Advisor moves

Arrivals at Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Xiomara Maribel VielmanNext Financial Group, Inc. otherIndependent Financial Group, LLC otherOtherMar 8, 2017Mar 6, 2017
Kathleen Ann CoveyWestpark Capital, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherFeb 6, 2017Jan 7, 2025 (2892 d)
Scott Wayne SmithCapital Financial Services, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherJan 24, 2017Jan 6, 2025 (2904 d)
Chih-Tao MaCetera Investment Advisers LLC otherIndependent Financial Group, LLC otherOtherDec 14, 2016Dec 14, 2016
Sergio FernandezLPL Financial LLC otherIndependent Financial Group, LLC otherOtherDec 7, 2016Nov 29, 2016
Suzanne Christiansen De GrawTransamerica Financial Advisors, LLC otherIndependent Financial Group, LLC otherOtherDec 6, 2016Dec 1, 2016
Susan Anne SchaufeleFoothill Securities, Inc. otherIndependent Financial Group, LLC otherOtherNov 29, 2016Nov 29, 2016
Chad Stephen LanghoferMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherNov 15, 2016Aug 3, 2010
Michael Laurence DigaetanoCetera Investment Advisers LLC otherIndependent Financial Group, LLC otherOtherOct 17, 2016Oct 11, 2016
Rohin Lawrence UllbergSii Investments, Inc. otherIndependent Financial Group, LLC otherOtherOct 7, 2016Sep 16, 2016
Robert David MizaurCommonwealth Financial Network national BDIndependent Financial Group, LLC otherOtherAug 24, 2016Aug 23, 2016
Dominic I MyersLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 18, 2016Aug 8, 2016
Dushyanth K ReddyLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 18, 2016Aug 8, 2016
Michael Scott LincolnLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 17, 2016Aug 4, 2016
Frederick Allan GrayInvestors Capital Advisory otherIndependent Financial Group, LLC otherOtherAug 10, 2016Aug 8, 2016
Cortino Rito GarciaAmerican Independent Securities Group, LLC otherIndependent Financial Group, LLC otherOtherAug 9, 2016Aug 9, 2016
Timothy Andrew BrockmanEdward Jones national BDIndependent Financial Group, LLC otherOtherAug 9, 2016Jul 27, 2016
Kyle David AddingtonKovack Advisors, Inc. otherIndependent Financial Group, LLC otherOtherAug 1, 2016Aug 4, 2016
Michael Anthony CalabreseH. Beck, Inc. otherIndependent Financial Group, LLC otherOtherJul 15, 2016Jul 15, 2016
Kenneth Wayne BurkettCapital Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherJun 27, 2016Jun 27, 2016
Henry Giovany NarvaezJ.P. Morgan Securities LLC wirehouseIndependent Financial Group, LLC otherOtherJun 13, 2016Jul 22, 2016 (39 d)
Scott Matthew RoseWaddell & Reed otherIndependent Financial Group, LLC otherOtherMay 31, 2016Apr 6, 2017 (310 d)
Amir H GolzarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Group, LLC otherOtherMay 31, 2016May 31, 2016
John VelezFirst Command Advisory Services otherIndependent Financial Group, LLC otherOtherMay 11, 2016May 16, 2016
Thomas Francis KehoeMsi Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherMay 3, 2016May 3, 2016
Jason Jitsuro YamamotoPartners Capital Services, Inc. otherIndependent Financial Group, LLC otherOtherMay 3, 2016Apr 18, 2016
James Edward DillonTransamerica Financial Advisors, LLC otherIndependent Financial Group, LLC otherOtherApr 13, 2016Apr 1, 2016
Damon F FriedmanNfp Advisor Services, LLC otherIndependent Financial Group, LLC otherOtherMar 31, 2016Oct 17, 2016 (200 d)
Chad Matthew RaicheDougherty & Associates Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherMar 10, 2016Feb 6, 2015
