DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexandra L MeyersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAMar 19, 2024May 14, 2024 (56 d)
Zane Milton LevingsWells Fargo Advisors wirehouseFisher Investments independent RIAWirehouse to independent RIAMar 19, 2024Mar 19, 2024
Carlos CabanFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Apr 12, 2024
Matthew Nicholas DavisVanguard Advisers, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Aug 14, 2024 (152 d)
Joel TorresAmerican Portfolios Advisors, Inc BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Apr 11, 2024
Eric Andrew PembertonRBC Capital Markets, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2024Mar 15, 2024
Kataya Lorelei PlettTradewinds Wealth Management independent RIAFisher Investments independent RIARIA to RIAMar 13, 2024Mar 18, 2024
Alexander Thomas PedraitaU.S. Bancorp Investments, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2024Jul 25, 2024 (135 d)
Brock Montgomery BennisonFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2024Mar 12, 2024
Luke Christopher BrownFirst Command Advisory Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2024Mar 11, 2024
Alyssa CwikAmeriprise Financial Services, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2024Apr 8, 2024 (35 d)
Nicholas Sanders LebeauFlorida Financial Advisors, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2024Mar 12, 2024
Taylor Lewis BennettMcadam LLC independent RIAFisher Investments independent RIARIA to RIAMar 1, 2024Aug 29, 2024 (181 d)
Jean Luc HamiltonShadowridge Asset Management, LLC independent RIAFisher Investments independent RIARIA to RIAMar 1, 2024Aug 12, 2024 (164 d)
Max Mitchell BrouardEmpower Advisory Group, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2024Feb 23, 2024
Jacob Andrew Patrick HowethCuso Financial Services, L.P. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2024Jul 24, 2024 (153 d)
Moab SchiersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAFeb 20, 2024Mar 25, 2024 (34 d)
Rhoman Sushant GoyenecheaAmeriprise Financial Services, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2024Feb 11, 2026 (723 d)
Michael Chester StroudCetera Investment Advisers LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2024May 15, 2024 (91 d)
Evan BallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAFeb 12, 2024Feb 15, 2024
Addison J LinnFlorida Financial Advisors, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2024Mar 12, 2024
Jeffrey Nicholas GuzziMorningstar Investment Services LLC independent RIAFisher Investments independent RIARIA to RIAFeb 9, 2024Mar 12, 2024 (32 d)
George Edman RouhaniEmpower Advisory Group, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2024Feb 14, 2024
Russell D MercierAe Wealth Management, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2024Apr 10, 2024 (68 d)
Matthew Ward WeissUBS Financial Services Inc. wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 31, 2024Feb 7, 2024
Chad KimbleMorgan Stanley wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 30, 2024Apr 11, 2024 (72 d)
Cameron Alexander ShepherdFlorida Financial Advisors, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2024Apr 11, 2024 (72 d)
Gianna Avila MossottiExencial Wealth Advisors independent RIAFisher Investments independent RIARIA to RIAJan 26, 2024Feb 14, 2024
Robert Neal DavisVanguard Advisers, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2024Nov 12, 2024 (295 d)
Alain Antonio Diaz-DiazMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 22, 2024May 13, 2024 (112 d)
Lance Christopher ErnestMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 9, 2024Jan 10, 2024
Jeromy Christian ShepherdCharles Schwab & Co., Inc. national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2024Mar 14, 2024 (65 d)
Matthew Brent LornerAdvice And Planning Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2024Jan 10, 2024
James Cameron Warner KindredEquitable Advisors, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2024Jan 12, 2024
David Colby HoltMorgan Stanley wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 9, 2024Feb 13, 2024 (35 d)
Russell Douglas MccaryEmpower Advisory Group, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2024Jan 8, 2024
Alexander Maurice BelschesMML Investors Services, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2024Apr 9, 2024 (95 d)
Devin Scott MackenzieFlorida Financial Advisors, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2024Sep 11, 2024 (250 d)
Rodolfo NavaKey Investment Services LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2024Jan 10, 2024
Gerardo HernandezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 2, 2024Jan 8, 2024
Gustavo E Pernalete TorrealbaCetera Investment Advisers LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2023Jan 10, 2024
James Victor TempleAdvice And Planning Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2023Jan 11, 2024
Thomas Leonard CareyWomack Financial LLC independent RIAFisher Investments independent RIARIA to RIADec 20, 2023Nov 22, 2024 (338 d)
William James LaffertyPark Avenue Securities LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2023Jul 23, 2024 (216 d)
Sean Michael FaceyTransamerica Financial Advisors, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2023Mar 20, 2024 (97 d)
Alexander John CriddleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFisher Investments independent RIAWirehouse to independent RIADec 14, 2023Jan 11, 2024
Austen Derek HornCitizens Securities, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2023Sep 12, 2024 (276 d)
Michael Ray WestCx Institutional, LLC independent RIAFisher Investments independent RIARIA to RIADec 8, 2023Feb 13, 2024 (67 d)
Eric Winston IseleyEmpower Advisory Group, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2023Jan 12, 2024 (35 d)
Kevin Aragon GonzalezMML Investors Services, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2023Dec 11, 2023
Jeffrey Charles RobertoRuggiero Investments independent RIAFisher Investments independent RIARIA to RIADec 7, 2023Nov 13, 2023
Tonya Hammet SaxPnc Capital Advisors LLC otherFisher Investments independent RIAOtherDec 6, 2023Jan 18, 2025 (409 d)
John KentFidelity Personal And Workplace Advisors BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2023Dec 11, 2023
Courtney Campbell Gold CoxPruco Securities, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2023Mar 15, 2025 (467 d)
Jacob Alexander FilipowskiPnc Wealth Management BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2023Dec 11, 2023
Trevor Lee ScottGoldman Sachs Wealth Services, L.P. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2023Dec 4, 2023
Craig A CallonHilltop Securities Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIANov 30, 2023Dec 1, 2023
Zachary Joseph DanielDigital Edge Wealth Management, LLC unclassifiedFisher Investments independent RIAOtherNov 30, 2023Dec 12, 2023
Richard Allen CoenOrigin Investment Advisory LLC independent RIAFisher Investments independent RIARIA to RIANov 29, 2023Nov 29, 2023
Joshua Michael OsbornCornerstone Securities LLC independent RIAFisher Investments independent RIARIA to RIANov 29, 2023Jun 12, 2024 (196 d)
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1,563 moves match.