| William Michael Krzesinski | Rte Asset Management unclassified | Geneos Wealth Management, Inc. other | Other | Dec 15, 2006 | Aug 29, 2003 |
| Carol Hodiak Chaney | Osaic Fa, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 7, 2006 | Dec 1, 2006 |
| Christopher William Jeppson | Osaic Fa, Inc. other | Geneos Wealth Management, Inc. other | Other | Nov 21, 2006 | Dec 7, 2006 |
| Steven Frederick Bell | Park Avenue Securities LLC other | Geneos Wealth Management, Inc. other | Other | Nov 16, 2006 | Nov 16, 2006 |
| Dawn M. Jones | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Nov 10, 2006 | Nov 17, 2006 |
| Brian David Havermann | Spc other | Geneos Wealth Management, Inc. other | Other | Nov 7, 2006 | Nov 7, 2006 |
| James Raymond Carroll | Hornor, Townsend & Kent, LLC other | Geneos Wealth Management, Inc. other | Other | Aug 31, 2006 | Jan 5, 2007 (127 d) |
| Melissa Weakly Hess | Deutsche Bank Securities Inc. other | Geneos Wealth Management, Inc. other | Other | Aug 30, 2006 | Oct 17, 2006 (48 d) |
| Joshua John Potter | Securities America Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Jul 27, 2006 | Jul 21, 2006 |
| Ronald Chrysler Hauf | Securities America Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Jul 25, 2006 | Jul 19, 2006 |
| Charles John Potter | Securities America Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Jul 25, 2006 | Jul 19, 2006 |
| Jonathan Andrew Moyer | Canon Capital Investment Advisory other | Geneos Wealth Management, Inc. other | Other | Jul 19, 2006 | Sep 23, 2010 (1527 d) |
| Kimberley K Rains | RBC Capital Markets, LLC national BD | Geneos Wealth Management, Inc. other | Other | Jul 12, 2006 | Sep 25, 2006 (75 d) |
| Matthew R Langdon | Rkl Private Wealth other | Geneos Wealth Management, Inc. other | Other | Jun 26, 2006 | May 2, 2006 |
| Larry Robert Mitchell | Raymond James Financial Services, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | May 2, 2006 | Jun 23, 2006 (52 d) |
| Jeremy Scott Mitchell | Raymond James Financial Services, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | May 2, 2006 | Jul 11, 2006 (70 d) |
| James Bradley Teegarden | Nfp Advisor Services, LLC other | Geneos Wealth Management, Inc. other | Other | Mar 7, 2006 | Mar 28, 2006 |
| Edward James Collins | M Holdings Securities, Inc. other | Geneos Wealth Management, Inc. other | Other | Mar 6, 2006 | Mar 3, 2006 |
| Sheryl Lynn Olson | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Mar 2, 2006 | Mar 2, 2006 |
| Guy Edmund Woolley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Geneos Wealth Management, Inc. other | Other | Feb 16, 2006 | Feb 10, 2006 |
| Joseph Sylvester Sturniolo | First Allied Securities, Inc. other | Geneos Wealth Management, Inc. BD affiliated | Other | Jan 4, 2006 | Jan 4, 2026 (7305 d) |
| Steven Dominic Arrigan | First Allied Securities, Inc. other | Geneos Wealth Management, Inc. BD affiliated | Other | Jan 4, 2006 | Jan 4, 2026 (7305 d) |
| Karolyn Rucker Lunsford | Private Client Services, LLC other | Geneos Wealth Management, Inc. other | Other | Dec 14, 2005 | Feb 5, 2015 (3340 d) |
| Robert Leonard Green | Valmark Advisers, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 6, 2005 | Dec 1, 2005 |
| Donald James Traugott | Thrivent Investment Management Inc. other | Geneos Wealth Management, Inc. other | Other | Nov 25, 2005 | Nov 21, 2005 |
| Frank Alfred Leyes | Raymond James Financial Services, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Nov 18, 2005 | Nov 15, 2005 |
| Douglas Allan Rader | Sentra Securities Corporation unclassified | Geneos Wealth Management, Inc. other | Other | Oct 31, 2005 | Oct 23, 2006 (357 d) |
| Philip John Fogli | Walnut Street Advisers Inc unclassified | Geneos Wealth Management, Inc. other | Other | Oct 4, 2005 | Aug 17, 2005 |
| Eric A Keller | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Aug 31, 2005 | Sep 1, 2005 |
