| William Alexander Shumate | Next Financial Group, Inc. other | Kovack Advisors, Inc. other | Other | Dec 31, 2011 | Jan 6, 2012 |
| Michael Corbett Milne | Brokersxpress LLC other | Kovack Advisors, Inc. other | Other | Nov 8, 2011 | Jan 9, 2012 (62 d) |
| Eduard Hendrik Van Raay | Raymond James Financial Services Advisors, Inc other | Kovack Advisors, Inc. other | Other | Nov 7, 2011 | Jan 19, 2012 (73 d) |
| Sina Mary Nowak | Legend Advisory, LLC other | Kovack Advisors, Inc. other | Other | Oct 12, 2011 | Oct 24, 2011 |
| Perry Franklin Carter | Chase Investment Services Corp. other | Kovack Advisors, Inc. other | Other | Sep 30, 2011 | Oct 24, 2011 |
| Jonathan Calvin Davidson | U.S. Bancorp Investments, Inc. other | Kovack Advisors, Inc. other | Other | Sep 30, 2011 | Oct 7, 2011 |
| Kevin Leonard Reller | Raymond James Financial Services Advisors, Inc other | Kovack Advisors, Inc. other | Other | Sep 20, 2011 | Oct 6, 2011 |
| Dalas Lee Gundersen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kovack Advisors, Inc. other | Other | Sep 19, 2011 | May 19, 2015 (1338 d) |
| Karla Sue Middleton | Voya Financial Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Jul 26, 2011 | Aug 15, 2011 |
| Derek Dennis Middleton | Voya Financial Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Jul 26, 2011 | Aug 15, 2011 |
| Alfredo Oliva | Next Financial Group, Inc. other | Kovack Advisors, Inc. other | Other | Jun 20, 2011 | Jul 5, 2011 |
| Alfredo Oliva | Next Financial Group, Inc. other | Kovack Advisors, Inc. other | Other | Jun 20, 2011 | Jul 13, 2011 |
| Steven Dean Austin | Morgan Stanley wirehouse | Kovack Advisors, Inc. other | Other | Jun 15, 2011 | Jun 8, 2011 |
| David Lynn Nicholas | Edward Jones national BD | Kovack Advisors, Inc. other | Other | May 12, 2011 | Jun 30, 2011 (49 d) |
| Shuyi Kong | Cue Financial Group, Inc. other | Kovack Advisors, Inc. other | Other | Mar 16, 2011 | Apr 12, 2011 |
| Kelly Michael England | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kovack Advisors, Inc. other | Other | Mar 7, 2011 | Mar 24, 2011 |
| Ian Thomas Prymak | LPL Financial LLC other | Kovack Advisors, Inc. other | Other | Mar 4, 2011 | Mar 2, 2011 |
| Arturo Colon | Santander Securities other | Kovack Advisors, Inc. other | Other | Feb 11, 2011 | Mar 29, 2016 (1873 d) |
| Jorge Carlos Garrido | Equitable Advisors, LLC national BD | Kovack Advisors, Inc. other | Other | Feb 3, 2011 | Oct 7, 2013 (977 d) |
| Jerry Lawrence Furlong | Raymond James Financial Services Advisors, Inc other | Kovack Advisors, Inc. other | Other | Jan 26, 2011 | Feb 22, 2011 |
| Maile Sue Foster | Securian Financial Services, Inc. other | Kovack Advisors, Inc. other | Other | Jan 13, 2011 | Apr 8, 2011 (85 d) |
| Kenneth Steven Yermak | Charles Schwab & Co., Inc. national BD | Kovack Advisors, Inc. other | Other | Nov 12, 2010 | Feb 1, 2011 (81 d) |
| Gregory John Heinrich | Summit Financial Group Inc other | Kovack Advisors, Inc. other | Other | Oct 26, 2010 | Nov 8, 2010 |
| Kumbirai Vincent Mtunga | Financial West Group other | Kovack Advisors, Inc. other | Other | Sep 7, 2010 | Jan 11, 2011 (126 d) |
| Peter George Pecci | Investacorp Advisory Services Inc other | Kovack Advisors, Inc. other | Other | Jul 30, 2010 | Oct 22, 2010 (84 d) |
| Deann Michele Elmore | Cambridge Investment Research Advisors, Inc. other | Kovack Advisors, Inc. other | Other | May 28, 2010 | Jul 9, 2010 (42 d) |
| Luis Manuel Espinoza | LPL Financial LLC other | Kovack Advisors, Inc. other | Other | May 26, 2010 | Jun 15, 2010 |
| Nathan Rogers Woodbury | Ameriprise Financial Services, LLC national BD | Kovack Advisors, Inc. other | Other | Apr 8, 2010 | Apr 22, 2010 |
| Travis Robert Cornett | Ameriprise Financial Services, LLC national BD | Kovack Advisors, Inc. other | Other | Apr 8, 2010 | Apr 22, 2010 |
