DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Shelley Jessica O'Brien	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. BD affiliated	Other	Oct 23, 2017	Oct 27, 2017
Mark Wayne Feucht	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 20, 2017	Oct 16, 2017
Jeremy Robert Feucht	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 20, 2017	Oct 16, 2017
Chad Feucht	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 20, 2017	Oct 16, 2017
Jeff Gene Nielsen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 20, 2017	Oct 16, 2017
Gary Jesse Deardorff	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 19, 2017	Oct 17, 2017
Jacqueline Larose Villa	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 19, 2017	Oct 17, 2017
Chad Lee Muehlbauer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 19, 2017	Oct 16, 2017
George Edward Miller	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 19, 2017	Oct 19, 2017
Frank Michael Brown	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 18, 2017	Oct 13, 2017
Jonathan Michael Kroening	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 18, 2017	Oct 18, 2017
Kit Joseph Tiell	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 18, 2017	Oct 18, 2017
Travis Anthony Tiell	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 18, 2017	Oct 18, 2017
Thomas W Repass	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 16, 2017	Oct 13, 2017
Carl David Hulse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 13, 2017	Oct 13, 2017
David Lesnick	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 13, 2017	Oct 13, 2017
Scott Allen Hansen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 13, 2017	Oct 13, 2017
Christian David Price	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 13, 2017	Oct 13, 2017
Lester Joseph Tadej	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 13, 2017	Oct 13, 2017
Steven Ross Conkin	Voya Financial Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 12, 2017	Oct 12, 2017
Kiley Sorale Demery	Wells Fargo Advisors wirehouse	Woodbury Financial Services, Inc. other	Other	Oct 6, 2017	Oct 2, 2017
Robert David Hatch	Edward Jones national BD	Woodbury Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 5, 2017	Nov 6, 2017 (32 d)
Joseph Charles Roubik	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 3, 2017	Oct 2, 2017
Jodie B. Lane	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 3, 2017	Oct 2, 2017
Kevin M. Mccarthy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Oct 2, 2017	Sep 29, 2017
Brendon Michael Derouin	Sii Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 2, 2017	Oct 2, 2017
Todd Richard Graham	MML Investors Services, LLC other	Woodbury Financial Services, Inc. other	Other	Sep 29, 2017	Sep 27, 2017
David Anthony Wassel	H. Beck, Inc. other	Woodbury Financial Services, Inc. other	Other	Sep 29, 2017	Sep 29, 2017
Richard Nelson Stewart	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Woodbury Financial Services, Inc. other	Other	Sep 13, 2017	Sep 13, 2017
David Joseph Allon	Citizens Securities, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Sep 12, 2017	Oct 30, 2017 (48 d)
Michael Brandon Sayre	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Other	Sep 1, 2017	Aug 15, 2017
Jason David Knight	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Other	Aug 31, 2017	Aug 15, 2017
Jason A Trujillo	Principal Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Aug 29, 2017	Aug 24, 2017
Brennen Sean Newton	Principal Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Aug 23, 2017	Aug 21, 2017
Stephanie Renee Thompson	MML Investors Services, LLC other	Woodbury Financial Services, Inc. other	Other	Aug 18, 2017	Aug 11, 2017
Anthony Michael Liace	MML Investors Services, LLC other	Woodbury Financial Services, Inc. other	Other	Aug 17, 2017	Aug 11, 2017
William Walter Zurek	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Aug 10, 2017	Aug 8, 2017
Michael Stuart Parker	Thornburg Investment Management Inc other	Woodbury Financial Services, Inc. BD affiliated	Other	Aug 10, 2017	Jul 16, 2018 (340 d)
Daryl Tomobu Serizawa	Independent Financial Group, LLC other	Woodbury Financial Services, Inc. other	Other	Jul 31, 2017	Aug 10, 2017
Tae Chung Kim	Principal Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 28, 2017	Jul 28, 2017
Jeffery Keith Belzeski	Principal Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 19, 2017	Jul 17, 2017
Tanner Wayne Greer	Independent Financial Partners other	Woodbury Financial Services, Inc. other	Other	Jul 13, 2017	Jul 3, 2017
David Ryan Shober	Ssn Advisory, Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 21, 2017	Jul 17, 2017
Andrew B Chou	Centaurus Financial, Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 12, 2017	Jun 9, 2017
Leo Craig Lesch	Waddell & Reed other	Woodbury Financial Services, Inc. other	Other	Jun 5, 2017	Jun 1, 2017
Nathan William Dean Brown	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Other	Jun 2, 2017	Jun 7, 2017
Jeffrey Joseph Arburn	Whitehall-Parker Securities, Inc. unclassified	Woodbury Financial Services, Inc. other	Other	May 30, 2017	May 25, 2017
Robert Dexter Lackey	Securian Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	May 19, 2017	Jun 8, 2017
Timothy Lane Johnston	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Mar 23, 2017	Apr 10, 2017
Timothy Abner Johnston	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Mar 6, 2017	Mar 3, 2017
Marigene Wilkins Taylor	Sagepoint Financial, Inc. other	Woodbury Financial Services, Inc. other	Other	Feb 24, 2017	Aug 15, 2014
Peter Glen Miles	U.S. Bancorp Investments, Inc. other	Woodbury Financial Services, Inc. other	Other	Feb 24, 2017	Feb 17, 2017
Jody Kay Mcdonough	Thrivent Investment Management Inc. other	Woodbury Financial Services, Inc. other	Other	Jan 11, 2017	Jan 25, 2017
Grant Allen Hall	Ameriprise Financial Services, LLC national BD	Woodbury Financial Services, Inc. other	Other	Jan 4, 2017	Dec 27, 2016
Wei Luo	H. Beck, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2016	Jan 5, 2017
Gregory Vidmar	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2016	Jan 18, 2017
Eleanor Ruth Dean	Sagepoint Financial, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2016	Jan 4, 2017
Kenneth Patrick Wong	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 21, 2016	Dec 21, 2016
Michael P Klein	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Other	Dec 19, 2016	Dec 21, 2016
Jacqueline Ann Lawrence	Thrivent Investment Management Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 7, 2016	Dec 2, 2016

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1,149 moves match.