DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eric Joseph Mueller	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Apr 18, 2012	Jun 21, 2012 (64 d)
Pamela Reid Settlage	Osaic Fa, Inc. other	H. Beck, Inc. other	Other	Feb 21, 2012	Apr 20, 2012 (59 d)
Jennifer Nicole Overhoff	LPL Financial LLC other	H. Beck, Inc. other	Other	Feb 9, 2012	Feb 25, 2014 (747 d)
Mary Teresa Tacka	Osaic Fa, Inc. other	H. Beck, Inc. other	Other	Feb 7, 2012	Feb 21, 2012
Craig Lee Soule	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Martin M Hippler	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Scott Allen Mcdougal	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Timothy Joseph Weyer	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2011	Jan 4, 2012
Richard Edwin Olson	Next Financial Group, Inc. other	H. Beck, Inc. other	Other	Dec 13, 2011	Dec 19, 2011
Christopher Thomas Cannon	Pnc Wealth Management other	H. Beck, Inc. other	Other	Dec 5, 2011	Jan 3, 2012
William Joseph Fahey	Pacific West Financial Consultants Inc other	H. Beck, Inc. other	Other	Nov 22, 2011	Nov 21, 2011
David G. Haislip	First Allied Advisory Services, Inc. other	H. Beck, Inc. other	Other	Nov 17, 2011	Nov 4, 2011
Eric Alan Sands	Investacorp Advisory Services Inc other	H. Beck, Inc. other	Other	Oct 27, 2011	Nov 4, 2011
Kevin Devon Olison	Vanderbilt Advisory Services other	H. Beck, Inc. other	Other	Oct 24, 2011	Oct 24, 2011
David Alexander Batchelder	Mackensen & Company, Inc. other	H. Beck, Inc. other	Other	Sep 22, 2011	Mar 2, 2012 (162 d)
Juelmarie Trueworthy Morgan	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Sep 13, 2011	Sep 12, 2011
Christopher Ford Wendland	Next Financial Group, Inc. other	H. Beck, Inc. other	Other	Sep 1, 2011	Sep 8, 2011
Darren M Candiotty	MML Investors Services, LLC other	H. Beck, Inc. other	Other	Aug 31, 2011	Nov 30, 2011 (91 d)
Robert Fay Cruise	Osaic Wealth, Inc. other	H. Beck, Inc. other	Other	Aug 24, 2011	Aug 29, 2011
Lissette Carolina Dametta	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Jul 25, 2011	Jul 19, 2011
Mary Lillian Burrows	Stifel, Nicolaus & Company, Incorporated national BD	H. Beck, Inc. other	Other	Jul 6, 2011	Jul 1, 2011
Scott Edward Whitten	Next Financial Group, Inc. other	H. Beck, Inc. other	Other	Jun 23, 2011	Jun 28, 2011
Walter Joseph Goeltz	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Jun 3, 2011	May 23, 2011
Curtis E Hughes	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Jun 2, 2011	Jul 6, 2011 (34 d)
Thomas Patrick Clinton	LPL Financial LLC other	H. Beck, Inc. other	Other	May 31, 2011	May 19, 2011
Paul Henry Couture	LPL Financial LLC other	H. Beck, Inc. other	Other	May 31, 2011	May 19, 2011
Jennifer Renee Lee	Modern-Wealth, LLC unclassified	H. Beck, Inc. other	Other	Mar 26, 2011	Aug 17, 2012 (510 d)
Elizabeth Windsor Thompson	Osaic Fa, Inc. other	H. Beck, Inc. other	Other	Mar 15, 2011	Mar 10, 2011
Jay H Levy	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	H. Beck, Inc. other	Other	Mar 15, 2011	Mar 11, 2011
Jeffrey John Szulczewski	Qa3 Financial LLC unclassified	H. Beck, Inc. other	Other	Feb 11, 2011	Feb 23, 2011
Christopher Louis Huber	Qa3 Financial LLC unclassified	H. Beck, Inc. other	Other	Feb 11, 2011	Feb 28, 2011
