DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephanie Birrell LuedkeCitigroup Global Markets Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 17, 2019Jun 12, 2019
John MadeyJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 13, 2019Jun 11, 2025 (2221 d)
Michelle Lynn SarmientoJames Investment Research Inc otherNeuberger Berman Bd LLC no RAUMOtherApr 1, 2019Apr 10, 2019
Nicholas DriscollPutnam Investment Management, LLC asset managerNeuberger Berman Bd LLC no RAUMOtherMar 18, 2019Apr 2, 2019
Everard BisnauthWells Fargo Advisors wirehouseNeuberger Berman Bd LLC no RAUMOtherMar 12, 2019Mar 26, 2019
Christopher Robert ZiembaTouchstone Advisors Inc asset managerNeuberger Berman Bd LLC no RAUMOtherDec 13, 2018Dec 4, 2018
Robert K WardPnc Wealth Management BD affiliatedNeuberger Berman Bd LLC no RAUMOtherDec 6, 2018Dec 22, 2021 (1112 d)
Romonie PermaulRBC Capital Markets, LLC national BDNeuberger Berman Bd LLC no RAUMOtherSep 18, 2018Sep 21, 2018
Caroline Elizabeth KafafianMdt Advisers, A Division Of Federated Mdta LLC asset managerNeuberger Berman Bd LLC no RAUMOtherJul 10, 2018Jul 24, 2018
Andrew Edward JanfazaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherJul 3, 2018Jul 12, 2018
Hugh Light StangelandLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherMay 16, 2018Jul 18, 2018 (63 d)
Antonio Giancarlo CapobiancoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 10, 2018May 8, 2018
Jason Patrick GoldbergLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherApr 20, 2018Apr 24, 2018
Robert TroyHartford Funds asset managerNeuberger Berman Bd LLC no RAUMOtherApr 17, 2018May 3, 2018
Garrett JohnsonScottrade Investment Management BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMar 9, 2018May 2, 2018 (54 d)
Noah Brian OzgoJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherMar 8, 2018Feb 28, 2018
Jeffrey Ryan AlfonsoEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherFeb 9, 2018Feb 14, 2018
Christina Marie GenerosoMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherJan 18, 2018Aug 17, 2026 (3133 d)
Frank Ryan AurichioMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherNov 27, 2017Nov 28, 2017
Samuel FranklinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 24, 2017Apr 17, 2025 (2885 d)
Chloe Anne LeitzkeOppenheimer & Co. Inc. otherNeuberger Berman Bd LLC no RAUMOtherMay 22, 2017Apr 16, 2018 (329 d)
Daniel Gerard HartLord, Abbett & Co. LLC otherNeuberger Berman Bd LLC no RAUMOtherMar 22, 2017Mar 25, 2021 (1464 d)
Patrick Daniel BaneManning & Napier Advisors, LLC otherNeuberger Berman Bd LLC no RAUMOtherJan 6, 2017Jan 10, 2017
Jenna Marie ChaconStrategic Advisers LLC national BDNeuberger Berman Bd LLC otherOtherDec 2, 2016Nov 30, 2016
Jose Michael GuerreroStrategic Advisers LLC national BDNeuberger Berman Bd LLC otherOtherDec 2, 2016Nov 22, 2016
Benjamin Alexander GreenCitigroup Global Markets Inc. otherNeuberger Berman Bd LLC otherOtherNov 25, 2016Nov 9, 2016
Kara Lynn DorothyMesirow Financial Investment Management, Inc. otherNeuberger Berman Bd LLC otherOtherNov 4, 2016Dec 6, 2016 (32 d)
Nicole Masey AyubLPL Financial LLC otherNeuberger Berman Bd LLC otherOtherOct 21, 2016Nov 15, 2016
Lawrence AnsehlJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC otherOtherAug 15, 2016Aug 10, 2016
Gordon David ZimmermannElkhorn Investments otherNeuberger Berman Bd LLC no RAUMOtherAug 8, 2016Nov 14, 2024 (3020 d)
