| Shir Keidan Mcgettigan | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 30, 2023 |
| Elizabeth Kathleen Rehbehn | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Allie Elizabeth Starr | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Nov 27, 2023 |
| Samantha Kaufman | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Phillip Anthony Brunson | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Nov 28, 2023 |
| Craig Novek | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 31, 2023 | Nov 6, 2023 |
| Marc Bienenfeld | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 31, 2023 | Oct 31, 2023 |
| David Anthony Carr | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 18, 2023 | Oct 16, 2023 |
| Steven Cody Smith | Arkadios Wealth Advisors BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 13, 2023 | Apr 3, 2025 (538 d) |
| Timothy Andrew Vieth | Transamerica Retirement Advisors, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 2, 2023 | May 16, 2024 (227 d) |
| Timothy Paul Nelson | Principal Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 26, 2023 | Oct 23, 2023 |
| Hedyeh Arjomand | Conover Securities Corporation unclassified | Global Retirement Partners LLC institutional | Other | Sep 26, 2023 | Mar 15, 2022 |
| Michael Ryan Madsen | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 25, 2023 | Oct 2, 2023 |
| Matthew W Stolle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Global Retirement Partners LLC institutional | Other | Sep 22, 2023 | Sep 20, 2023 |
| Craig Whalen Ulep | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 6, 2023 | Aug 31, 2023 |
| Richard Westwood Lombard | Goldstone Financial Group, LLC independent RIA | Global Retirement Partners LLC institutional | Other | Sep 6, 2023 | Oct 17, 2023 (41 d) |
| James Ms Franklin | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 5, 2023 | Aug 31, 2023 |
| William Dunkley Franklin | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 5, 2023 | Sep 1, 2023 |
| Haswell Mccullough Franklin | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 1, 2023 | Aug 31, 2023 |
| Charles George Breschi | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 1, 2023 | Aug 31, 2023 |
| Douglas Igel | The Baldwin Group Wealth Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Aug 18, 2023 | Nov 12, 2023 (86 d) |
| Mark Joseph Dorman | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Aug 1, 2023 | Aug 1, 2023 |
| Seth Erik Grano | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jul 26, 2023 | Jul 20, 2023 |
| Mary Kathleen Piraino | LPL Financial LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Jul 19, 2023 | Oct 6, 2023 (79 d) |
| William Ebersold | Ameriprise Financial Services, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 17, 2023 | Sep 13, 2023 (58 d) |
| Chad Keith Butler | Voya Investment Management Co. LLC other | Global Retirement Partners LLC institutional | Other | Jul 5, 2023 | Nov 20, 2024 (504 d) |
| Kristopher Maleski | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Jun 7, 2023 | Jun 5, 2023 |
| Tony M Pritchett | Oneamerica Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | May 11, 2023 | May 1, 2023 |
| Stefan Nabih Sabbagh | Ameriprise Financial Services, LLC national BD | Global Retirement Partners LLC institutional | Other | May 8, 2023 | May 2, 2023 |
| Carley Peraza | Ameriprise Financial Services, LLC national BD | Global Retirement Partners LLC institutional | Other | May 4, 2023 | May 9, 2023 |
| Austin William Krise | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | May 4, 2023 | May 26, 2023 |
| Matthew Gardner Watson | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 17, 2023 | Apr 10, 2023 |
| Angela Lee Talbot | Trek Financial independent RIA | Global Retirement Partners LLC institutional | Other | Mar 6, 2023 | Apr 26, 2023 (51 d) |
| Tyler Marshall Brewer | Thrivent Investment Management Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 2, 2023 | May 8, 2023 (67 d) |
| Michael John Hamilton | Edelman Financial Engines mixed wealth | Global Retirement Partners LLC institutional | Other | Feb 27, 2023 | May 7, 2025 (800 d) |
| Ruben M Hernandez | Quintes Financial Services, LLC institutional | Global Retirement Partners LLC institutional | Other | Feb 21, 2023 | Aug 11, 2022 |
| Mark Edward Laughton | Quintes Financial Services, LLC institutional | Global Retirement Partners LLC institutional | Other | Feb 21, 2023 | Aug 5, 2022 |
| Scott Larry Schlappi | Wealthplan Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Feb 7, 2023 | Jun 9, 2022 |
| Todd Mathew Schlappi | Wealthplan Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Feb 7, 2023 | Jun 9, 2022 |
| Ciara Sharp Hanratty | Wealthplan Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Feb 7, 2023 | Jun 16, 2022 |
| Sonya Spagnola | Wealthplan Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Feb 7, 2023 | Oct 18, 2022 |
| Matthew Chad Willett | Wealthplan Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Feb 7, 2023 | Aug 10, 2022 |
| Camryn Danielle Holt | Wealthplan Advisors, LLC other | Global Retirement Partners LLC institutional | Other | Feb 2, 2023 | Aug 18, 2022 |
| Jon Tribbel | Conover Capital Management mixed wealth | Global Retirement Partners LLC institutional | Other | Dec 31, 2022 | Jul 14, 2021 |
| Mason Garth Moore | Kornerstone, Inc. institutional | Global Retirement Partners LLC institutional | Other | Dec 31, 2022 | Feb 23, 2022 |
| Jeremy Joseph Gerardy | Cetera Advisor Networks LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 22, 2022 | Jan 4, 2023 |
| Thomas Michael Santabarbara | Direct Advisors, LLC institutional | Global Retirement Partners LLC institutional | Other | Dec 5, 2022 | Aug 29, 2022 |
| Jeffrey Scott Bennett | Direct Advisors, LLC institutional | Global Retirement Partners LLC institutional | Other | Dec 5, 2022 | Aug 31, 2022 |
| Erin D Cominole | Direct Advisors, LLC institutional | Global Retirement Partners LLC institutional | Other | Dec 5, 2022 | Sep 16, 2022 |
| Kelly Lee Ausburn | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 2, 2022 | Nov 22, 2022 |
| Robin Rodriguez | Edward Jones national BD | Global Retirement Partners LLC institutional | Other | Nov 28, 2022 | Mar 29, 2023 (121 d) |
| Christopher Jay Securcher | Gallagher Fiduciary Advisors, LLC institutional | Global Retirement Partners LLC institutional | Other | Oct 24, 2022 | Dec 6, 2022 (43 d) |
| Daintry Noelle Price | Conover Capital Management mixed wealth | Global Retirement Partners LLC institutional | Other | Oct 5, 2022 | Jul 16, 2021 |
| Sarah Ann Colotto | Captrust institutional | Global Retirement Partners LLC institutional | Other | Oct 3, 2022 | Oct 26, 2022 |
| Trevor Max Brody | Cetera Investment Advisers LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Sep 22, 2022 | Sep 19, 2022 |
| Brian Joseph Quinn | Osaic Wealth, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Aug 29, 2022 | Aug 26, 2022 |
| Paul Mankarious | Charles Schwab & Co., Inc. national BD | Global Retirement Partners LLC institutional | Other | Aug 11, 2022 | Aug 8, 2022 |
| Caroline A Macomber | Captrust institutional | Global Retirement Partners LLC institutional | Other | Aug 2, 2022 | Oct 17, 2024 (807 d) |
| Patrick Kevin Mckiernan | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 27, 2022 | Jul 18, 2022 |
| Wesley David Previant | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 27, 2022 | Jul 18, 2022 |