DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Janet Louise Morris | Wesbanco Securities, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Jan 17, 2020 |
| Tina Renee Haines -Anglin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2019 | Jan 8, 2020 (42 d) |
| Zachary Dean Jones | Nfsg Corporation BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2019 | Jan 17, 2020 (59 d) |
| Scott Schless | Esi Financial Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2019 | Dec 11, 2019 |
| Rachel Jane Hallowell | Cetera Advisors LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Oct 22, 2019 |
| Reagan Edwin Tucker | Td Ameritrade, Inc. no RAUM | First Command Advisory Services BD affiliated | Other | Sep 11, 2019 | Feb 13, 2020 (155 d) |
| Garima Dembla | Cambridge Investment Research Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Sep 9, 2020 (369 d) |
| Kelsey Marie Skorodziyevskiy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2019 | Sep 11, 2019 |
| Craig H Liguori | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2019 | Sep 6, 2019 |
| Robert Lee Williamson | Avantax Advisory Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Jul 8, 2019 |
| Andrew Scott Thomas | Leap Wealth Management independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2019 | May 6, 2019 |
| Mark Louderback | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Sep 4, 2020 (563 d) |
| Steven Joseph Ford | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Aug 15, 2019 (182 d) |
| Rodney Wayne Simpson | Osaic Fa, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Jul 16, 2019 (160 d) |
| Karyn Cordero Carbone | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Jun 21, 2022 (1237 d) |
| Nishann C Lanata | Waddell & Reed BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2019 | May 28, 2019 (124 d) |
| Anette Schol-Bermel | Fsc Securities Corporation BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2019 | Jun 26, 2019 (159 d) |
| Summer Vaughan | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Apr 3, 2019 (83 d) |
| Sara Scardaci | Cambridge Investment Research Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Sep 14, 2020 (697 d) |
| Lance David Perry | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Jan 18, 2019 (112 d) |
| Kristopher W Dennis | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 16, 2018 |
| Kelly Knight | Wells Fargo Advisors wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2018 | Sep 27, 2018 |
| Brian Anthony Blas Pablo | Wilkinson Financial LLC unclassified | First Command Advisory Services BD affiliated | Other | Sep 19, 2018 | Sep 19, 2018 |
| Christien N Hughes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2018 | May 21, 2020 (637 d) |
| David L Semonian | Usaa Investment Services Company BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Oct 30, 2018 (102 d) |
| Eric Montgomery | Key Investment Services LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 17, 2018 |
| Brandon Jaimes | Equitable Advisors, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2018 | Nov 21, 2018 (155 d) |
| Greisy Aragon | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Sep 16, 2019 (465 d) |
| Jared Wesley Ford | Avantax Advisory Services BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2018 | May 8, 2018 |
| Joshua Paul Walshe | Huber Financial independent RIA | First Command Advisory Services other | Other | Apr 13, 2018 | Dec 15, 2015 |
| Renee Lee Bauch | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2018 | Apr 10, 2018 (40 d) |
| Tyisha Marie Wolfe | Trinity Portfolio Advisors, LLC other | First Command Advisory Services BD affiliated | Other | Feb 13, 2018 | Apr 11, 2018 (57 d) |
| Deanna Louise Moore | Moloney Securities Asset Management LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2018 | Aug 21, 2026 (3112 d) |
| Natwian Vanderveer | Td Ameritrade, Inc. no RAUM | First Command Advisory Services BD affiliated | Other | Jan 24, 2018 | Nov 8, 2018 (288 d) |
| Nathan James Maynard | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2018 | Jul 21, 2020 (910 d) |
| Charlene Margaret May | LPL Financial LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2017 | Oct 16, 2018 (299 d) |
| Deborah Eileen Smith | Smh Capital Advisors LLC other | First Command Advisory Services other | Other | Dec 1, 2017 | Dec 1, 2017 |
| Eric Anthony Rollins | MML Investors Services, LLC other | First Command Advisory Services BD affiliated | Other | Dec 1, 2017 | Apr 19, 2018 (139 d) |
| Douglas Boone Giddings | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2017 | Jan 31, 2019 (500 d) |
| Jeromy Christian Shepherd | Td Ameritrade Investment Management, LLC other | First Command Advisory Services BD affiliated | Other | Aug 7, 2017 | Jan 22, 2018 (168 d) |
| Howard Rivers Jacobs | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2017 | Jun 22, 2018 (324 d) |
| Scott A Heevner | Principal Securities, Inc. other | First Command Advisory Services other | Other | Jun 15, 2017 | Jun 2, 2017 |
| Tressa R Wood | Ameriprise Financial Services, LLC national BD | First Command Advisory Services other | Other | Jun 15, 2017 | Jun 16, 2017 |
| Charrissa Christy Wright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2017 | Oct 2, 2018 (483 d) |
| Nidhi Talati | Primerica Advisors national BD | First Command Advisory Services other | Other | Apr 25, 2017 | Apr 26, 2017 |
| Elizabeth Gerhart Nicolette | Wells Fargo Advisors wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2017 | Feb 4, 2020 (1048 d) |
| Tanner Lemaster | LPL Financial LLC other | First Command Advisory Services other | Other | Mar 6, 2017 | Mar 7, 2017 |
| Brandon Boyd Call | Edward Jones national BD | First Command Advisory Services other | Other | Feb 16, 2017 | Apr 17, 2017 (60 d) |
| Nathaniel Edman Siens | Hayden Royal other | First Command Advisory Services other | Other | Feb 2, 2017 | Apr 17, 2017 (74 d) |
| John Stephen Weitzer | Wells Fargo Advisors wirehouse | First Command Advisory Services other | Other | Jan 11, 2017 | Jan 19, 2017 |
| Corey Daniel Sacken | Strategic Advisers LLC national BD | First Command Advisory Services other | Other | Jan 9, 2017 | Mar 7, 2017 (57 d) |
| Heather Kay Panuco | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2017 | Oct 25, 2018 (660 d) |
| Joseph E Simon | Amundi Pioneer Institutional Asset Management, Inc. other | First Command Advisory Services other | Other | Dec 31, 2016 | Jun 13, 2017 (164 d) |
| Michelle R Dowling | Morgan Stanley wirehouse | First Command Advisory Services other | Other | Dec 20, 2016 | Nov 13, 2017 (328 d) |
| Sheeza Rashid | LPL Financial LLC other | First Command Advisory Services other | Other | Nov 25, 2016 | Dec 1, 2016 |
| Brandon Paul Lombardo | Td Ameritrade Investment Management, LLC other | First Command Advisory Services other | Other | Nov 16, 2016 | Nov 18, 2016 |
| Rosanna F Bragdon | Wells Fargo Advisors wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2016 | Jun 19, 2018 (589 d) |
| Andrew Willis Fitch | Waddell & Reed other | First Command Advisory Services other | Other | Nov 3, 2016 | Nov 4, 2016 |
| Arlene Joan Burson | Sii Investments, Inc. other | First Command Advisory Services other | Other | Sep 23, 2016 | Mar 15, 2017 (173 d) |
| Gregory William Glynn | Principal Securities, Inc. other | First Command Advisory Services BD affiliated | Other | Sep 15, 2016 | Jul 2, 2024 (2847 d) |
286 moves match.