DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at E*Trade Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Mattson | Principal Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Oct 14, 2019 |
| David Timothy Evans | Personal Capital Advisors Corporation independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 30, 2019 | Oct 10, 2019 |
| Baden Alexander James | Mcadam LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 26, 2019 | Oct 21, 2019 |
| Karen Ann Donofrio | Pruco Securities, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2019 | Sep 26, 2019 |
| Benjamin Cahn | UBS Financial Services Inc. wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 17, 2019 | Sep 25, 2019 |
| David Marc Janis | Td Ameritrade, Inc. no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Sep 11, 2019 | Oct 29, 2019 (48 d) |
| Riley R. Andren | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 10, 2019 | Sep 5, 2019 |
| Ryan Keapproth | Ameriprise Financial Services, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2019 | Sep 11, 2019 |
| Cade Best | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 6, 2019 | Oct 21, 2019 (45 d) |
| Eric Daniel Lee | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2019 | Aug 26, 2019 |
| Kenneth J Koch | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 30, 2019 | Aug 11, 2020 (347 d) |
| Gregory F Heninger | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Aug 29, 2019 | Sep 9, 2019 |
| Matthew Toelke | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2019 | Jan 30, 2020 (156 d) |
| Karan Sayal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 27, 2019 | Sep 5, 2019 |
| William Martin Merrigan | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 15, 2019 | Jul 29, 2019 |
| Matthew Thomas Stanhope | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Sep 11, 2019 |
| Thomas Kaplan | MML Investors Services, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Nov 20, 2019 (100 d) |
| Matthew Chung | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 8, 2019 | Sep 26, 2019 (49 d) |
| Junehee Woo | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2019 | Jul 29, 2019 |
| Charles Mitchel Guittari | Td Ameritrade, Inc. no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Jul 22, 2019 | Jul 23, 2019 |
| Edward J Rossi | Edelman Financial Engines independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 16, 2019 | Jul 17, 2019 |
| Jose M Raposo | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 16, 2019 | Aug 28, 2019 (43 d) |
| John Richard Sheridan | T. Rowe Price Advisory Services, Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 16, 2019 | Aug 7, 2019 |
| Michael Louis Stella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 16, 2019 | Jul 24, 2019 |
| Mark Stutz | LPL Financial LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 8, 2019 | Jul 15, 2019 |
| Nixon Marc | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 3, 2019 | Jul 12, 2019 |
| Thomas Scott Peel | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2019 | Jul 2, 2019 |
| Tyler Flood | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 11, 2019 | Jun 14, 2019 |
| Michael Wilfort Chavez | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 5, 2019 | Jun 6, 2019 |
| Brandon A Bowen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 29, 2019 | Dec 10, 2020 (561 d) |
| Thomas Paul Clooney | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2019 | May 24, 2019 |
| Flora Burke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 21, 2019 | May 28, 2019 |
| Aaron Pimentel | Fisher Investments independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | May 21, 2019 | Aug 28, 2019 (99 d) |
| Maggie Rhea Parker | LPL Financial LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | May 17, 2019 | Mar 16, 2020 (304 d) |
| John P Lamesajan | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2019 | May 31, 2019 |
| Craig A. Glover | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2019 | Jun 16, 2020 (406 d) |
| Frank Lee Wilson | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 6, 2019 | Aug 16, 2019 (102 d) |
| Zachary Pero | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 30, 2019 | May 7, 2019 |
| Douglas Price Himel | Usaa Investment Services Company BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 | May 21, 2019 |
| Stephen Costa | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Apr 22, 2019 | May 7, 2019 |
| Edward Joseph Nescio | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2019 | Apr 25, 2019 |
| Judin Pierre Louis | Citigroup Global Markets Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Mar 22, 2019 |
| Dustin Joseph Zahn | MML Investors Services, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2019 | Mar 25, 2019 |
| Alex Matthew Avila | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2019 | Apr 16, 2019 |
| Nathan Klevit | Valic Financial Advisors, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Mar 7, 2019 |
| Eric W Jones | Bmo Harris Financial Advisors, Inc BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Apr 16, 2019 |
| Steven Park | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 25, 2019 | Apr 2, 2019 |
| Tyler Christian Roberts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 22, 2019 | Apr 2, 2019 |
| Daniel Alcala | Securities America Advisors, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 | Mar 22, 2019 |
| Michael J Defilippis | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Mar 15, 2019 |
| Christian Pierce | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2019 | Apr 16, 2019 (42 d) |
| Adam Schwartz | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2019 | Mar 5, 2019 |
| Bilal Jibril Colbert | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 25, 2019 | Jul 26, 2019 (151 d) |
| Nicholas Burda | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2019 | Apr 23, 2019 (61 d) |
| Matthew Ekman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 21, 2019 | Mar 14, 2019 |
| Cory Dickison | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 20, 2019 | Feb 27, 2019 |
| Michael Roche | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2019 | Sep 5, 2019 (203 d) |
| Rick Latu | Northwestern Mutual Investment Services,LLC no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Feb 13, 2019 | Apr 16, 2019 (62 d) |
| Osmar Hernandez | Morgan Stanley wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 12, 2019 | Mar 26, 2019 (42 d) |
| Ryan Overton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 8, 2019 | Feb 14, 2019 |
865 moves match.