DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alayjah Denise Evans | J.P. Morgan Securities LLC wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Jul 3, 2026 | Jul 28, 2026 |
| Beau Rezek | Hightower Advisors, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Sep 9, 2026 (86 d) |
| Colin Breuvart Drake | Marin Financial Advisors LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | May 28, 2026 | Feb 11, 2026 |
| Deirdre Ann Derosa | Roundangle Advisors LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | May 28, 2026 | May 6, 2026 |
| Patrick Callahan Ceplenski | Focus Partners Wealth, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Mar 16, 2026 | Apr 15, 2026 |
| Rachel A Frame | Ballentine Partners independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Mar 13, 2026 | May 12, 2026 (60 d) |
| Ian Michael Weinberg | LPL Financial LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 3, 2025 |
| David S Kramer | Morgan Stanley wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Oct 7, 2025 | Jun 11, 2026 (247 d) |
| Spencer Friedman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Aug 11, 2025 | Aug 13, 2025 |
| Serge Peter Villani | Strategic Advisers LLC national BD | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Jun 10, 2026 (308 d) |
| Jude Christopher Cypher | Stratos Wealth Advisors LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Apr 28, 2025 | Jun 12, 2025 (45 d) |
| Ethan L Copeland | Raymond James & Associates, Inc. national BD | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Feb 19, 2025 (71 d) |
| Sarah Ann Hannibal | Walden Wealth Partners LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Nov 14, 2024 | Oct 15, 2024 |
| Karin Maloney Stifler | Walden Wealth Partners LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Nov 14, 2024 | Oct 15, 2024 |
| Elizabeth Summers | Wells Fargo Advisors wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Sep 18, 2024 | May 23, 2025 (247 d) |
| Mckayla Lea Johnson | Retirable independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Aug 26, 2024 | Sep 16, 2024 |
| Michael James Tyler | Wfa Asset Management Corp independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Aug 23, 2024 | Sep 11, 2024 |
| Nicholas J Kapelewski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Jun 1, 2024 | Jun 13, 2024 |
| David Say Edwards | Heron Wealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Nov 2, 2023 | Oct 23, 2023 |
| Kirstin Lynn Griffin | Sage Financial Advisors, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Sep 1, 2023 | Sep 28, 2023 |
| Amanda Marie Phillips-Desaverio | Corundum Group, Inc. mixed wealth | Wealthspire Advisors independent RIA | RIA to RIA | Jul 12, 2023 | Jan 3, 2025 (541 d) |
| Kayla Marie Pavela | Wealthspire Retirement Advisory institutional | Wealthspire Advisors independent RIA | Other | Jul 6, 2023 | Oct 24, 2022 |
| Michael Lawrence | Heritage Wealth Management, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Nov 21, 2022 | Jun 1, 2023 (192 d) |
| Craig Alexander Amico | Summit Financial, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2022 | Dec 12, 2022 |
| Marc Elliot Austin | Private Capital Group, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 26, 2022 | Sep 20, 2022 |
| Amy B Miller | Private Capital Group, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 26, 2022 | Sep 20, 2022 |
| Jared Cohen Costigan | Private Capital Group, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 26, 2022 | Sep 20, 2022 |
| Pietro Antonio Messina | Kestra Advisory Services, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Oct 24, 2022 |
| Max Bowen Kortegast | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Jun 17, 2022 | Jun 23, 2022 |
| Robert Gryboski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | May 10, 2022 | Jun 22, 2022 (43 d) |
| Lindsey Marie Kane | LPL Financial LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Apr 20, 2022 | Apr 19, 2022 |
| Alice Li | Focus Partners Wealth, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Apr 4, 2022 | Jun 16, 2022 (73 d) |
| Edward Charles Vonlange | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| James Mark Griesser | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| James Kurz Eichelberger | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Jennine Ramsey Lacroix | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Gary Paul Desjardins | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Charles Gerald Walker | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Joseph Patrick Garrison | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Kimberly Sarah Magaha | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Erik Anthony Szabocsik | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Jan 1, 2025 (1188 d) |
| Amanda Nicole Campbell | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Tatiana Y Dadykina | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Luke Steven Smith | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Mar 31, 2021 |
| Samia Liane Clookie | Stratwealth independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 1, 2021 | Jul 26, 2021 |
| Abby R Bare | Baker Tilly Wealth Management, LLC mixed wealth | Wealthspire Advisors independent RIA | RIA to RIA | Sep 17, 2021 | Sep 20, 2021 |
| Emily Louise Darosa | Fidelity Personal And Workplace Advisors BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jul 8, 2021 |
| Dominick Richard Matteo | Novi Wealth Partners independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Jun 17, 2021 | Jun 14, 2021 |
| Jennifer Lynn Giemza | Bmo Harris Financial Advisors, Inc BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2021 | Jan 3, 2025 (1397 d) |
| Joshua Shoshan | Gary Goldberg Planning Services independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Feb 16, 2021 | Feb 23, 2021 |
| Oliver Pursche | Bronson Meadows Capital Management independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Oct 29, 2020 | Nov 9, 2020 |
| Casey James Hardy | Charles Schwab & Co., Inc. national BD | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2020 | Jan 5, 2026 (1974 d) |
| Connor Joseph Darrell | Valley National Advisers Inc independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Jun 8, 2020 | Aug 5, 2020 (58 d) |
| John Ryan Swikart | Charles Schwab & Co., Inc. national BD | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2019 | Mar 15, 2021 (637 d) |
| Jonathan Evan Bernstein | Foundation Retirement Plan Consultants, LLC institutional | Wealthspire Advisors independent RIA | Other | Mar 22, 2019 | May 6, 2026 (2602 d) |
| Anthony Joseph Cruz | Lenox Advisors, Inc. unclassified | Wealthspire Advisors independent RIA | Other | Dec 31, 2018 | Nov 5, 2024 (2136 d) |
| Uliana G. Michaelis | Coastal Bridge Advisors independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Jul 27, 2018 | May 25, 2021 (1033 d) |
| Kevin Joseph Brady | Hsbc Securities (USA) Inc. BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2018 | Mar 18, 2021 (1016 d) |
| Smriti Dhall | Lenox Advisors, Inc. unclassified | Wealthspire Advisors independent RIA | Other | May 1, 2018 | Jan 3, 2025 (2439 d) |
| Samrat Singh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealthspire Advisors independent RIA | Wirehouse to independent RIA | Mar 24, 2017 | Dec 1, 2021 (1713 d) |
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67 moves match.