| Andres Alminana | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Feb 19, 2008 | Dec 22, 2008 (307 d) |
| Jerime Michael Mordew | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | Feb 14, 2008 | Feb 11, 2008 |
| Peter Frederick Butler | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | Jan 28, 2008 | Jan 22, 2008 |
| Andrew Jay Maimona | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Jan 11, 2008 | Jan 22, 2008 |
| Wil Smith | A. G. Edwards & Sons, Inc. unclassified | Signator Investors, Inc. other | Other | Dec 21, 2007 | Mar 26, 2009 (461 d) |
| Anthony Joseph Searcy | Raymond James & Associates, Inc. national BD | Signator Investors, Inc. other | Other | Dec 19, 2007 | Sep 8, 2008 (264 d) |
| Robert Anton Faust | Waddell & Reed other | Signator Investors, Inc. other | Other | Nov 30, 2007 | Jan 22, 2008 (53 d) |
| Misty Lynn Lynch | LPL Financial LLC other | Signator Investors, Inc. other | Other | Oct 17, 2007 | Nov 13, 2007 |
| Gregory James Brewer | 1717 Capital Management Company unclassified | Signator Investors, Inc. other | Other | Sep 12, 2007 | Sep 30, 2009 (749 d) |
| Daniel Wayne Kutzkey | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Sep 11, 2007 | Jan 2, 2008 (113 d) |
| Thomas Gerard Whelan | Park Avenue Securities LLC other | Signator Investors, Inc. other | Other | Aug 28, 2007 | Aug 23, 2007 |
| Jeffrey D Plummer | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Jul 3, 2007 | Aug 2, 2007 |
| Malcolm Macdonald Thomas | MML Investors Services, LLC other | Signator Investors, Inc. other | Other | Jun 26, 2007 | Jun 29, 2007 |
| Jenni Parsi | Wells Fargo Investments, LLC unclassified | Signator Investors, Inc. other | Other | Jun 11, 2007 | Jul 22, 2008 (407 d) |
| Richard Charles Ondreicka | Banc Of America Investment Services, Inc. unclassified | Signator Investors, Inc. other | Other | Jun 4, 2007 | Jan 29, 2008 (239 d) |
| Travon Sexton | Osaic Fa, Inc. other | Signator Investors, Inc. other | Other | Jun 1, 2007 | Dec 5, 2008 (553 d) |
| Ryan Christopher Whitley | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | May 21, 2007 | Oct 8, 2007 (140 d) |
| Jeremiah Williamson | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Jan 3, 2007 | Mar 23, 2007 (79 d) |
| James Marion Nelson | Spectrum Assets, Inc. unclassified | Signator Investors, Inc. other | Other | Dec 31, 2006 | Jan 4, 2008 (369 d) |
| Emily Bost Nilsson | John Hancock Distributors LLC unclassified | Signator Investors, Inc. other | Other | Dec 31, 2006 | Jul 31, 2008 (578 d) |
| William Thomas Spencer | John Hancock Distributors LLC unclassified | Signator Investors, Inc. other | Other | Dec 31, 2006 | Jan 22, 2007 |
| Morgan Robert Christen | Charterwest Consulting, Inc. unclassified | Signator Investors, Inc. other | Other | Dec 12, 2006 | Dec 20, 2006 |
| Melissa A Little | Fsc Securities Corporation other | Signator Investors, Inc. other | Other | Nov 30, 2006 | Jan 31, 2007 (62 d) |
| Michael Edward Quigley | Northwestern Mutual Investment Services,LLC other | Signator Investors, Inc. other | Other | Nov 6, 2006 | Apr 12, 2007 (157 d) |
| Robert James Pitzer | Principal Securities, Inc. other | Signator Investors, Inc. other | Other | Sep 22, 2006 | Jan 5, 2007 (105 d) |
| Paul Bradley Citarell | Nuveen Fund Advisors, LLC other | Signator Investors, Inc. other | Other | Sep 7, 2006 | Sep 14, 2006 |
| Leandro Nogueira | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Mar 7, 2006 | Apr 13, 2006 (37 d) |
| James Edward Miller | Visionlink Financial Advisors, Inc. unclassified | Signator Investors, Inc. other | Other | Feb 24, 2006 | Mar 20, 2006 |
| Stephen Ashley Stilwell | Esi Financial Advisors other | Signator Investors, Inc. other | Other | Jan 26, 2006 | Feb 24, 2006 |
| Justin Jon Barham | Esi Financial Advisors other | Signator Investors, Inc. other | Other | Jan 26, 2006 | Feb 24, 2006 |
