DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Janice M MowenThrivent Investment Management Inc. other1st Global Advisors Inc otherOtherAug 27, 2008Mar 12, 2009 (197 d)
Carolyn Leticia MoraEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherAug 18, 2008Aug 12, 2008
Brent Edwin ShepherdAmerican General Securities Incorporated unclassified1st Global Advisors Inc otherOtherAug 15, 2008Aug 14, 2008
Jed Matthew InzerellaInvestment And Financial Consulting, L.L.C. unclassified1st Global Advisors Inc otherOtherJun 30, 2008Jul 1, 2008
Jennifer Allyn MckinnonUBS Financial Services Inc. wirehouse1st Global Advisors Inc otherOtherJun 20, 2008Jul 1, 2008
Michael Anthony LivingstonStrategic Advisers LLC national BD1st Global Advisors Inc otherOtherJun 18, 2008Dec 17, 2008 (182 d)
Catherine Marie GreenspanUBS Financial Services Inc. wirehouse1st Global Advisors Inc otherOtherJun 13, 2008Sep 19, 2008 (98 d)
Paul Michael PurcellNfp Advisor Services, LLC other1st Global Advisors Inc otherOtherMay 2, 2008Feb 9, 2009 (283 d)
Douglas Benjamin EhlenThe Financial Junction other1st Global Advisors Inc otherOtherApr 15, 2008Feb 6, 2008
Gregory Earl HeldmanThe Financial Junction other1st Global Advisors Inc otherOtherApr 15, 2008Feb 6, 2008
Scott Clifton KimpsonGunnallen Financial, Inc unclassified1st Global Advisors Inc otherOtherApr 10, 2008Jan 25, 2013 (1751 d)
Andrew Lewis Hollingsworth ThompsonStrategic Advisers LLC national BD1st Global Advisors Inc otherOtherMar 27, 2008Apr 2, 2008
Christopher Jordan OdleLd Lowe Wealth Advisory other1st Global Advisors Inc otherOtherMar 4, 2008Jan 23, 2008
Charles Bedingfield LanierPrincipal Securities, Inc. other1st Global Advisors Inc otherOtherFeb 21, 2008Mar 3, 2008
Jacqueline W NicholsonAngevine & Associates, P.A. unclassified1st Global Advisors Inc otherOtherJan 24, 2008Nov 24, 2009 (670 d)
Nicholas Anthony GiambriHuntington Financial Advisors other1st Global Advisors Inc otherOtherJan 16, 2008Feb 6, 2008
David Mark WaltherWalnut Street Securities, Inc. other1st Global Advisors Inc otherOtherJan 11, 2008Mar 26, 2008 (75 d)
Lindsey C. ReddingLPL Financial LLC other1st Global Advisors Inc otherOtherJan 8, 2008Jan 22, 2008
Shana R IceEdward Jones national BD1st Global Advisors Inc otherOtherDec 20, 2007Mar 11, 2008 (82 d)
Kenneth Barry GravesNew England Securities Corporation other1st Global Advisors Inc otherOtherDec 19, 2007Dec 21, 2007
Philip Marcus CrowBanc Of America Investment Services, Inc. unclassified1st Global Advisors Inc otherOtherDec 19, 2007Jan 17, 2008
Barbara J KrauseRoberts & Fails, P.C. unclassified1st Global Advisors Inc otherOtherNov 28, 2007Dec 5, 2007
James Raymond ColahanTransamerica Financial Advisors, Inc. unclassified1st Global Advisors Inc otherOtherNov 14, 2007Nov 9, 2007
Bert Leroy FalleyTransamerica Financial Advisors, Inc. unclassified1st Global Advisors Inc otherOtherNov 13, 2007Nov 9, 2007
Ross Wilson BurnamEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherNov 9, 2007Nov 6, 2007
Ross Christian BurnamEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherNov 9, 2007Nov 15, 2007
Michael David GracyPruco Securities, LLC other1st Global Advisors Inc otherOtherOct 9, 2007Oct 2, 2007
Kevin J BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse1st Global Advisors Inc otherOtherSep 18, 2007Oct 29, 2010 (1137 d)
Nathaniel BiddickEdward Jones national BD1st Global Advisors Inc otherOtherSep 14, 2007Apr 20, 2012 (1680 d)
Stephen Garrett SmithHilltop Securities Asset Management, LLC other1st Global Advisors Inc otherOtherAug 8, 2007Aug 13, 2007
