DFX Intelligence
Advisor moves
Arrivals at Newedge Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
560 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Angela Lynn White | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jul 1, 2022 |
| Clarence Lawrence Elliott | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2022 | Jul 5, 2022 |
| Lesley Kay Degenhart | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jun 9, 2022 |
| John Anthony Rojas | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 9, 2022 |
| Alexander L Fullerton | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 10, 2022 |
| Zelalem Baalu Girma | Morgan Stanley wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2022 | Jun 5, 2023 (367 d) |
| Sarah Wenger Goffe | Federated Investment Counseling institutional | Newedge Advisors BD affiliated | Other | Jun 3, 2022 | Jun 21, 2022 |
| Bennett Lyle Duffy | Beacon Pointe Advisors, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2022 | Aug 31, 2022 (90 d) |
| Carter Brower | Mercer Global Advisors Inc. independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2022 | May 6, 2022 |
| Christopher Houghton | Mercer Global Advisors Inc. independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2022 | May 6, 2022 |
| Christopher Harrington Davis | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 5, 2022 | May 9, 2022 |
| Jennifer Leah Capo | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | May 23, 2022 |
| William Carl Brand | Triad Advisors, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | May 24, 2022 (42 d) |
| Michelle Renae Mccoy Hollenshead | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 4, 2022 |
| Hunter Bramlett | Onewealth Investment Management, LLC unclassified | Newedge Advisors BD affiliated | Other | Apr 1, 2022 | Aug 11, 2026 (1593 d) |
| Alfred Bonardi | Oppenheimer & Co. Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 9, 2022 |
| Kelly Jean Warner | Oppenheimer & Co. Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 9, 2022 |
| Kristine Marie Moore | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Apr 5, 2022 |
| John Alan Caplan | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Apr 5, 2022 (33 d) |
| Daniel Timothy Fagan | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Apr 5, 2022 (34 d) |
| Anthony Francis Panuccio | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Jan 9, 2024 (690 d) |
| Kathaleen Ann Muilwyk | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Mar 30, 2022 (40 d) |
| Chitra Jay Patel | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2022 | Feb 11, 2022 |
| Chad Joseph Nichter | Sanctuary Advisors, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Mar 7, 2022 |
| Emory Guy Hendrix | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 1, 2022 |
| Kenneth Christian Brace | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Mar 30, 2022 (54 d) |
| Lewis Allen Post | Morgan Stanley wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 12, 2022 |
| Courtney D Troyano | Morgan Stanley wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 12, 2022 |
| Gregory Scott England | Morgan Stanley wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 12, 2022 |
| Richard Robert Rush | Executive Wealth Management, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Jan 21, 2022 |
| Samantha Lynn Melching | Sanctuary Advisors, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Feb 7, 2022 |
| Frank Eugene Nemeth | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2021 | Dec 1, 2021 |
| Tyler J Silverthorn | Cetera Advisor Networks LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Jun 6, 2024 (918 d) |
| Chad Tyler Williamson | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Feb 9, 2022 (78 d) |
| Daniel James Riso | Equitable Advisors, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 12, 2021 |
| Dorothy Pratt Mannix | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 17, 2021 |
| Cline Edward Reasor | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 17, 2021 |
| Joseph R. Dimauro | Equitable Advisors, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Oct 25, 2021 |
| Melanie D Trexler | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Nov 2, 2021 |
| Mathew Alexander Rough | Equitable Advisors, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Oct 25, 2021 |
| Kendra Marie O'Reilly | Key Investment Services LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 14, 2021 |
| Patrick Neil Rider | Key Investment Services LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 26, 2021 |
| Melissa Schuessler Mendez | Sanctuary Advisors, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 19, 2021 | Sep 16, 2024 (1063 d) |
| Ellen Gayle Reynard | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Apr 12, 2022 (181 d) |
| Matthew Damon Minichello | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 4, 2021 | Sep 23, 2021 |
| Lindsey Scott Ferguson | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2021 | Sep 23, 2021 |
| Brian Lynn Weese | Iht Wealth Management LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2021 | Sep 30, 2021 |
| Peter Edward Mallett | Iht Wealth Management LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2021 | Sep 30, 2021 |
| David Robert Wheatley | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Oct 7, 2021 |
| Timothy O'Shea | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Oct 4, 2021 |
| William Clayton Mcdonald | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Oct 4, 2021 |
| Belinda G Lemaire | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2021 | Oct 6, 2021 |
| Howard Bradley Silver | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Aug 23, 2021 |
| Charles G Brown IV | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Aug 23, 2021 |
| Michael Klein | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 23, 2021 |
| Amanda Catherine Klein | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 23, 2021 |
| Stuart Justin Burke | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Apr 7, 2022 (247 d) |
| Terry Lea Sullivan | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Leslie Penka | Keen Wealth Advisors independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2021 | Nov 11, 2021 (108 d) |
| Caleb Samuel Rodriguez | Epstein And White Financial LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2021 | Feb 13, 2023 (587 d) |