Arrivals at B. Riley Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Agoston Stephen Horvath	Wfg Advisors, LP other	B. Riley Wealth Advisors, Inc. other	Other	Aug 1, 2017	Aug 3, 2017
Anthony Clayton Rice	Wfg Advisors, LP other	B. Riley Wealth Advisors, Inc. other	Other	Jul 28, 2017	Jul 28, 2017
Carmine J Lacognata	Equitable Advisors, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jul 25, 2017	Jul 25, 2019 (730 d)
Harry Roger Hughes	Wfg Advisors, LP other	B. Riley Wealth Advisors, Inc. other	Other	Jul 25, 2017	Aug 1, 2017
Thomas David Kowalczyk	Wfg Advisors, LP other	B. Riley Wealth Advisors, Inc. other	Other	Jul 17, 2017	Jul 17, 2017
Cameron Pierce Ressetar	Wfg Advisors, LP other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 17, 2017	Jan 29, 2018 (196 d)
Logan Thomas Voelker	Wfg Advisors, LP other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 17, 2017	Jan 30, 2018 (197 d)
Karen Alison Morris	Pnc Wealth Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 13, 2017	Aug 5, 2022 (1849 d)
Henry E Kaplan	Morgan Stanley Investment Management Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 29, 2017	Jul 24, 2018 (390 d)
Edward Francis Patrick	Oppenheimer & Co. Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Jun 23, 2017	Jul 28, 2017 (35 d)
Matthew Stephen Marchak	Foresters Advisory Services, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	May 15, 2017	Jun 20, 2018 (401 d)
Michael Truett Mcintyre	U.S. Bancorp Investments, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 25, 2017	Aug 24, 2017 (121 d)
Tony Kang	Investment Professionals, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 24, 2017	Apr 21, 2017
Carter David Mansbach	Investacorp Advisory Services Inc other	B. Riley Wealth Advisors, Inc. other	Other	Mar 9, 2017	Mar 23, 2017
Changsheng Zhao	Modern Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Feb 23, 2017	May 10, 2017 (76 d)
Yanbin Zhu	Modern Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Feb 23, 2017	Mar 23, 2017
Jeffrey N Bolling	UBS Financial Services Inc. wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Feb 14, 2017	Aug 19, 2022 (2012 d)
Jesse L Weissberger	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Feb 10, 2017	Mar 3, 2017
Dianne Marie Larson	Oppenheimer & Co. Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Feb 1, 2017	Feb 21, 2017
Joseph James Cina	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Nov 30, 2016	Nov 30, 2016
Scott Lawrence Cantor	Sovereign Global Advisors, LLC state registered	B. Riley Wealth Advisors, Inc. other	Other	Nov 30, 2016	May 31, 2017 (182 d)
Scott Forest Glazer	RBC Capital Markets, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 10, 2016	Jul 27, 2022 (2085 d)
Luis Jose Sepulveda	Stifel, Nicolaus & Company, Incorporated national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 9, 2016	Sep 20, 2018 (680 d)
Jacques Frenkel	Bolton Global Asset Management other	B. Riley Wealth Advisors, Inc. other	Other	Sep 6, 2016	Sep 9, 2016
Joseph Anthony Pino	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Aug 24, 2016	Aug 27, 2022 (2194 d)
Christopher Thomas Ruggiero	Capital One Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Aug 16, 2016	Jan 5, 2017 (142 d)
Mark Everett Schrader	Oppenheimer & Co. Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Aug 8, 2016	Sep 9, 2016 (32 d)
Daniel Joseph Ripley	Ridgeway Conger Advisory Services other	B. Riley Wealth Advisors, Inc. other	Other	Jul 27, 2016	Sep 16, 2016 (51 d)
Kelly Graham	UBS Financial Services Inc. wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 21, 2016	Jul 27, 2022 (2197 d)
Edward L Caruth	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 11, 2016	Dec 12, 2019 (1249 d)
Kurt John Hilger	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Jun 21, 2016	Jul 28, 2016 (37 d)
Shawn Patrick Kenney	Stephens other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 16, 2016	Jan 1, 2025 (3121 d)
Willard Louis Pugh	Dawson James Asset Management, Inc. state registered	B. Riley Wealth Advisors, Inc. other	Other	Jun 14, 2016	Jun 15, 2016
Ronald Harris Rothchild	Raymond James Financial Services Advisors, Inc other	B. Riley Wealth Advisors, Inc. other	Other	Apr 18, 2016	Sep 8, 2017 (508 d)
Mike Angelopoulos	Stifel, Nicolaus & Company, Incorporated national BD	B. Riley Wealth Advisors, Inc. other	Other	Apr 7, 2016	Mar 15, 2016
Jamie Goldgrub	RBC Capital Markets, LLC national BD	B. Riley Wealth Advisors, Inc. other	Other	Feb 4, 2016	Aug 4, 2016 (182 d)
Richard Anthony Perry	UBS Financial Services Inc. wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Jan 26, 2016	Jan 28, 2016
Susan Monahan	Quest Capital Strategies, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Dec 31, 2015	Aug 2, 2016 (215 d)
Jordan Jackson	Mcadam LLC other	B. Riley Wealth Advisors, Inc. other	Other	Dec 22, 2015	Sep 13, 2017 (631 d)
James Edward Pinzker	Oppenheimer & Co. Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Dec 16, 2015	Dec 16, 2015
Steven R Bell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Dec 14, 2015	Jan 21, 2016 (38 d)
Jorge Christian Chain	Mwa Financial Services, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Nov 17, 2015	Mar 23, 2017 (492 d)
Richard Kenneth Roscelli	Cathay Consultants Ltd. unclassified	B. Riley Wealth Advisors, Inc. other	Other	Nov 13, 2015	Jan 4, 2016 (52 d)
Darren Keefe Daye	Select Planning Group, Inc. unclassified	B. Riley Wealth Advisors, Inc. other	Other	Oct 28, 2015	Jun 26, 2015
Henry Mcnaughton Fyfe	Duncan-Williams, Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Oct 21, 2015	May 9, 2023 (2757 d)
Michelle Adler	J.P. Morgan Securities LLC wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Oct 21, 2015	Mar 31, 2017 (527 d)
Marlon E. Somersall	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Sep 17, 2015	Sep 5, 2017 (719 d)
Paul Martin Walkington	Questar Asset Management, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Aug 28, 2015	Sep 23, 2015
Ronan David Cox	UBS Financial Services Inc. wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Aug 25, 2015	Feb 25, 2019 (1280 d)
James Allen Tolbert	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Aug 24, 2015	Dec 1, 2017 (830 d)
William David Morrison	Oppenheimer & Co. Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Aug 7, 2015	Jul 2, 2019 (1425 d)
Adam Ross Shipley	Select Planning Group, Inc. unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jul 31, 2015	Mar 8, 2016 (221 d)
Andrae L Miller	Select Planning Group, Inc. unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jul 28, 2015	Aug 12, 2015
Frank Louis Nargentino	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 25, 2015	Jun 23, 2021 (2190 d)
Tracy Beth Cohen-Mcluckie	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 25, 2015	Jun 23, 2021 (2190 d)
Edward Paul Deicke	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 25, 2015	Nov 16, 2021 (2336 d)
Thomas Joseph Murray	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 25, 2015	Jul 15, 2015
Martin Ho Wah Lau	LPL Financial LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 25, 2015	Jul 17, 2015
Emily Plauche Maxwell	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 23, 2015	Jun 24, 2015
Frank Levon Smith	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 23, 2015	Apr 23, 2021 (2131 d)

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383 moves match.