DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Harold GreeneCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2021Oct 29, 2021
Paul Nicholas BehnkeWoodbury Financial Services, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2021Oct 8, 2021
Daniel Davis RichardCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2021Aug 16, 2021
Christopher Paul ChaneyEdward Jones national BDIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2021Aug 20, 2021
Keith Ronan NielsenCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2021Aug 13, 2021
Jeffery Wayne KestingCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2021Aug 13, 2021
Reginald Franklin MuggleyCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2021Aug 2, 2021
Keith Allen JohnsonCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2021Aug 3, 2021
Robert Francis WhitmanCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2021Aug 3, 2021
Charles Henry McloughlinCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2021Aug 2, 2021
Christopher Douglas GleasonCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 3, 2021
Daniel Heaton MannKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 11, 2021
Lawrence Anthony NapolitanoKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 3, 2021
Kyle Jensen KirwanKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 11, 2021
Mark Angelo MilitelloCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2021Jul 28, 2021
Debora Marie StranmanAdviseme National Advisors otherIndependent Financial Group, LLC otherOtherJul 23, 2021Jan 5, 2017
Po Ying ChenTransglobal Advisory, LLC independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 16, 2021Jul 19, 2021
Stefany Tegeler SchadeCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2021Jul 15, 2021
Matthew T NewmanCambridge Investment Research Advisors, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2021Jan 1, 2025 (1322 d)
Sarah J HuntPeakstone Financial Advisors independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 18, 2021May 3, 2021
Thomas Leslie DahlCambridge Investment Research Advisors, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021Jan 1, 2025 (1325 d)
Zachary DahlCambridge Investment Research Advisors, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021Jan 1, 2025 (1325 d)
Terri Z BuechnerCambridge Investment Research Advisors, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021May 7, 2021
Clifton Cass MortonCetera Advisor Networks LLC BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2021May 27, 2021
Rachel Thuthuy HoangNpb Financial Group, LLC independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 3, 2021Apr 30, 2021
Paul Serban CotofanaSagepoint Financial, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2021Apr 26, 2021
Jordan Allen TuchekIntegrity Financial Corporation independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 8, 2021Sep 30, 2021 (175 d)
Daniel Gerard MeehanArkadios Wealth Advisors independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2021Jul 28, 2022 (490 d)
Lane Ryan SteelLPL Financial LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2021Mar 17, 2021
Charles Benjamin DenherderCapital Financial Consultants Group, Inc. independent RIAIndependent Financial Group, LLC otherOtherMar 8, 2021Feb 25, 2011
Patricia Osuna FloresLPL Financial LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2021Mar 16, 2021
Glen Fredrick ColwellAdviseme National Advisors otherIndependent Financial Group, LLC otherOtherFeb 25, 2021Nov 16, 2015
James Daniel LangBall & Company independent RIAIndependent Financial Group, LLC independent RIARIA to RIAFeb 15, 2021Oct 9, 2020
Jason G KochOsaic Wealth, Inc. BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2021Feb 1, 2021
Ryan Steven GorskiEdward Jones national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2021Jan 29, 2021
Thomas Charles MartinHornor, Townsend & Kent, LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2021Jan 15, 2021
John Byron DeweySagepoint Financial, Inc. BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 4, 2021
Craig Jahncke McgrathMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Group, LLC independent RIAWirehouse to independent RIADec 11, 2020Jan 4, 2021
Ian William BuxbaumCommonwealth Financial Network national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2020Feb 1, 2021 (61 d)
Craig Mitchel CohnCommonwealth Financial Network national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2020Feb 21, 2021 (150 d)
Michaela R BrickleyCommonwealth Financial Network national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2020Sep 25, 2020
Jay William EngLPL Financial LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2020Sep 18, 2020
Bradley Burt LivingstoneWells Fargo Advisors wirehouseIndependent Financial Group, LLC independent RIAWirehouse to independent RIASep 17, 2020Sep 16, 2020
Mary Nicole HornEdward Jones national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2020Aug 27, 2020
Sharon GreenWoodbury Financial Services, Inc. BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2020Jan 1, 2025 (1608 d)
Jason BerveEdward Jones national BDIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2020Jul 24, 2020
Brett M GattaPfg Advisors independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2020Dec 24, 2025 (1972 d)
Austin Bayne SmithWells Fargo Advisors wirehouseIndependent Financial Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 8, 2020Dec 23, 2024 (1629 d)
Douglas Peter EngWells Fargo Advisors wirehouseIndependent Financial Group, LLC independent RIAWirehouse to independent RIAJul 7, 2020Jul 10, 2020
Antoinette Susan LobaitoCwm, LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2020Sep 8, 2020 (69 d)
Adelaide Leslie GrimmMcilrath & Eck, LLC independent RIAIndependent Financial Group, LLC independent RIARIA to RIAJun 8, 2020Jun 8, 2020
Matthew John MundyLPL Financial LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2020May 5, 2020
Matthew Hugh HurleyWells Fargo Advisors wirehouseIndependent Financial Group, LLC independent RIAWirehouse to independent RIAApr 13, 2020Mar 19, 2020
Cesar E FierroTd Ameritrade Investment Management, LLC independent RIAIndependent Financial Group, LLC independent RIARIA to RIAApr 2, 2020Mar 24, 2021 (356 d)
Mark Steven RothsteinTri-Star Financial independent RIAIndependent Financial Group, LLC otherOtherMar 6, 2020Dec 16, 2013
Hui ZhangCetera Investment Advisers LLC BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2020Sep 1, 2020 (179 d)
Maggie Xie LauerTri-Star Financial independent RIAIndependent Financial Group, LLC independent RIARIA to RIAMar 6, 2020Sep 26, 2019
Phillip Al JonesCapital Financial Consultants Group, Inc. independent RIAIndependent Financial Group, LLC otherOtherFeb 28, 2020Feb 24, 2011
Maxwell Thomas BehnfieldCantella & Co., Inc. BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2020Jan 23, 2020
Kirk BadiiCantella & Co., Inc. BD affiliatedIndependent Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2020Jan 23, 2020
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719 moves match.