Stephanie Lynn Ayer | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Apr 14, 2026 |
| Norman Reid | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2026 | May 6, 2026 |
| Jennifer Leanne Hershberger | Umb Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2026 | May 11, 2026 |
| Scott Douglas Bilheimer | Empower Advisory Group, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 26, 2026 |
| Jacob Anthony Corbello | J.P. Morgan Securities LLC wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Jul 6, 2026 (56 d) |
| Jessica Rachel Deibert Lopez | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 30, 2026 |
| Alexander Joseph Haba | J.P. Morgan Securities LLC wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2026 | May 11, 2026 |
| Howard Moises Merkwan | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Cheryl Ann Bracamonte | Edward Jones national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 7, 2026 |
| Teresa Lynn Esteb | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | Aug 19, 2026 (104 d) |
| Eric Paxton Niedermeyer | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Emily Jane Lapp | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
6,512 moves match.