Arrivals at Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brion Scott Collins	MML Investors Services, LLC other	Next Financial Group, Inc. other	Other	Jun 19, 2009	Jul 1, 2009
William Michael Baxter	MML Investors Services, LLC other	Next Financial Group, Inc. other	Other	Jun 16, 2009	Jun 26, 2009
Chad Duane Anderson	Edward Jones national BD	Next Financial Group, Inc. other	Other	Jun 16, 2009	Jun 22, 2009
Megan Lynn Prochniak	MML Investors Services, LLC other	Next Financial Group, Inc. other	Other	Jun 16, 2009	Jul 6, 2009
Mark Alan Ziety	MML Investors Services, LLC other	Next Financial Group, Inc. other	Other	Jun 16, 2009	Jun 26, 2009
Stephen Edward Smith	Edward Jones national BD	Next Financial Group, Inc. other	Other	Jun 12, 2009	Jul 22, 2009 (40 d)
Tomasz John Cymer	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Jun 1, 2009	May 26, 2009
Pablo Ildefonso Balart	Qa3 Financial LLC unclassified	Next Financial Group, Inc. other	Other	May 29, 2009	May 26, 2009
Andrew Craig Guinn	Edward Jones national BD	Next Financial Group, Inc. other	Other	May 27, 2009	Sep 14, 2009 (110 d)
Stephan George Gonzalez-Llanes	Southern Trust Securites Asset Management, Inc. unclassified	Next Financial Group, Inc. other	Other	May 1, 2009	May 8, 2009
Robert Marcel Wood	Mutual Service Corporation unclassified	Next Financial Group, Inc. other	Other	Apr 29, 2009	May 11, 2009
Lee Warren Framer	Osaic Fa, Inc. other	Next Financial Group, Inc. other	Other	Apr 27, 2009	Apr 24, 2009
Jon Michael Zoet	LPL Financial LLC other	Next Financial Group, Inc. other	Other	Apr 16, 2009	Apr 24, 2009
James William Frye	Triad Advisors, LLC other	Next Financial Group, Inc. other	Other	Apr 1, 2009	Apr 2, 2009
Todd Thomas Rohrer	LPL Financial LLC other	Next Financial Group, Inc. other	Other	Mar 25, 2009	May 4, 2011 (770 d)
Xiomara Maribel Vielman	Securian Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Mar 23, 2009	Mar 20, 2009
Patrick David Mossman	Morgan Stanley & Co. LLC unclassified	Next Financial Group, Inc. other	Other	Mar 16, 2009	Mar 13, 2009
Cory Prentiss Mccauley	Banc Of America Investment Services, Inc. unclassified	Next Financial Group, Inc. other	Other	Mar 11, 2009	Jun 19, 2009 (100 d)
Mark Victor Carlozzi	Questar Asset Management, Inc. other	Next Financial Group, Inc. other	Other	Mar 10, 2009	Mar 6, 2009
Amber Lee Wallis	Pinion Wealth Management, LLC other	Next Financial Group, Inc. other	Other	Mar 9, 2009	Mar 26, 2009
Michael Oleary	MML Investors Services, LLC other	Next Financial Group, Inc. other	Other	Mar 6, 2009	Mar 2, 2009
Randall Bruce Simpson	Banc Of America Investment Services, Inc. unclassified	Next Financial Group, Inc. other	Other	Mar 4, 2009	Feb 27, 2009
Michael David Hodgson	Advanced Planning Capital Corporation unclassified	Next Financial Group, Inc. other	Other	Mar 4, 2009	Mar 11, 2009
John Derek Glicco	UBS Financial Services Inc. wirehouse	Next Financial Group, Inc. other	Other	Mar 4, 2009	Feb 24, 2009
Phyllis Kirven Johnson	Money & Investment Concepts unclassified	Next Financial Group, Inc. other	Other	Feb 26, 2009	Nov 19, 2007
Ralph Kirk Teppe	Sii Investments, Inc. other	Next Financial Group, Inc. other	Other	Feb 23, 2009	Feb 2, 2009
Daniel Joseph Barfield	Avantax Advisory Services other	Next Financial Group, Inc. other	Other	Feb 13, 2009	Feb 10, 2009
Danny Joe Barfield	Avantax Advisory Services other	Next Financial Group, Inc. other	Other	Feb 13, 2009	Feb 10, 2009
Cindy Shu-Way Shi	Avantax Advisory Services other	Next Financial Group, Inc. other	Other	Feb 13, 2009	Oct 9, 2008
Ying Zhao	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Feb 12, 2009	Feb 26, 2009