| Steven Randal Wright | Latitude Advisors, LLC other | Kovack Advisors, Inc. other | Other | Feb 19, 2010 | Feb 22, 2010 |
| Meredith Denise Sims | Investment Advisors International, Inc. unclassified | Kovack Advisors, Inc. other | Other | Jan 25, 2010 | Feb 1, 2010 |
| George James Zeck | Morgan Stanley wirehouse | Kovack Advisors, Inc. other | Other | Jan 20, 2010 | Jan 15, 2010 |
| Kevin Cullen Connor | Raymond James & Associates, Inc. national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2010 | Oct 14, 2020 (3933 d) |
| Warren Charles Spencer | Edward Jones national BD | Kovack Advisors, Inc. other | Other | Dec 3, 2009 | Nov 16, 2010 (348 d) |
| Jose Eduardo Cruz | Strategic Advisers LLC national BD | Kovack Advisors, Inc. other | Other | Sep 30, 2009 | Jun 13, 2014 (1717 d) |
| Winnaa Wright Villano | American Securities Group, Inc. unclassified | Kovack Advisors, Inc. BD affiliated | Other | Sep 30, 2009 | Jan 1, 2025 (5572 d) |
| Michael C Pemberton | Wfg Advisors, LP other | Kovack Advisors, Inc. other | Other | Aug 6, 2009 | Aug 3, 2009 |
| Lee David Simmonds | LPL Financial LLC other | Kovack Advisors, Inc. other | Other | Jul 21, 2009 | Jun 18, 2009 |
| Ramon Alberto Rivera-Ramos | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Jun 19, 2009 | Jun 24, 2009 |
| Todd Michael Robbins | 15430 Endeavour Drive, Inc. unclassified | Kovack Advisors, Inc. other | Other | Jun 18, 2009 | Jul 1, 2009 |
| Ramon Antonio Gonzalez | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Jun 17, 2009 | Jun 17, 2009 |
| Jose Juan Nieves | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Jun 17, 2009 | Jun 17, 2009 |
| Rinaldo Diaz-Flores | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Jun 17, 2009 | Jun 23, 2009 |
| Elvin Franceschi | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Jun 17, 2009 | Feb 23, 2010 (251 d) |
| Rene Jose Villate-Cortes | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Jun 17, 2009 | Jun 17, 2009 |
| Darshan Prakash Makim | LPL Financial LLC other | Kovack Advisors, Inc. other | Other | May 26, 2009 | May 28, 2009 |
| Gregory Allen Hancock | Wells Fargo Investments, LLC unclassified | Kovack Advisors, Inc. other | Other | May 7, 2009 | Jul 14, 2009 (68 d) |
| Darrin Robert Halsey | Raymond James & Associates, Inc. national BD | Kovack Advisors, Inc. other | Other | Apr 29, 2009 | May 19, 2009 |
| Michael Ryan Fontenot | Fsc Securities Corporation other | Kovack Advisors, Inc. other | Other | Apr 15, 2009 | Apr 13, 2009 |
| Kirk Fitzgerald Stauffer | Morgan Stanley & Co. LLC unclassified | Kovack Advisors, Inc. other | Other | Apr 14, 2009 | Apr 22, 2009 |
| Stanley Jerome Keyes | Fsc Securities Corporation other | Kovack Advisors, Inc. other | Other | Apr 1, 2009 | Apr 20, 2009 |
| Sandra Mary Derosa | 15430 Endeavour Drive, Inc. unclassified | Kovack Advisors, Inc. other | Other | Mar 10, 2009 | May 27, 2009 (78 d) |
| Daniel Leonard Ascani | 15430 Endeavour Drive, Inc. unclassified | Kovack Advisors, Inc. other | Other | Jan 9, 2009 | Jan 12, 2009 |
| John Kyle Richards | Ic Advisory Services, Inc. other | Kovack Advisors, Inc. other | Other | Dec 31, 2008 | Feb 25, 2009 (56 d) |
| Rodney Jerard Derbigny | Planmember Securities Corporation other | Kovack Advisors, Inc. other | Other | Dec 31, 2008 | Jan 7, 2009 |
| Robert William Stewart | First Montauk Securities Corp. unclassified | Kovack Advisors, Inc. other | Other | Nov 20, 2008 | Nov 19, 2008 |
| Matthew David Osborn | Edward Jones national BD | Kovack Advisors, Inc. other | Other | Nov 7, 2008 | Nov 18, 2008 |
| Craig Roger Perkins | Swbc Investment Company other | Kovack Advisors, Inc. other | Other | Oct 27, 2008 | Oct 10, 2008 |
| Kent Edward Amos | Bts Asset Management, Inc. other | Kovack Advisors, Inc. other | Other | Sep 8, 2008 | Sep 11, 2008 |
| William Lawrence Curry | Invest Financial Corporation other | Kovack Advisors, Inc. other | Other | Apr 18, 2008 | Apr 14, 2008 |