| Alexandra Rueb | Barclays Capital Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jun 5, 2014 | Jun 13, 2014 |
| Janet Sweeney | Payden & Rygel other | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Apr 11, 2014 | Dec 15, 2021 (2805 d) |
| Leanne Marie Gallotta | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 21, 2014 | Feb 14, 2014 |
| Richard Todd Will | Curi Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | Jan 31, 2014 | Feb 12, 2019 (1838 d) |
| Richard Todd Will | Rmb West, LLC other | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Other | Jan 31, 2014 | Feb 12, 2019 (1838 d) |
| Jennifer A Sun | E*Trade Capital Management, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 28, 2014 | Jan 24, 2014 |
| Brian Thomas Corley | Astera Financial Group, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 17, 2013 | Dec 18, 2013 |
| Thomas E Moore | Barclays Capital Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 12, 2013 | Dec 6, 2013 |
| Perry Edmond Brown | Citigroup Global Markets Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 21, 2013 | Nov 19, 2013 |
| Clarke Leaverton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 12, 2013 | Nov 8, 2013 |
| Spencer R Strahan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 12, 2013 | Nov 8, 2013 |
| Daniel Jin Lee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Sep 3, 2013 | Oct 4, 2013 (31 d) |
| Erik Heinz Lembcke | Deutsche Bank Securities Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 26, 2013 | Jan 10, 2014 (137 d) |
| Gabriel E Garcia | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 21, 2013 | Aug 21, 2013 |
| Patricia Cauchi Casentini | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 17, 2013 | Jun 26, 2013 |
| Christina E Dwyer | MML Investors Services, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 12, 2013 | Jul 15, 2013 |
| Boriss Bikosvili | Securian Financial Services, Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jun 24, 2013 | Oct 29, 2013 (127 d) |
| Jennifer Sockolov Ross | San Francisco Sentry Investment Group other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jun 20, 2013 | Jul 1, 2013 |
| Brian Joseph Scherman | Citigroup Global Markets Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jun 13, 2013 | Nov 20, 2013 (160 d) |
| Christopher Merrifield | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 12, 2013 | Jan 28, 2013 |
| Kim Pfeifer Ip | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| David Chih Hou | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Alan Zafran | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 2, 2013 |
| Mark Elliott Sear | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 15, 2013 |
| Frank Joseph Mcfarland | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 3, 2013 |
| Robert John Skinner | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 14, 2013 |
| Jason Eric Lefton | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 4, 2013 |
| Jeffrey Scott Dore | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 4, 2013 |
| Monika Hanssen Mugg | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 3, 2013 |
| Jeffrey S Westsmith | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Rick S Withers | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Peter Cherng Tsu Chang | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Eric Scott Harrison | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 14, 2013 |
| Dean Isaac Horwitz | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Ian David Linford | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Samuel Patrick Shephard | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 7, 2013 |
| Noah E Fox | Luminous Capital, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 1, 2013 | Jan 4, 2013 |
| Daniel Justin Grover | Astera Financial Group, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 21, 2012 | Jan 15, 2013 |
| Ross Christopher Michael Gaudoin | Astera Financial Group, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 21, 2012 | Aug 21, 2013 (243 d) |
| David A Weitgenant | Thinkequity LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 14, 2012 | Jun 19, 2013 (187 d) |
| Jeffrey W Greene | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 20, 2012 | Nov 13, 2012 |
| Kevin Richard Carey | Deutsche Bank Securities Inc. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 19, 2012 | Nov 16, 2012 |
| Andrew S Gibson | Natixis Advisors, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Oct 10, 2012 | Oct 5, 2012 |
| Daniel J Bessey | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Sep 11, 2012 | Aug 31, 2012 |
| Michael Robb | Neuberger Berman Bd LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 24, 2012 | Aug 9, 2012 |
| Rachel Ann Paulin | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jul 10, 2012 | Jul 6, 2012 |
| Miranda E Holmes | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | May 29, 2012 | Jul 6, 2012 (38 d) |
| William Thomas Spencer | J.P. Morgan Securities LLC wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | May 15, 2012 | Feb 19, 2015 (1010 d) |
| Aaron R Nichols | Charles Schwab & Co., Inc. national BD | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 25, 2012 | May 7, 2012 |
| Scott E Price | Leerink Swann LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 16, 2012 | Jun 12, 2012 (57 d) |
| Kevin F Douglas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Mar 21, 2012 | Mar 19, 2012 |
| Mark Williams Alibrandi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Feb 21, 2012 | Aug 28, 2012 (189 d) |
| Alan I Wolberg | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 27, 2012 | Oct 4, 2012 (251 d) |
| Eric Charles Bell | Bancwest Investment Services, Inc. (Bwis) other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 5, 2012 | Feb 22, 2012 (48 d) |
| Angela Kolb Cagwin | Larson Financial Group, LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Dec 9, 2011 | Jan 9, 2012 (31 d) |
| Joshua Andrew Rogge | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 8, 2011 | Sep 26, 2012 (323 d) |
| Reza John Golchini | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Nov 7, 2011 | Jan 11, 2012 (65 d) |
| Gregg Hobart Palmer | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | Sep 16, 2011 | Sep 22, 2011 |
| Matthew Z Krusko | Alliancebernstein L.P. other | J.P. Morgan Private Wealth Advisors LLC other | Other | Sep 15, 2011 | Sep 22, 2011 |
| Katayoun Attaii | Comerica Securities other | J.P. Morgan Private Wealth Advisors LLC other | Other | Aug 16, 2011 | Jan 9, 2012 (146 d) |