| Jonathan Kobets | Neuberger Berman Bd LLC no RAUM | Alliancebernstein L.P. other | Other | Oct 16, 2018 | May 5, 2020 (567 d) |
| Eric Hayes | Mill Creek Capital Advisors, LLC independent RIA | Alliancebernstein L.P. other | Other | Oct 2, 2018 | Mar 23, 2021 (903 d) |
| Nasimul Khan | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. other | Other | Sep 20, 2018 | Nov 30, 2018 (71 d) |
| Travon Jeremiah Mccain | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. other | Other | Sep 18, 2018 | Dec 19, 2018 (92 d) |
| Justin David Sawyers | Invesco Advisers, Inc. asset manager | Alliancebernstein L.P. other | Other | Sep 5, 2018 | Oct 11, 2018 (36 d) |
| Shelby Reeves | William Blair & Company L.L.C. BD affiliated | Alliancebernstein L.P. other | Other | Aug 7, 2018 | Aug 22, 2018 |
| Samuel Soland Spry | Kestra Advisory Services, LLC BD affiliated | Alliancebernstein L.P. other | Other | Jul 10, 2018 | Oct 10, 2018 (92 d) |
| Stephanie Theresa Fernandes | Verde Wealth Group, LLC state registered | Alliancebernstein L.P. other | Other | Jun 21, 2018 | Aug 8, 2018 (48 d) |
| Peter Kazmierczak | Cadaret Grant & Co Inc independent RIA | Alliancebernstein L.P. other | Other | Jun 11, 2018 | Jul 9, 2018 |
| Thomas James Coy | Independence Wealth Group state registered | Alliancebernstein L.P. other | Other | May 29, 2018 | Jul 19, 2019 (416 d) |
| Ross Matthew Catena | Northwestern Mutual Investment Services,LLC no RAUM | Alliancebernstein L.P. asset manager | Other | May 22, 2018 | Dec 18, 2023 (2036 d) |
| Tyler Lawrence Clark | MML Investors Services, LLC BD affiliated | Alliancebernstein L.P. other | Other | May 15, 2018 | Jul 23, 2018 (69 d) |
| Anthony Patrick Malizia | Hergenroeder Financial Advisors, Inc. other | Alliancebernstein L.P. asset manager | Other | Feb 21, 2018 | Apr 17, 2023 (1881 d) |
| Nicole Keirnes Scanlon | Sanford C. Bernstein & Co., LLC other | Alliancebernstein L.P. other | Other | Feb 20, 2018 | Feb 20, 2018 |
| Kimberly Anne Willie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | Jan 26, 2018 | Feb 15, 2019 (385 d) |
| Daniel Bernard Eagan | Hirtle & Co., LLC other | Alliancebernstein L.P. other | Other | Jan 25, 2018 | Jan 17, 2018 |
| Christopher Gouryh | Osaic Fa, Inc. other | Alliancebernstein L.P. other | Other | Jan 23, 2018 | Feb 6, 2018 |
| Ross Norman Revenaugh | Echelon Asset Management other | Alliancebernstein L.P. other | Other | Jan 17, 2018 | Aug 17, 2017 |
| Franco S La Marca | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. other | Other | Jan 5, 2018 | Mar 9, 2018 (63 d) |
| James Anthony Cerefice | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. other | Other | Nov 14, 2017 | Jun 20, 2018 (218 d) |
| Louis Sideropoulos | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Alliancebernstein L.P. other | Other | Sep 7, 2017 | Dec 4, 2017 (88 d) |
| Andrew Stef Ludwig | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. asset manager | Other | Sep 5, 2017 | Aug 28, 2023 (2183 d) |
| Megan E. Tracy | Amundi Pioneer Institutional Asset Management, Inc. other | Alliancebernstein L.P. other | Other | Aug 3, 2017 | Nov 21, 2017 (110 d) |
| Patrick Frank Watson | T. Rowe Price Advisory Services, Inc. other | Alliancebernstein L.P. other | Other | Jul 3, 2017 | Jul 28, 2017 |
| Ruchi Vinod Patel | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. other | Other | Jun 20, 2017 | Apr 17, 2019 (666 d) |
| Susannah Emami | Kls Professional Advisors Group, LLC other | Alliancebernstein L.P. other | Other | May 23, 2017 | Apr 25, 2017 |
| Steve Rodney Doss | Invesco Advisers, Inc. other | Alliancebernstein L.P. other | Other | May 9, 2017 | Jun 21, 2017 (43 d) |
| Tamaki Kern Faneuff | UBS Financial Services Inc. wirehouse | Alliancebernstein L.P. other | Other | Mar 3, 2017 | Mar 6, 2017 |
| Jessica Gabrielle Kopf | Bb&T Securities, LLC other | Alliancebernstein L.P. other | Other | Feb 16, 2017 | Mar 10, 2017 |
