DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Houston James FriendFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2018Sep 14, 2018
Paul Edward StaniszewskiWaddell & Reed BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2018Sep 26, 2018
Thomas Joseph HigginsAmeritas Advisory Services BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 15, 2019 (339 d)
Rosh K MangalatVanguard Advisers, Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Sep 5, 2018
Joelle Rhea MorrisSmart401k, LLC no RAUMEdelman Financial Engines independent RIAOtherAug 22, 2018Jan 7, 2020 (503 d)
Michael Emory ChoateSmart401k, LLC no RAUMEdelman Financial Engines independent RIAOtherAug 22, 2018Jun 5, 2018
Kurt S CostaTd Ameritrade Investment Management, LLC independent RIAEdelman Financial Engines independent RIARIA to RIAAug 3, 2018May 8, 2024 (2105 d)
Nathan Thayne DriggsDentist Advisors independent RIAEdelman Financial Engines independent RIARIA to RIAJun 19, 2018Mar 10, 2020 (630 d)
Charles Hugh RappMorgan Stanley wirehouseEdelman Financial Engines independent RIAWirehouse to independent RIAMay 21, 2018Jun 6, 2018
Jeffrey Douglas WrightFrost Investment Advisors, LLC asset managerEdelman Financial Engines independent RIAOtherMay 15, 2018Jul 11, 2019 (422 d)
Erich Robert GebbieW.E. Nightingale & Co., Inc. unclassifiedEdelman Financial Engines otherOtherMay 14, 2018Oct 9, 2017
Michael Robert OldenburgTd Ameritrade Investment Management, LLC independent RIAEdelman Financial Engines independent RIARIA to RIAApr 6, 2018Mar 12, 2020 (706 d)
Shelby Lee MeyerTd Ameritrade Investment Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAApr 4, 2018May 26, 2022 (1513 d)
Gian Mariano DeguzmanScottrade Investment Management BD affiliatedEdelman Financial Engines otherOtherMar 8, 2018Mar 9, 2018
Gregory Paul DexheimerScottrade Investment Management BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018May 7, 2018 (61 d)
Kyle Joseph EvansScottrade Investment Management BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2018Jun 8, 2018 (93 d)
Blaine Alexander ThiedermanTd Ameritrade, Inc. no RAUMEdelman Financial Engines independent RIAOtherFeb 28, 2018Mar 29, 2018
Shannon Marie DalyStrategic Advisers LLC national BDEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2018Apr 30, 2019 (431 d)
Ronald M AdamoliMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines independent RIAWirehouse to independent RIAJan 25, 2018Jun 11, 2018 (137 d)
Brad Michael MaurerBancwest Investment Services, Inc. (Bwis) otherEdelman Financial Engines otherOtherDec 6, 2017Dec 1, 2017
William Dale KellyAdvice And Planning Services otherEdelman Financial Engines otherOtherDec 5, 2017Dec 20, 2017
Stephen Patrick MileyNationwide Investment Advisors, LLC otherEdelman Financial Engines independent RIAOtherNov 17, 2017Apr 8, 2019 (507 d)
Christopher Brandon MillerTransamerica Financial Advisors, LLC otherEdelman Financial Engines otherOtherNov 3, 2017Dec 12, 2017 (39 d)
Cathie Jean ArthursConover Capital Management otherEdelman Financial Engines otherOtherOct 24, 2017Oct 12, 2017
Antonio LisiVoya Financial Advisors, Inc. otherEdelman Financial Engines otherOtherAug 29, 2017Sep 20, 2017
Jason Garrett NobleM&T Securities, Inc. unclassifiedEdelman Financial Engines otherOtherAug 18, 2017Oct 23, 2017 (66 d)
Amanda Lynn ScullPlante Moran Financial Advisors otherEdelman Financial Engines otherOtherAug 9, 2017Aug 11, 2017
Roger Michael BaranovicJ.P. Morgan Securities LLC wirehouseEdelman Financial Engines otherOtherAug 8, 2017Aug 10, 2017
Justin Blake BeaversLPL Financial LLC otherEdelman Financial Engines otherOtherAug 8, 2017Aug 15, 2017