B Aaron Martin	UBS Financial Services Inc. wirehouse	Next Financial Group, Inc. other	Other	Feb 11, 2009	Jan 30, 2009
Michelle Otts Bailey	Avantax Advisory Services other	Next Financial Group, Inc. other	Other	Feb 11, 2009	Feb 10, 2009
Michael C Calisi	Unified Wealth Management, LLC other	Next Financial Group, Inc. other	Other	Feb 11, 2009	Oct 8, 2009 (239 d)
Scott Edward Whitten	B. Riley Wealth Advisors, Inc. other	Next Financial Group, Inc. other	Other	Feb 9, 2009	Mar 9, 2010 (393 d)
Dawn Renee Carey	Fsc Securities Corporation other	Next Financial Group, Inc. other	Other	Feb 9, 2009	Feb 9, 2009
Todd Michael Fischer	Citizens Securities, Inc. other	Next Financial Group, Inc. other	Other	Feb 6, 2009	Feb 4, 2009
David Paul Ackel	Wells Fargo Advisors wirehouse	Next Financial Group, Inc. other	Other	Feb 5, 2009	Jan 29, 2009
Michael Anthony Pasvantis	Fsc Securities Corporation other	Next Financial Group, Inc. other	Other	Feb 3, 2009	Jan 30, 2009
Eugene Marciano Saulibio	Wealth And Income Strategies unclassified	Next Financial Group, Inc. other	Other	Feb 2, 2009	Jan 15, 2009
Joseph Terence Covill	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Jan 29, 2009	Jan 28, 2009
Robert Norman Roy	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Jan 29, 2009	Jan 28, 2009
Lawrence Fred Kushner	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Jan 29, 2009	Jan 27, 2009
Nicholas Raymond Roy	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Jan 29, 2009	Jan 28, 2009
Charles Joseph Minahan	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Jan 29, 2009	Jan 27, 2009
Nicole Tarlton Cole	Centaurus Financial, Inc. other	Next Financial Group, Inc. other	Other	Jan 15, 2009	Jan 15, 2009
Christopher Thomas Hartrich	Edward Jones national BD	Next Financial Group, Inc. other	Other	Jan 12, 2009	Nov 24, 2009 (316 d)
Anthony Rosetti	Equitable Advisors, LLC national BD	Next Financial Group, Inc. other	Other	Jan 9, 2009	Feb 11, 2009 (33 d)
Teresa Jensen White	Money Managers, Inc. other	Next Financial Group, Inc. other	Other	Dec 31, 2008	Sep 29, 2008
Mark Lee Tevebaugh	Blue Vase Capital Management unclassified	Next Financial Group, Inc. other	Other	Dec 31, 2008	Sep 29, 2014 (2098 d)
Clifford Richard Kolson	Private Consulting Group, Inc. unclassified	Next Financial Group, Inc. other	Other	Dec 31, 2008	Jan 8, 2009
Joseph Bedford James	Money Managers, Inc. other	Next Financial Group, Inc. other	Other	Dec 31, 2008	Oct 6, 2008
Ernest Burley	State Farm Investment Management Corp. other	Next Financial Group, Inc. other	Other	Dec 31, 2008	Sep 8, 2009 (251 d)
Michael Anthony Darany	Summit Financial Group Inc other	Next Financial Group, Inc. other	Other	Dec 26, 2008	Dec 16, 2008
Edmardo Joseph Tomei	Eplanning Advisors Inc unclassified	Next Financial Group, Inc. other	Other	Dec 26, 2008	Dec 23, 2008
Matthew Howard Kelly	Sagepoint Financial, Inc. other	Next Financial Group, Inc. other	Other	Dec 22, 2008	Dec 19, 2008
Mark Thomas Gregoreski	Sagepoint Financial, Inc. other	Next Financial Group, Inc. other	Other	Dec 22, 2008	Dec 18, 2008
Christ Mavrakos	Concourse Financial Group Advisors other	Next Financial Group, Inc. other	Other	Dec 18, 2008	Jan 27, 2009 (40 d)
William Alexander Shumate	Fsc Securities Corporation other	Next Financial Group, Inc. other	Other	Dec 18, 2008	Dec 18, 2008
Rebecca Bradley Paterik	Maxwell Financial Services, Inc. unclassified	Next Financial Group, Inc. other	Other	Dec 15, 2008	Sep 9, 2008
Jeremy Dwight Blewett	Sagepoint Financial, Inc. other	Next Financial Group, Inc. other	Other	Dec 15, 2008	Nov 28, 2008

Page 6 of 11Previous Next

631 moves match.