| Kyle Stephen Finn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | Jan 5, 2017 | Jan 19, 2017 |
| James Robert Bocinsky | MML Investors Services, LLC other | Alliancebernstein L.P. other | Other | Oct 14, 2016 | Oct 21, 2016 |
| Ryan Joseph Bordelon | Commonwealth Financial Network national BD | Alliancebernstein L.P. other | Other | Sep 16, 2016 | Oct 3, 2016 |
| John-Michael Edmond Lenahan | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. other | Other | Sep 15, 2016 | Oct 31, 2016 (46 d) |
| Christopher Hugh Hoke | Morgan Stanley wirehouse | Alliancebernstein L.P. other | Other | Jun 10, 2016 | Jun 29, 2016 |
| Robert F. Hart | Pnc Wealth Management other | Alliancebernstein L.P. other | Other | May 6, 2016 | May 12, 2016 |
| Tiffany Sue Kent | Friedberg Investment Management, Inc. other | Alliancebernstein L.P. other | Other | Mar 4, 2016 | Mar 9, 2018 (735 d) |
| Timothy John Schlatter | Osaic Fa, Inc. other | Alliancebernstein L.P. other | Other | Mar 3, 2016 | Mar 28, 2016 |
| Liam Edward Obrien | Wells Fargo Advisors wirehouse | Alliancebernstein L.P. other | Other | Feb 26, 2016 | Aug 30, 2016 (186 d) |
| Morgan Claire Campbell | Cri Securities, LLC other | Alliancebernstein L.P. other | Other | Feb 24, 2016 | Nov 30, 2016 (280 d) |
| Lucie Diana Germain | Neuberger Berman Bd LLC other | Alliancebernstein L.P. other | Other | Dec 1, 2015 | Dec 14, 2015 |
| Joseph Dylan Malot | MML Investors Services, LLC other | Alliancebernstein L.P. other | Other | Sep 24, 2015 | Oct 1, 2015 |
| Amir Khorami | Morgan Stanley wirehouse | Alliancebernstein L.P. asset manager | Other | Jun 12, 2015 | Jul 22, 2025 (3693 d) |
| Jillian Marie Dragone | Morgan Stanley wirehouse | Alliancebernstein L.P. other | Other | May 21, 2015 | Jun 18, 2015 |
| Juan Eduardo Esparza | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. other | Other | Apr 20, 2015 | Jun 22, 2015 (63 d) |
| Richard Andrew Ketner | UBS Financial Services Inc. wirehouse | Alliancebernstein L.P. other | Other | Mar 30, 2015 | Mar 31, 2015 |
| Kathleen Dumes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. asset manager | Other | Mar 3, 2015 | Feb 27, 2023 (2918 d) |
| Scott Jeffrey Bauman | Cammack Retirement Group no RAUM | Alliancebernstein L.P. other | Other | Feb 24, 2015 | Jan 14, 2015 |
| Nicholas Alexander Nelson | Calton & Associates, Inc. other | Alliancebernstein L.P. other | Other | Feb 18, 2015 | Mar 31, 2015 (41 d) |
| Cameron D Cole | Zions Capital Advisors, Inc. other | Alliancebernstein L.P. other | Other | Feb 6, 2015 | Jun 16, 2021 (2322 d) |
| Judith Rosenthal | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. other | Other | Jan 26, 2015 | Oct 19, 2018 (1362 d) |
| Douglas Sammons | Morgan Stanley wirehouse | Alliancebernstein L.P. other | Other | Jan 26, 2015 | Feb 12, 2015 |
| Michael Abraham Woocher | Gfo Advisory Services, LLC other | Alliancebernstein L.P. other | Other | Jan 6, 2015 | Aug 14, 2015 (220 d) |
| Anthony John Raine Cook | W.P. Stewart & Co., LLC other | Alliancebernstein L.P. other | Other | Dec 31, 2014 | Jan 9, 2014 |
| Eric James Holder | Fisher Investments other | Alliancebernstein L.P. asset manager | Other | Nov 25, 2014 | May 20, 2022 (2733 d) |
| Joseph Taylor Krofcheck | Morgan Stanley wirehouse | Alliancebernstein L.P. asset manager | Other | Nov 13, 2014 | Oct 10, 2023 (3253 d) |
| Greggory William Brant | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. other | Other | Sep 4, 2014 | Sep 16, 2014 |
| Jonathan Brad Underkofler | Waddell & Reed other | Alliancebernstein L.P. other | Other | Jul 28, 2014 | Aug 8, 2018 (1472 d) |
| Todd Frederick Krough | Strategic Advisers LLC national BD | Alliancebernstein L.P. other | Other | Jul 15, 2014 | Jul 28, 2014 |
| Stacy H Bortle | Northwestern Mutual Investment Services,LLC other | Alliancebernstein L.P. other | Other | Apr 29, 2014 | Jul 7, 2014 (69 d) |
| Dominick Cody | Voya Financial Advisors, Inc. other | Alliancebernstein L.P. other | Other | Mar 28, 2014 | May 2, 2014 (35 d) |