DFX Intelligence
Advisor moves
Arrivals at Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Henry Barlow | Mercer Global Advisors Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | May 29, 2025 |
| Drew Johnson | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Mar 31, 2025 |
| Rebecca Ann Warnick | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Nov 3, 2025 (180 d) |
| Jack Williams | J.P. Morgan Securities LLC wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2025 | May 20, 2025 |
| Abigail Corinne Hollar | Advisory Alpha, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2025 | Mar 24, 2025 |
| Christopher Michael Brostrom | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | May 9, 2025 |
| Nicole Kristine Szakos | Advice & Planning Services LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2025 | Jun 2, 2025 (77 d) |
| Scott Ashley Rucki | Wealth Enhancement Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 11, 2025 |
| Jennifer Elaine Austin | Ameritas Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 12, 2025 |
| Brian Lee Swanson | First Command Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Jan 31, 2025 |
| Scott Thomas Faust | First Command Advisory Services BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Jan 31, 2025 |
| Shane Parker Denton | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Mar 10, 2025 |
| Laura Joan Latourette | The Wealth Consulting Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 13, 2025 |
| Brianne Marie Brucker Derveloy | The Wealth Consulting Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 11, 2025 |
| Jerod Andrew Wurm | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 21, 2025 |
| Robert Casey Frye | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 21, 2025 |
| Ryan Kurt Wittman | True North Financial independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Sep 24, 2024 |
| Tyler Dennis Vogele | True North Financial independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Sep 24, 2024 |
| Lee Ann Forshee | True North Financial independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Sep 24, 2024 |
| David Thomas Guenthner | True North Financial independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Sep 24, 2024 |
| John Patrick Dunphy | Haussmann Financial Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 6, 2025 |
| Kiho Choi | Haussmann Financial Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 6, 2025 |
| Dominica L Henderson | Haussmann Financial Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 16, 2025 |
| William Roger Rassman | Rwm Capital, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2025 | Jan 16, 2025 |
| Tyler Christopher Smith | Perspective Advisors, LLC state registered | Cwm, LLC BD affiliated | Other | Jan 10, 2025 | Jan 21, 2025 |
| Douglas Blake Peterson | Keystone Financial Services, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2025 | Jan 13, 2025 |
| Ty Jason Totzke | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Oliver Zenk Kollofski | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Corina Sanda Bande-Arias | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jul 6, 2026 (550 d) |
| Bryan James Sweet | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Kaitlin Marie Bell | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Caroline Claire Rodriguez | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jan 31, 2025 (39 d) |
| Daniel Avery Reese | Avery Wealth, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2024 | Jun 10, 2024 |
| Brent Thomas Oliver | Avery Wealth, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2024 | Jun 10, 2024 |
| Abigail Rexanne Funk | Avery Wealth, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2024 | Jun 10, 2024 |
| Justin Tate | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Dec 13, 2024 | Apr 6, 2026 (479 d) |
| Silver Sibert | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Larry Macfarlane | Fidelity Personal And Workplace Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Jan 3, 2025 (44 d) |
| Matthew Mcmaster Gaude | American Portfolios Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 4, 2024 |
| Joseph Shawn Mcguire | American Portfolios Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 9, 2024 |
| Lovess Henry | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 16, 2024 |
| Roman Spear | World Investment Advisors, LLC institutional | Cwm, LLC BD affiliated | Other | Aug 16, 2024 | Aug 23, 2024 |
| Nathaniel J Sepe | Federated Global Investment Management Corp. asset manager | Cwm, LLC BD affiliated | Other | Aug 7, 2024 | Aug 1, 2024 |
| Michael Shane Hall | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 24, 2024 |
| Texanna Stallwitz | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 24, 2024 |
| James D Hughes | Planmember Securities Corporation independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Jul 24, 2024 |
| Kyle Matthew Whalley | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Jul 10, 2024 |
| Isaac Alexander Boll | Harbour Investments, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Sep 16, 2024 (68 d) |
| Alan Russel Hodgson | Ars Investment Advisors, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2024 | Jan 2, 2024 |
| Michael John Gibbs | Ars Investment Advisors, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2024 | Jan 2, 2024 |
| Jeffrey Brent Johnson | Ars Investment Advisors, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2024 | Jan 2, 2024 |
| Joseph Earl Pond | Ars Investment Advisors, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2024 | Jan 2, 2024 |
| Linda Jayne Oeth | Weinzapfel Wealth Advisors, Inc unclassified | Cwm, LLC BD affiliated | Other | Jun 5, 2024 | Dec 16, 2021 |
| Brenda Lee Weekly | Commonwealth Financial Services independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2024 | May 29, 2024 |
| Greg A Schultheis | Geller Advisors LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2024 | Jul 16, 2024 (62 d) |
| Geoffrey Aleksander Skowronek | Commonwealth Financial Network national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | May 9, 2024 |
| Nathaniel Monroe Fisher | Fisher Financial Advisors LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2024 | Jan 29, 2024 |
| Noah Kingston | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 16, 2024 |
| Landon Matheu Collins | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 3, 2024 |
| Peter Scott Hoerber | Missionsquare Retirement institutional | Cwm, LLC BD affiliated | Other | Apr 15, 2024 | Apr 23, 2024 |
706 moves match.