DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adrienne Elizabeth Vollmer | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 15, 2026 |
| Roy A Schoenfeld | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 15, 2026 |
| Anthony Lewis Gutwein | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 11, 2026 |
| Amir De La Vega | Strategic Advisers LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 25, 2026 |
| Francis M Evans | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 21, 2026 |
| James David Leatherman | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 6, 2026 |
| Samuel Pacelli | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 20, 2026 |
| Seth William Howard | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Van A Ewing | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 20, 2026 |
| Charles F Russ | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 25, 2026 |
| Adam Warren | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 24, 2026 |
| Timothy M Vollrath | Principal Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 10, 2026 |
| Blake Lindquist | J.P. Morgan Securities LLC wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Sep 4, 2026 |
| Luke Hagler | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 12, 2026 |
| John Thomas Lancia | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 31, 2026 |
| Philip Kasden | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 6, 2026 |
| Michael Steven Huskey | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 31, 2026 |
| Benjamin Bernd Fogg | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 31, 2026 |
| Kenneth E O'Connor | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 19, 2026 |
| David Snyder | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 31, 2026 |
| Neil Christopher Schimka | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Aug 26, 2026 |
| John Patrick Wilder | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 31, 2026 |
| Brandon Russell Wilson | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Megan Cordi-Standfest | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Sep 15, 2026 (42 d) |
| Courtney Allison Coombs | Esi Financial Advisors independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 11, 2026 |
| Joshua A Delong | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 4, 2026 |
| Ricardo Luis Delgado-Oliveras | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2026 | Jul 29, 2026 |
| Jacob Dean Sonne | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Jul 28, 2026 | Jul 28, 2026 |
| Benjamin William Hyland | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 10, 2026 |
| Jason Douglas Greenfield | Sanctuary Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 5, 2026 |
| Harry Gladstone | Strategic Advisers LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 3, 2026 |
| Ethan Loren Hokanson | Integrity Alliance, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Aug 5, 2026 |
| Nils Kristian Nilsen | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 30, 2026 |
| Alexander Sierra | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 10, 2026 |
| Tyler Cale Hendrix | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Aug 20, 2026 (35 d) |
| Amanda Louise Laney | Mwa Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 29, 2026 |
| Kevin Lee Stokes | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 16, 2026 |
| Marisol R O'Neil | Charles Schwab & Co., Inc. national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Aug 5, 2026 |
| Victoria Marcella Pena | Alight Financial Advisors, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2026 | Aug 6, 2026 |
| George Luis Chavez | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 27, 2026 |
| Pamela Knight | American Independent Securities Group, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Jul 9, 2026 |
| Spencer Elkin | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 21, 2026 |
| Andrew Lawrence Cole | Sound Income Strategies, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2026 | Sep 14, 2026 (74 d) |
| Erin Kronenberg | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Karl Dettmann | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Jun 26, 2026 | Jul 3, 2026 |
| Kevin Bryan Barajas | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 27, 2026 (31 d) |
| Donald W Duffy | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Aug 7, 2026 (43 d) |
| Kevin Michael Smith | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 8, 2026 |
| Matthew Christian Minshall | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 7, 2026 |
| Luke Durivage | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Aug 21, 2026 (58 d) |
| Kevin Michael Murray | Td Private Client Wealth LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Aug 31, 2026 (69 d) |
| Ann Marie Hynek | Hestia Wealth & Wellness LLC unclassified | MML Investors Services, LLC BD affiliated | Other | Jun 22, 2026 | Jul 14, 2026 |
| Robert Joseph Caldwell | Foundations Investment Advisors LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2026 | Jul 23, 2026 (35 d) |
| Tara Lynn Spencer | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 18, 2026 |
| David Wayne Speckman | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 18, 2026 |
| Brian Christopher Sullivan | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Sep 3, 2026 (79 d) |
| Michael David Kotila | Larson Financial Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 22, 2026 |
| Andrew James Gilliland | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jul 2, 2026 |
| Raheel Hussain | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 5, 2026 |
| Jon Thomas Kattke | Strategic Wealth Group independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2026 | Jun 11, 2026 |
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2,927 moves match.