Spencer Reed Huggett	Qa3 Financial LLC unclassified	H. Beck, Inc. other	Other	Feb 11, 2011	Feb 26, 2011
Eugene Alan Cheng	Cantella & Co., Inc. other	H. Beck, Inc. other	Other	Jan 31, 2011	Feb 9, 2011
Heidi Sue Kennedy	Cetera Advisor Networks LLC other	H. Beck, Inc. other	Other	Dec 31, 2010	Jan 20, 2011
Elizabeth Ann Goeltz	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Dec 17, 2010	May 2, 2011 (136 d)
Michael Joseph O'Malley	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 3, 2010	May 5, 2011 (153 d)
Claude Saunders Romano	Pruco Securities, LLC other	H. Beck, Inc. other	Other	Nov 30, 2010	Dec 1, 2010
Michael Allen Powell	Uvest Financial Services Group, Inc. unclassified	H. Beck, Inc. other	Other	Nov 29, 2010	Sep 5, 2017 (2472 d)
Wei Luo	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Nov 11, 2010	Jan 11, 2011 (61 d)
David Lyn Sigler	Harbour Investments, Inc. other	H. Beck, Inc. other	Other	Nov 8, 2010	Dec 9, 2010 (31 d)
Margaret M Remlinger	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Nov 1, 2010	Nov 1, 2010
Terry Michael Reinhart	Ssn Advisory, Inc. other	H. Beck, Inc. other	Other	Oct 28, 2010	Jan 5, 2011 (69 d)
Cary Edward Urich	Raymond James Financial Services Advisors, Inc other	H. Beck, Inc. other	Other	Oct 25, 2010	Nov 5, 2010
Jonathon Rogers	Valic Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Oct 20, 2010	Oct 18, 2010
Michael Anthony Bukowski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	H. Beck, Inc. other	Other	Oct 12, 2010	Oct 8, 2010
David Jon Zupek	Voya Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Oct 4, 2010	Oct 4, 2010
Angela Williams Holland	Old Mutual Capital other	H. Beck, Inc. other	Other	Sep 23, 2010	Sep 13, 2011 (355 d)
Thomas William Headlee	Nationwide Securities, LLC no RAUM	H. Beck, Inc. other	Other	Jul 27, 2010	Aug 2, 2010
Richard Allen Casciaro	Wells Fargo Advisors wirehouse	H. Beck, Inc. other	Other	Jul 27, 2010	Jul 29, 2010
Matthew Barnes Brock	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Jun 7, 2010	May 28, 2010
Ara Patrick Abrahamian	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Jun 4, 2010	May 28, 2010
Shelly Ann Williams	Cantella & Co., Inc. other	H. Beck, Inc. BD affiliated	Other	May 24, 2010	May 29, 2019 (3292 d)
Fred Hamsayeh	Berthel Fisher & Company Financial Services, Inc. other	H. Beck, Inc. other	Other	May 17, 2010	May 17, 2010
Cheryl Ann Brown	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Apr 19, 2010	Apr 19, 2010
Heather Lee Lemon	Carney Antell, LLC unclassified	H. Beck, Inc. other	Other	Apr 15, 2010	Jun 24, 2009
Michael Stuart Hillgen-Santa	Ic Advisory Services, Inc. other	H. Beck, Inc. other	Other	Apr 13, 2010	Mar 16, 2010
Stephen Wayne Wattles	Edward Jones national BD	H. Beck, Inc. other	Other	Apr 9, 2010	Apr 1, 2010
Peter Neil Blok	Ambrose Wealth Management unclassified	H. Beck, Inc. other	Other	Apr 8, 2010	Apr 9, 2010
Kyle Thomas Blodgett	Waddell & Reed other	H. Beck, Inc. other	Other	Apr 1, 2010	Apr 13, 2010
Matthew Jason Szabad	Msi Financial Services, Inc. other	H. Beck, Inc. other	Other	Mar 30, 2010	Feb 1, 2012 (673 d)

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363 moves match.