Joseph Michael LunnSecurian Financial Services, Inc. otherEdelman Financial Engines otherOtherAug 2, 2017Aug 14, 2017
Andrew Scott KovalcikMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherJul 24, 2017Aug 11, 2017
Trent Lowell DavidsonStrategic Advisers LLC national BDEdelman Financial Engines otherOtherJul 21, 2017Aug 25, 2017 (35 d)
Ken David ObrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherJul 20, 2017Aug 7, 2017
Neal RichardsTd Ameritrade Investment Management, LLC otherEdelman Financial Engines otherOtherJul 17, 2017Jul 12, 2017
David Van Der WekkenScottrade Investment Management otherEdelman Financial Engines otherOtherJun 19, 2017Jun 23, 2017
Michael George RichardsonComerica Securities otherEdelman Financial Engines otherOtherJun 13, 2017Jun 15, 2017
Samuel Thomas HendersonStrategic Advisers LLC national BDEdelman Financial Engines otherOtherJun 12, 2017Nov 13, 2017 (154 d)
Maria Irene GagneLearnvest Planning Services, LLC no RAUMEdelman Financial Engines independent RIAOtherJun 7, 2017Jan 15, 2025 (2779 d)
Eric Einar HansenVoya Retirement Advisors, LLC otherEdelman Financial Engines otherOtherApr 18, 2017May 3, 2017
Heath A HancheyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherApr 18, 2017May 1, 2017
Lori Cheryl SilversteinKey Investment Services LLC otherEdelman Financial Engines otherOtherMar 7, 2017Jun 8, 2017 (93 d)
Michael James GavinScottrade Investment Management otherEdelman Financial Engines otherOtherMar 6, 2017Mar 7, 2017
Seth Lewis ZudellLongboard Asset Management otherEdelman Financial Engines otherOtherMar 6, 2017Apr 27, 2017 (52 d)
Alex James ReaderTd Ameritrade Investment Management, LLC otherEdelman Financial Engines otherOtherJan 17, 2017Jan 5, 2017
Brian WesterhoffScottrade Investment Management otherEdelman Financial Engines otherOtherDec 9, 2016Jun 19, 2017 (192 d)
Rachel MetalloMsi Financial Services, Inc. otherEdelman Financial Engines otherOtherSep 1, 2016Mar 13, 2017 (193 d)
Zachary John HollyEdward Jones national BDEdelman Financial Engines otherOtherAug 1, 2016Sep 2, 2016 (32 d)
James Robert HornThe Mutual Fund Store unclassifiedEdelman Financial Engines otherOtherJul 19, 2016Nov 16, 2016 (120 d)
Lori D DuggerBancwest Investment Services, Inc. (Bwis) otherEdelman Financial Engines otherOtherJul 12, 2016Oct 6, 2016 (86 d)
Stacy Ann TalaricoStrategic Advisers LLC national BDEdelman Financial Engines otherOtherJun 3, 2016Feb 16, 2017 (258 d)
Nicholas GluecklerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherMay 27, 2016Jun 23, 2017 (392 d)
Matthew OrtizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherApr 12, 2016Jun 1, 2016 (50 d)
Rachel Lynne ThompsonTd Ameritrade Investment Management, LLC otherEdelman Financial Engines otherOtherMar 23, 2016Feb 28, 2017 (342 d)
James Michael GolichowskiPrimerica Advisors national BDEdelman Financial Engines otherOtherFeb 16, 2016Feb 17, 2016
Jonathan VanderwerffVanguard Advisers, Inc. otherEdelman Financial Engines otherOtherJan 28, 2016Jan 29, 2016
Nicholas Anthony ParisiVanguard Advisers, Inc. otherEdelman Financial Engines otherOtherJan 28, 2016Jan 22, 2016
Matthew James KovarikEquitable Advisors, LLC national BDEdelman Financial Engines otherOtherJan 28, 2016Feb 17, 2016
Adam Richard HedbergEquitable Advisors, LLC national BDEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2016Apr 29, 2026 (3752 d)
Eric Marvin DyeCetera Advisor Networks LLC otherEdelman Financial Engines otherOtherOct 1, 2015Dec 15, 2015 (75 d)
Brian E KadanSignator Investors, Inc. otherEdelman Financial Engines independent RIAOtherSep 15, 2015May 13, 2026 (3893 d)
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458 moves match.