| Joyce Joyner Howell | Legacy Advisory Services, Inc. unclassified | Concourse Financial Group Advisors other | Other | Jul 17, 2007 | Aug 21, 2007 (35 d) |
| Jason Anthony Jarck | Principal Securities, Inc. other | Concourse Financial Group Advisors other | Other | Jun 18, 2007 | Aug 21, 2012 (1891 d) |
| James Kelly Houston | Northwestern Mutual Investment Services,LLC other | Concourse Financial Group Advisors other | Other | Apr 2, 2007 | Jan 2, 2009 (641 d) |
| Harry Tuller Johnson | Berthel Fisher & Company Financial Services, Inc. other | Concourse Financial Group Advisors other | Other | Feb 21, 2007 | Mar 7, 2007 |
| Samuel Anthony Capasso | Keybanc Capital Markets Inc. unclassified | Concourse Financial Group Advisors other | Other | Feb 20, 2007 | Sep 9, 2008 (567 d) |
| Timothy Matthew Keller | Park Avenue Securities LLC other | Concourse Financial Group Advisors other | Other | Feb 14, 2007 | May 15, 2014 (2647 d) |
| Douglas Michael Dougherty | LPL Financial LLC other | Concourse Financial Group Advisors other | Other | Feb 6, 2007 | Apr 24, 2007 (77 d) |
| Jeff Oscar Ruen | Pruco Securities, LLC other | Concourse Financial Group Advisors other | Other | Feb 1, 2007 | Feb 12, 2007 |
| Whitney Beth Mclaughlin | Morgan Keegan & Company, LLC other | Concourse Financial Group Advisors other | Other | Jan 23, 2007 | Mar 8, 2007 (44 d) |
| Alan Greer Thompson | Ameriprise Financial Services, LLC national BD | Concourse Financial Group Advisors other | Other | Jan 17, 2007 | Feb 26, 2007 (40 d) |
| Michael John Vanhimbergen | Ameriprise Financial Services, LLC national BD | Concourse Financial Group Advisors other | Other | Nov 20, 2006 | Apr 13, 2007 (144 d) |
| Eric John Zebrauskas | Creative Financial Designs, Inc. other | Concourse Financial Group Advisors other | Other | Nov 9, 2006 | Nov 14, 2006 |
| Larry Lee Moons | Amsouth Investment Management Company LLC unclassified | Concourse Financial Group Advisors other | Other | Nov 2, 2006 | Jan 3, 2007 (62 d) |
| Rheeta Anne Wilson-Fitzpatrick | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Sep 15, 2006 | Sep 14, 2006 |
| Edwin James Woolley | Lincoln Investment other | Concourse Financial Group Advisors other | Other | Sep 11, 2006 | Nov 17, 2006 (67 d) |
| Christine Danyell Caldwell | Amsouth Investment Management Company LLC unclassified | Concourse Financial Group Advisors other | Other | Aug 30, 2006 | Sep 19, 2006 |
| Louis Edward Perkins | Independent Advisers Group Corp other | Concourse Financial Group Advisors other | Other | Jul 28, 2006 | Aug 18, 2017 (4039 d) |
| Daniel Theodore Billings | Ameriprise Financial Services, LLC national BD | Concourse Financial Group Advisors other | Other | Apr 12, 2006 | Apr 3, 2009 (1087 d) |
| Michael James Smith Tucker | Voya Financial Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Mar 4, 2006 | May 27, 2008 (815 d) |
| Tim Eugene Ward | Cetera Investment Services LLC other | Concourse Financial Group Advisors other | Other | Feb 14, 2006 | Mar 9, 2006 |
| Brady Broussard | Osaic Fa, Inc. other | Concourse Financial Group Advisors other | Other | Dec 31, 2005 | Aug 5, 2008 (948 d) |
| Lawrence Kim Bushey | Osaic Fs, Inc. other | Concourse Financial Group Advisors other | Other | Dec 31, 2005 | Jan 31, 2006 (31 d) |
| Charles Bedingfield Lanier | Peachtree Planning Advisors, Inc. unclassified | Concourse Financial Group Advisors other | Other | Nov 23, 2005 | Dec 7, 2004 |
| Catherine Mary Mathis | Usallianz Securities, Inc. unclassified | Concourse Financial Group Advisors other | Other | Nov 22, 2005 | Dec 8, 2005 |
| Clinton Brian Galyean | Usallianz Securities, Inc. unclassified | Concourse Financial Group Advisors other | Other | Nov 15, 2005 | Jun 30, 2006 (227 d) |
| Eric Todd Owens | Usallianz Securities, Inc. unclassified | Concourse Financial Group Advisors other | Other | Nov 15, 2005 | Apr 20, 2007 (521 d) |
| Brian K Meeks II | Pnc Wealth Management other | Concourse Financial Group Advisors other | Other | Sep 21, 2005 | Jan 16, 2007 (482 d) |
| Daryl Edward Lazauskas | Msi Financial Services, Inc. other | Concourse Financial Group Advisors other | Other | Jun 6, 2005 | Jun 15, 2005 |
| Robert Allan Wall | Morgan Stanley Dw Inc. unclassified | Concourse Financial Group Advisors other | Other | Jun 6, 2005 | Sep 16, 2011 (2293 d) |
| Robert Wayne Willsey | Spc other | Concourse Financial Group Advisors other | Other | Apr 7, 2005 | Apr 18, 2005 |