Michael Terrence HullenEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherJul 31, 2007Jul 20, 2007
David Lawrence HedgerEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherJul 26, 2007Jul 20, 2007
Andrew Dennis BadertscherMeaden & Moore Financial Services, Ltd. unclassified1st Global Advisors Inc otherOtherJul 26, 2007Mar 30, 2007
Brian Keith DennisEsi Financial Advisors other1st Global Advisors Inc otherOtherMay 4, 2007May 1, 2007
Shawn Patrick HarrisonOsaic Fs, Inc. other1st Global Advisors Inc otherOtherMar 16, 2007Mar 8, 2007
Gerald Alphonse BeaullieuOsaic Fs, Inc. other1st Global Advisors Inc otherOtherMar 16, 2007Mar 8, 2007
Aaron Michael PuckettEdward Jones national BD1st Global Advisors Inc otherOtherMar 2, 2007Feb 27, 2007
William Midgely EastwoodInvestacorp Advisory Services Inc other1st Global Advisors Inc otherOtherFeb 15, 2007Mar 5, 2007
Philip Dean NevilleWealth Advisors Of Colorado, LLC unclassified1st Global Advisors Inc otherOtherJan 31, 2007Jan 1, 1999
Debra Ann SchulzMorgan Stanley Dw Inc. unclassified1st Global Advisors Inc otherOtherJan 11, 2007Mar 9, 2007 (57 d)
Abraham Michael ChidalekEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherJan 3, 2007Sep 25, 2007 (265 d)
Bernard Emile BoucherMoney Concepts Advisory Service other1st Global Advisors Inc otherOtherDec 31, 2006Dec 18, 2006
Craig Joseph AttanasioFfp Advisory Services Inc unclassified1st Global Advisors Inc otherOtherNov 20, 2006Nov 15, 2006
Brandon K DalgarnoWells Fargo Investments, LLC unclassified1st Global Advisors Inc otherOtherSep 18, 2006Dec 19, 2006 (92 d)
Sean Anthony PhillipsCpf Texas other1st Global Advisors Inc otherOtherAug 24, 2006Sep 13, 2006
Kenneth Lee KnopfLPL Financial LLC other1st Global Advisors Inc otherOtherJul 21, 2006Jul 25, 2006
Diarra Koro WilliamsBanc One Securities Corporation unclassified1st Global Advisors Inc otherOtherJun 20, 2006Nov 10, 2009 (1239 d)
Bradly Edward TharpWaddell & Reed other1st Global Advisors Inc otherOtherApr 26, 2006Apr 17, 2006
Bradly Allen BroadbentWaddell & Reed other1st Global Advisors Inc otherOtherApr 26, 2006Apr 26, 2006
Audrey Bieber DrossnerCitigroup Global Markets Inc. other1st Global Advisors Inc otherOtherApr 24, 2006Sep 13, 2006 (142 d)
Erich Jason SchwerdThe Strategic Financial Alliance other1st Global Advisors Inc otherOtherMar 13, 2006Mar 22, 2006
Kari M LusbyTransamerica Financial Advisors, LLC other1st Global Advisors Inc otherOtherMar 6, 2006Feb 16, 2006
Jesse David BayarenaComerica Securities other1st Global Advisors Inc otherOtherFeb 21, 2006Dec 19, 2008 (1032 d)
Alvin Francisco WalkWaddell & Reed other1st Global Advisors Inc otherOtherDec 16, 2005Jan 31, 2006 (46 d)
Marvin Wayne FarrarAmerican General Securities Incorporated unclassified1st Global Advisors Inc otherOtherDec 13, 2005Feb 21, 2006 (70 d)
John Thomas DrawdyPeachtree Planning Advisors, Inc. unclassified1st Global Advisors Inc otherOtherDec 9, 2005Nov 7, 2007 (698 d)
Paul Victor CloughFsc Securities Corporation other1st Global Advisors Inc otherOtherNov 3, 2005Sep 16, 2005
Michael Grant ThompsonGtf Financial Advisors unclassified1st Global Advisors Inc otherOtherOct 27, 2005Aug 26, 2005
Fritzie Eileen FineLPL Financial LLC other1st Global Advisors Inc otherOtherSep 30, 2005Jul 21, 2009 (1390 d)
Nathan M RobnettLPL Financial LLC other1st Global Advisors Inc otherOtherSep 30, 2005Oct 24, 2008 (1120 d)
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295 moves match.