| A Carlis Carroll | Ameriprise Financial Services, LLC national BD | Geneos Wealth Management, Inc. other | Other | Aug 19, 2005 | Aug 22, 2005 |
| John Allen Kiefer | Wells Fargo Advisors wirehouse | Geneos Wealth Management, Inc. other | Other | Aug 5, 2005 | Oct 27, 2011 (2274 d) |
| Michelle Dawn France | M Holdings Securities, Inc. other | Geneos Wealth Management, Inc. other | Other | Jun 23, 2005 | Jan 12, 2006 (203 d) |
| Phillip Michael Valley | Brecek & Young Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | May 18, 2005 | May 24, 2005 |
| Lois Rebecca Stouffer | Fsc Securities Corporation other | Geneos Wealth Management, Inc. other | Other | May 3, 2005 | May 5, 2005 |
| Mary Howlett Plott | Ameriprise Financial Services, LLC national BD | Geneos Wealth Management, Inc. other | Other | Apr 15, 2005 | Apr 18, 2005 |
| John Thomas Birney | Raymond James & Associates, Inc. national BD | Geneos Wealth Management, Inc. other | Other | Mar 7, 2005 | Mar 31, 2005 |
| Patrick Allen Funke | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Feb 10, 2005 | Feb 16, 2005 |
| Kevin Jay Aguas | Rubicon Financial Network state registered | Geneos Wealth Management, Inc. other | Other | Jan 31, 2005 | Feb 16, 2005 |
| Jimmy Elton Sloan | Senior Money Management, LLC unclassified | Geneos Wealth Management, Inc. other | Other | Jan 13, 2005 | Jun 6, 2005 (144 d) |
| Jerry Wayne Firebaugh | Cambridge Investment Research, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Dec 15, 2004 | Dec 15, 2004 |
| Frederick Charles Whitford | Valic Financial Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 2, 2004 | Jan 26, 2005 (55 d) |
| Jay Alan Murray | Asset & Financial Planning, Ltd other | Geneos Wealth Management, Inc. other | Other | Oct 28, 2004 | Sep 17, 2004 |
| Dennus Kyle Bradley Cooper | Brecek & Young Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Oct 8, 2004 | Oct 5, 2004 |
| Kenneth Alan Clyde | Brecek & Young Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Sep 17, 2004 | Sep 24, 2004 |
| William White Whidden | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 22, 2004 | Jun 30, 2004 |
| Joseph Anthony Stumbroski | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 13, 2004 | Jul 1, 2004 |
| Michael Vincent Valencia | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 13, 2004 | Jul 1, 2004 |
| Clarence Andrew Krepps | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 12, 2004 | Jul 1, 2004 |
| James Allen Schmidt | Cetera Advisor Networks LLC other | Geneos Wealth Management, Inc. other | Other | Jul 9, 2004 | Jul 21, 2004 |
| Dean Allen Rager | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Jun 14, 2004 | Jan 29, 2004 |
| Curtis Brian Wilson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Geneos Wealth Management, Inc. other | Other | Apr 1, 2004 | Mar 31, 2004 |
| Scott Richard Flynn | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 29, 2004 | Mar 26, 2004 |
| Timothy Curtis Shank | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 24, 2004 | Mar 24, 2004 |
| James Pronk Tate | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 24, 2004 | Mar 24, 2004 |
| Linda Lee Knighton | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 24, 2004 | Mar 24, 2004 |
| Dana Paul Basballe | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 19, 2004 | Nov 4, 2013 (3517 d) |
| Kari Ann Brown | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 19, 2004 | Nov 5, 2013 (3518 d) |
| Jonathan Wayne Liang | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Mar 5, 2004 | Feb 27, 2004 |
| Craig Edward Williams | The Advisors Group, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Feb 12, 2004 | Jan 26, 2004 |
| Garry Dean Dippel | United Securities Alliance, Inc. unclassified | Geneos Wealth Management, Inc. other | Other | Dec 31, 2003 | Jan 2, 2004 |