| James Wilbourne Mckay | Equitable Advisors, LLC national BD | Concourse Financial Group Advisors other | Other | Feb 28, 2005 | Mar 2, 2005 |
| Jeffrey William Reeves | Morgan Keegan & Company, LLC other | Concourse Financial Group Advisors other | Other | Feb 3, 2005 | Mar 31, 2005 (56 d) |
| Glen Emerson Kauffman | Uvest Financial Services Group, Inc. unclassified | Concourse Financial Group Advisors other | Other | Jan 27, 2005 | Feb 22, 2005 |
| Greg Scharlott | J.P. Morgan Asset Management unclassified | Concourse Financial Group Advisors other | Other | Jan 27, 2005 | Nov 13, 2006 (655 d) |
| Ryan Christopher White | Oneamerica Securities, Inc. other | Concourse Financial Group Advisors other | Other | Oct 26, 2004 | Jul 21, 2006 (633 d) |
| Kevin John Hedstrom | UBS Financial Services Inc. wirehouse | Concourse Financial Group Advisors other | Other | Aug 20, 2004 | Feb 27, 2015 (3843 d) |
| Mark Joseph Jacobberger | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Aug 12, 2004 | Aug 25, 2004 |
| Douglas Franklin Karr | Invest Financial Corporation other | Concourse Financial Group Advisors other | Other | Jul 21, 2004 | Feb 25, 2010 (2045 d) |
| Linden Everett Gould | Equitable Advisors, LLC national BD | Concourse Financial Group Advisors other | Other | Jul 16, 2004 | Jul 17, 2006 (731 d) |
| Jamie Scott Turk | Osaic Fa, Inc. other | Concourse Financial Group Advisors other | Other | Jun 16, 2004 | Oct 4, 2004 (110 d) |
| William Hartsfield | Peachtree Planning Advisors, Inc. unclassified | Concourse Financial Group Advisors other | Other | Feb 23, 2004 | Jan 2, 2004 |
| Ricky Wayne Mcquiston | Peachtree Planning Advisors, Inc. unclassified | Concourse Financial Group Advisors other | Other | Feb 23, 2004 | Dec 2, 2003 |
| Ray Douglas Muecke | Commonwealth Financial Network national BD | Concourse Financial Group Advisors other | Other | Dec 31, 2003 | Jan 30, 2006 (761 d) |
| Hemant Sachdev | Oporto Capital Management, Inc. unclassified | Concourse Financial Group Advisors other | Other | Dec 31, 2003 | Oct 7, 2008 (1742 d) |
| Joseph Anthony Digangi | Everest Financial & Settlement Consulting, LLC unclassified | Concourse Financial Group Advisors other | Other | Dec 17, 2003 | Jan 27, 2006 (772 d) |
| Joseph Arthur Garcia | Independent Advisers Group Corp other | Concourse Financial Group Advisors other | Other | Nov 17, 2003 | Apr 2, 2008 (1598 d) |
| Joseph P Barreca | Wells Fargo Investments, LLC unclassified | Concourse Financial Group Advisors other | Other | Nov 13, 2003 | Sep 27, 2005 (684 d) |
| Andrew John Mccausland | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Oct 1, 2003 | Aug 1, 2003 |
| Roger Lee Ford | USA Financial Securities LLC other | Concourse Financial Group Advisors other | Other | Aug 15, 2003 | Aug 25, 2003 |
| William Preston Hohmann | Equitable Advisors, LLC national BD | Concourse Financial Group Advisors other | Other | Aug 4, 2003 | Aug 26, 2003 |
| Jerry W Mcdonald | Veravest Investment Advisors, Inc. unclassified | Concourse Financial Group Advisors other | Other | Aug 1, 2003 | Aug 1, 2003 |
| Karen Louise Powell | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors other | Other | Jul 11, 2003 | Jul 11, 2003 |
| Gene Richard Hitchcock | UBS Financial Services Inc. wirehouse | Concourse Financial Group Advisors other | Other | Jun 25, 2003 | Jun 25, 2003 |
| Daniel Lee Jack | Equitable Advisors, LLC national BD | Concourse Financial Group Advisors other | Other | Jun 9, 2003 | Nov 30, 2007 (1635 d) |
| Randy Gene Pickering | Osaic Fs, Inc. other | Concourse Financial Group Advisors other | Other | May 23, 2003 | Jun 11, 2003 |
| Christopher L Tyner | Southtrust Securities, LLC unclassified | Concourse Financial Group Advisors other | Other | Feb 28, 2003 | Nov 19, 2003 (264 d) |
| Martin Keith Branch | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Feb 25, 2003 | Apr 21, 2005 (786 d) |
| Sean Thomas Teague | MML Investors Services, LLC other | Concourse Financial Group Advisors other | Other | Feb 13, 2003 | Jun 13, 2006 (1216 d) |
| John Louis Dimarzio | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Concourse Financial Group Advisors other | Other | Dec 31, 2002 | Feb 2, 2006 (1129 d) |
| David A Hamilton | Avantax Advisory Services other | Concourse Financial Group Advisors other | Other | Nov 7, 2002 | Feb 2, 2006 (1183 d) |