DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor John PaulesAdvice And Planning Services BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAApr 27, 2020Apr 28, 2020
Pamela SamseyLPL Financial LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAApr 13, 2020Mar 23, 2020
Derek J BoniferCerity Partners Ocio LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMar 20, 2020Jul 5, 2022 (837 d)
Michelle R DowlingRaymond James & Associates, Inc. national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAMar 19, 2020Jan 12, 2021 (299 d)
Ryan J LemenagerMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 19, 2020Jul 6, 2021 (474 d)
Marybeth CabellMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 9, 2020Mar 30, 2021 (386 d)
Thomas Clark PhillipsWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 9, 2020Mar 3, 2020
Chase Ekins GulickEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAMar 3, 2020Mar 16, 2020
Kimberly Sue VollmanLPL Financial LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 28, 2020Jul 29, 2021 (517 d)
Angela HigginsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 24, 2020Feb 18, 2020
Jeffrey Paul ForcheWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 19, 2020Feb 19, 2020
Troy M YaldooWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 19, 2020Feb 14, 2020
Joshua L HorsleyKey Investment Services LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJan 15, 2020May 7, 2020 (113 d)
Briana-Capri ThadisonAllspring Funds Management, LLC asset managerRobert W. Baird & Co. Incorporated mixed wealthOtherJan 14, 2020May 6, 2020 (113 d)
Kimberley Kresha Marie WrenEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJan 13, 2020Jul 30, 2021 (564 d)
Glen WrightEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJan 6, 2020Feb 24, 2020 (49 d)
Brian Andrew ShankUSA Mutuals Advisors, Inc. asset managerRobert W. Baird & Co. Incorporated mixed wealthOtherDec 31, 2019May 1, 2019
Edmond KonradEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIADec 24, 2019Feb 27, 2020 (65 d)
Gene Forest PucciWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIADec 19, 2019Dec 17, 2019
Matthew Ryan MolnarUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIANov 12, 2019Nov 1, 2019
Joshua Richard CarstensTd Ameritrade Investment Management, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAOct 17, 2019Jan 2, 2020 (77 d)
Michael Robert ShannonMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAOct 16, 2019Oct 11, 2019
Austin LinskyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAOct 16, 2019Oct 17, 2019
Olabode Steve OniyaMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 27, 2019Mar 2, 2020 (157 d)
Jennifer Kim CollinsCitigroup Global Markets Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 16, 2019Aug 26, 2019
David Robert BurchfieldCharles Schwab & Co., Inc. national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 13, 2019Sep 3, 2019
Timothy Michael PenniseUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 13, 2019Sep 4, 2019
Eric J DahlUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 13, 2019Sep 4, 2019
Katherine Ann JohnsonUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 13, 2019Sep 4, 2019
Matthew Aaron LusardiPiper Sandler & Co. otherRobert W. Baird & Co. Incorporated mixed wealthOtherSep 3, 2019Oct 30, 2019 (57 d)
Hearne B HarralsonEncompass Wealth Management, LLC unclassifiedRobert W. Baird & Co. Incorporated mixed wealthOtherAug 16, 2019May 2, 2024 (1721 d)
Nicole Elizabeth WrightRBC Capital Markets, LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAAug 15, 2019Jul 24, 2019
Joseph LarueRBC Capital Markets, LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAAug 15, 2019Jul 24, 2019
Aaron WargoCharles Schwab & Co., Inc. national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAAug 13, 2019Aug 27, 2019
Kristi Nicole KennedyLPL Financial LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAAug 8, 2019Aug 19, 2019
Harold Horton TearseRBC Capital Markets, LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAAug 7, 2019Jul 24, 2019
Sean Thomas MahlikU.S. Bancorp Investments, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAAug 5, 2019Sep 16, 2019 (42 d)
Larry Wayne OsaRBC Capital Markets, LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJul 8, 2019Jun 21, 2019
Oliver FieldRussell Investments otherRobert W. Baird & Co. Incorporated mixed wealthOtherJul 5, 2019Jun 28, 2021 (724 d)
Sarah Marie NeffD.A. Davidson & Co. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJun 25, 2019Jun 24, 2019
Sophia Louise IvancichLPL Financial LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJun 19, 2019May 31, 2019
Tessa Anne WoodMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 10, 2019Jun 11, 2019
Scott F TaftClearbridge Investments, LLC mixed wealthRobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJun 6, 2019Jun 7, 2019
Theodore Brelsford MartinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 4, 2019Jun 25, 2019
Melanie Jeannine SchmiedingWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 15, 2019May 12, 2021 (728 d)
Stephanie JohnstonLPL Financial LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMay 10, 2019Apr 17, 2019
Scott Nicholas BeesleyJ.P. Morgan Securities LLC wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 8, 2019May 1, 2019
Marcus Houston QuallsAmeriprise Financial Services, LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAApr 29, 2019Apr 23, 2019
Brian Edward RathbunUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 25, 2019Mar 29, 2019
Scott Robb SchoenfeldBrighton Jones LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAApr 11, 2019Jun 5, 2019 (55 d)
Travis Wayne KingUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 9, 2019Mar 29, 2019
Anthony Vincent SchockUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 9, 2019Mar 29, 2019
Kelly Jean GarrowThrivent Investment Management Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAApr 9, 2019Apr 8, 2019
Erin Margaret CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 3, 2019Jul 15, 2019 (103 d)
Diane Lorraine WhiteJ.J.B. Hilliard, W.L. Lyons, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMar 29, 2019Mar 25, 2019
John Charles BeeryJ.J.B. Hilliard, W.L. Lyons, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMar 29, 2019Mar 25, 2019
Lynn Elizabeth MacleanJ.J.B. Hilliard, W.L. Lyons, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMar 29, 2019Mar 25, 2019
Sam E. HowardWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 27, 2019Mar 25, 2019
Brian James WhiteWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 27, 2019Mar 25, 2019
David MathersMp & H Financial Group, LLC unclassifiedRobert W. Baird & Co. Incorporated mixed wealthOtherMar 25, 2019Aug 5, 2019 (133 d)
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1,141 moves match.