Matthew Moore TollisonVirtus Capital Advisers, LLC otherNeuberger Berman Bd LLC otherOtherMay 2, 2016Apr 25, 2016
Lacey Dawn JohnsonStrategic Advisers LLC national BDNeuberger Berman Bd LLC no RAUMOtherMar 30, 2016Mar 4, 2022 (2165 d)
Michael George HattrupO'Shaughnessy Asset Management, LLC otherNeuberger Berman Bd LLC no RAUMOtherMar 11, 2016Jul 10, 2019 (1216 d)
Sultan Saif KhanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherJan 4, 2016Apr 28, 2016 (115 d)
Adon S VanwoerdenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherNov 20, 2015Nov 24, 2015
Sean Matthew JeffersNew York Life Investment Management LLC otherNeuberger Berman Bd LLC no RAUMOtherNov 2, 2015Jun 22, 2020 (1694 d)
Robert Harvey WiegandNew Salem Investment Management, LLC unclassifiedNeuberger Berman Bd LLC no RAUMOtherOct 22, 2015Dec 8, 2020 (1874 d)
John Robert GuagliardoAmundi Pioneer Institutional Asset Management, Inc. otherNeuberger Berman Bd LLC otherOtherOct 12, 2015Oct 5, 2015
Scott William HolmesAmundi Pioneer Institutional Asset Management, Inc. otherNeuberger Berman Bd LLC otherOtherSep 29, 2015Oct 1, 2015
Timothy Casimer CraneRBC Capital Markets, LLC national BDNeuberger Berman Bd LLC otherOtherSep 24, 2015Sep 13, 2016 (355 d)
Michael R SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherSep 22, 2015Sep 24, 2015
Francis William RossCurian Capital, LLC otherNeuberger Berman Bd LLC no RAUMOtherSep 15, 2015Sep 5, 2019 (1451 d)
David BraunMorgan Stanley wirehouseNeuberger Berman Bd LLC otherOtherJul 31, 2015Jul 21, 2015
Christopher Robert JenningsAlliancebernstein L.P. otherNeuberger Berman Bd LLC no RAUMOtherMay 12, 2015Jul 18, 2018 (1163 d)
Paulina WongUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC otherOtherMay 11, 2015May 5, 2015
John SullivanJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 8, 2015Apr 8, 2019 (1431 d)
Keith Thomas BrennanRBC Rochdale, LLC otherNeuberger Berman Bd LLC otherOtherMay 7, 2015May 11, 2015
Joseph Thomas HaagVcp5, Corp. unclassifiedNeuberger Berman Bd LLC no RAUMOtherApr 14, 2015Sep 14, 2022 (2710 d)
Angela Yuan-Yuan HouLord, Abbett & Co. LLC otherNeuberger Berman Bd LLC otherOtherApr 7, 2015Apr 6, 2015
Bret WatsonEdward Jones national BDNeuberger Berman Bd LLC no RAUMOtherMar 31, 2015May 8, 2017 (769 d)
Kai LiuGilder Gagnon Howe & Co. LLC otherNeuberger Berman Bd LLC otherOtherJan 14, 2015Feb 26, 2015 (43 d)
Michael Dean GravelinePnc Capital Advisors LLC otherNeuberger Berman Bd LLC no RAUMOtherJan 5, 2015Mar 24, 2026 (4096 d)
Ryan Edward KubasekSignator Investors, Inc. otherNeuberger Berman Bd LLC otherOtherDec 31, 2014Aug 18, 2015 (230 d)
Jennifer Marie RoundNew York Life Investment Management LLC otherNeuberger Berman Bd LLC otherOtherDec 16, 2014Aug 30, 2016 (623 d)
Mark Francis SaranInvesco Advisers, Inc. otherNeuberger Berman Bd LLC otherOtherSep 26, 2014Oct 7, 2014
Jessica Christine RandoRaymond James & Associates, Inc. national BDNeuberger Berman Bd LLC otherOtherSep 11, 2014Sep 10, 2014
Douglas Hanson JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherSep 2, 2014Sep 19, 2014
Ashley Elizabeth CarrLord, Abbett & Co. LLC otherNeuberger Berman Bd LLC otherOtherJul 21, 2014Jul 24, 2014
Thomas Elliot BauerCurian Capital, LLC otherNeuberger Berman Bd LLC otherOtherApr 18, 2014Apr 8, 2014
M Jeremy MckitrickLord, Abbett & Co. LLC otherNeuberger Berman Bd LLC otherOtherApr 10, 2014Apr 8, 2014
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304 moves match.