Ernest James CoxNfp Advisor Services, LLC otherIndependent Financial Group, LLC otherOtherMar 2, 2016Apr 20, 2016 (49 d)
Carlos Di PonioMsi Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherFeb 24, 2016Feb 14, 2018 (721 d)
William Payne Adams OrrWespac Advisors, LLC otherIndependent Financial Group, LLC otherOtherFeb 18, 2016Aug 27, 2014
Jana Lynn GarnerSagepoint Financial, Inc. otherIndependent Financial Group, LLC otherOtherFeb 18, 2016Mar 10, 2016
Grant Allan HansenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Group, LLC otherOtherFeb 2, 2016Feb 22, 2016
Megan PolizziLPL Financial LLC otherIndependent Financial Group, LLC otherOtherJan 25, 2016Sep 18, 2017 (602 d)
Luciano G PrestoniseLPL Financial LLC otherIndependent Financial Group, LLC otherOtherJan 25, 2016Jan 27, 2016
Robert Harold SweetLPL Financial LLC otherIndependent Financial Group, LLC otherOtherJan 19, 2016Mar 23, 2016 (64 d)
Shane Austin BryanCharles Schwab & Co., Inc. national BDIndependent Financial Group, LLC otherOtherJan 19, 2016Jan 7, 2016
William Aubrey MorrowFinancial Designs Ltd. unclassifiedIndependent Financial Group, LLC otherOtherJan 14, 2016Oct 17, 2005
Mark Andrew WiacekConcorde Asset Management, LLC otherIndependent Financial Group, LLC otherOtherDec 28, 2015Jun 13, 2016 (168 d)
Maryjo MorelloMsi Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherDec 10, 2015Dec 10, 2015
Xiu Qin HouVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherDec 10, 2015Dec 10, 2015
Robin Donahue BechtelPfg Advisors otherIndependent Financial Group, LLC otherOtherDec 9, 2015Aug 8, 2016 (243 d)
Craig Clark SpantonTricor Advisory Services, LLC otherIndependent Financial Group, LLC otherOtherDec 1, 2015Dec 1, 2015
Deborah Wallace AnzelcMsi Financial Services, Inc. otherIndependent Financial Group, LLC otherOtherDec 1, 2015Nov 27, 2015
Brett Richard ClarkeVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherNov 23, 2015Nov 19, 2015
Todd Allen NyeSii Investments, Inc. otherIndependent Financial Group, LLC otherOtherNov 2, 2015Dec 14, 2015 (42 d)
Megan L McmillanSecurities America Advisors, Inc. otherIndependent Financial Group, LLC otherOtherNov 2, 2015Nov 5, 2015
Kathy Michelle KeadleSecurities America Advisors, Inc. otherIndependent Financial Group, LLC otherOtherOct 27, 2015Nov 2, 2015
Joyce An ThomasVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherOct 19, 2015Oct 9, 2015
Tsanshiau Shawn LinVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherOct 19, 2015Oct 12, 2015
Syauching HungVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherOct 19, 2015Jan 4, 2025 (3365 d)
Julie ShenVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherOct 19, 2015Oct 8, 2015
Daniel Tuan Kien LoyVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherOct 2, 2015Jan 14, 2016 (104 d)
John Joe AlmaguerVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherSep 29, 2015Sep 28, 2015
Rick J WertheimAmeriprise Financial Services, LLC national BDIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2015Jun 3, 2021 (2074 d)
Shao-Tsung TsengVoya Financial Advisors, Inc. otherIndependent Financial Group, LLC otherOtherSep 28, 2015Oct 6, 2015
Kenneth Rick CraigU.S. Bancorp Investments, Inc. otherIndependent Financial Group, LLC otherOtherSep 22, 2015Sep 21, 2015
Brett A CohenMorgan Stanley wirehouseIndependent Financial Group, LLC otherOtherAug 28, 2015Jul 12, 2017 (684 d)
Michael Dwaine WatsonLPL Financial LLC otherIndependent Financial Group, LLC otherOtherAug 22, 2015Sep 2, 2015
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720 moves match.