| Stephen James Geis | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Dec 12, 2005 | Jul 12, 2006 (212 d) |
| Mark Joseph Setaro | Osaic Fs, Inc. other | Signator Investors, Inc. other | Other | Nov 14, 2005 | Feb 1, 2006 (79 d) |
| Anthony James Mudd | Osaic Fa, Inc. other | Signator Investors, Inc. other | Other | Oct 26, 2005 | Nov 28, 2005 (33 d) |
| Jennifer Mary Keck | Osaic Fa, Inc. other | Signator Investors, Inc. other | Other | Oct 7, 2005 | Oct 26, 2005 |
| Peter H Owh | Financial Concepts Unlimited, Inc. other | Signator Investors, Inc. other | Other | Aug 31, 2005 | Oct 10, 2005 (40 d) |
| Scott Wayne Smith | Morgan Stanley Dw Inc. unclassified | Signator Investors, Inc. other | Other | Aug 29, 2005 | Nov 18, 2005 (81 d) |
| Gregory Jason Mclean | Manulife Investment Management (US) LLC other | Signator Investors, Inc. other | Other | Mar 11, 2005 | Apr 8, 2005 |
| Nan Wang | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Feb 18, 2005 | Oct 16, 2007 (970 d) |
| Allison Powell Sharpe | Suntrust Investment Services, Inc. other | Signator Investors, Inc. other | Other | Feb 15, 2005 | Apr 13, 2005 (57 d) |
| Brian S.C. Ching | Morgan Stanley Dw Inc. unclassified | Signator Investors, Inc. other | Other | Jan 12, 2005 | Aug 3, 2016 (4221 d) |
| Yoon C Chang | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Dec 16, 2004 | Aug 11, 2006 (603 d) |
| Mark Edward Taylor | John Hancock Distributors LLC unclassified | Signator Investors, Inc. other | Other | Dec 10, 2004 | Jan 25, 2005 (46 d) |
| Joseph Cappello Santomieri | Banc Of America Investment Services, Inc. unclassified | Signator Investors, Inc. other | Other | Nov 18, 2004 | Dec 17, 2004 |
| Jesse Michael Tharp | First Horizon Advisors, Inc other | Signator Investors, Inc. other | Other | Nov 5, 2004 | May 16, 2005 (192 d) |
| Isaac Robert Cockfield | Morgan Stanley Dw Inc. unclassified | Signator Investors, Inc. other | Other | Sep 21, 2004 | Feb 15, 2005 (147 d) |
| Frank Paul Barrella | Ameriprise Advisor Services, Inc. unclassified | Signator Investors, Inc. other | Other | Aug 9, 2004 | Oct 20, 2005 (437 d) |
| John E Banko | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Aug 3, 2004 | Oct 13, 2004 (71 d) |
| Jonathan Corteen | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Jul 13, 2004 | Apr 10, 2006 (636 d) |
| Ronald Craig Dickstein | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Jun 1, 2004 | Sep 14, 2004 (105 d) |
| W. Kevin Kessler | American General Financial Advisors, Inc. unclassified | Signator Investors, Inc. other | Other | Apr 13, 2004 | Jun 26, 2017 (4822 d) |
| Ian Scott Gerrior | Securian Financial Services, Inc. other | Signator Investors, Inc. other | Other | Jan 20, 2004 | Jan 10, 2006 (721 d) |
| Young Noh Lee | Cetera Investment Advisers LLC other | Signator Investors, Inc. other | Other | Dec 31, 2003 | Jun 21, 2004 (173 d) |
| Yolande Dee Circosta | Quick & Reilly, Inc. unclassified | Signator Investors, Inc. other | Other | Dec 17, 2003 | Jul 7, 2014 (3855 d) |
| Nathan Lee Price | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Dec 4, 2003 | May 19, 2005 (532 d) |
| Robert Jose Pulles | Suntrust Investment Services, Inc. other | Signator Investors, Inc. other | Other | Oct 28, 2003 | Apr 28, 2004 (183 d) |
| Alfred Manuel Sosa | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | Oct 14, 2003 | Nov 6, 2003 |
| Christopher Scott Mccrillis | Ameriprise Financial Services, LLC national BD | Signator Investors, Inc. other | Other | Oct 7, 2003 | Apr 13, 2007 (1284 d) |
| David Ralph Meade | Msi Financial Services, Inc. other | Signator Investors, Inc. other | Other | Sep 12, 2003 | Jul 21, 2004 (313 d) |
| Robert Manning Loflin | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Sep 11, 2003 | Nov 12, 2003 (62 d) |
| Charlene Guisasola | Equitable Advisors, LLC national BD | Signator Investors, Inc. other | Other | Jul 16, 2003 | Jun 8, 2004 (328 d) |