DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Manulife Investment Management (US) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ajmal Hakeemi	Wells Fargo Advisors wirehouse	Manulife Investment Management (US) LLC asset manager	Other	Sep 25, 2018	Oct 19, 2018
Patrick Vincent Carroll	J.P. Morgan Securities LLC wirehouse	Manulife Investment Management (US) LLC asset manager	Other	Jul 19, 2018	Jul 30, 2018
Patrick J Verdon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Manulife Investment Management (US) LLC asset manager	Other	Jul 16, 2018	Oct 24, 2018 (100 d)
Andrew M Galler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Manulife Investment Management (US) LLC asset manager	Other	Jul 16, 2018	Jul 24, 2018
Cory Steven Elmore	Edward Jones national BD	Manulife Investment Management (US) LLC asset manager	Other	May 23, 2018	Aug 3, 2018 (72 d)
Kevin Lewis	Edward Jones national BD	Manulife Investment Management (US) LLC other	Other	Feb 7, 2018	Mar 8, 2018
Daniel Moyer	UBS Financial Services Inc. wirehouse	Manulife Investment Management (US) LLC other	Other	Jan 11, 2018	Mar 8, 2018 (56 d)
Jonathan Robert Davis	John Hancock Personal Financial Services, LLC other	Manulife Investment Management (US) LLC other	Other	Dec 1, 2017	Dec 15, 2017
Zachary Alexander Armenta	Ameriprise Financial Services, LLC national BD	Manulife Investment Management (US) LLC other	Other	Aug 23, 2017	Mar 5, 2018 (194 d)
Stephen Jagard	Edward Jones national BD	Manulife Investment Management (US) LLC other	Other	Aug 3, 2017	Feb 12, 2018 (193 d)
Renrick Rhys Pesce	John Hancock Personal Financial Services, LLC other	Manulife Investment Management (US) LLC other	Other	Jun 30, 2017	Sep 11, 2017 (73 d)
Neil Matthew Kay	Hartford Funds other	Manulife Investment Management (US) LLC other	Other	Apr 11, 2017	Oct 31, 2017 (203 d)
Brian Edward Parker	Voya Investment Management Co. LLC other	Manulife Investment Management (US) LLC asset manager	Other	Jan 9, 2017	Aug 13, 2018 (581 d)
Christopher Glenn Lane	Edward Jones national BD	Manulife Investment Management (US) LLC asset manager	Other	Sep 16, 2016	Aug 28, 2018 (711 d)
Kyle Lawrence Reinheimer	Amundi Pioneer Institutional Asset Management, Inc. other	Manulife Investment Management (US) LLC other	Other	Sep 16, 2016	Jun 6, 2017 (263 d)
Geoffrey Stafford Williams	Voya Investment Management Co. LLC other	Manulife Investment Management (US) LLC other	Other	Sep 7, 2016	Jun 14, 2017 (280 d)
Ryan Joseph Thelen	Edward Jones national BD	Manulife Investment Management (US) LLC other	Other	Aug 25, 2016	Jun 14, 2017 (293 d)
Burns Mcneil Lowry	Blackrock Fund Advisors other	Manulife Investment Management (US) LLC other	Other	Apr 18, 2016	Apr 12, 2017 (359 d)
Steven R Millhouse	Pnc Wealth Management other	Manulife Investment Management (US) LLC other	Other	Aug 7, 2015	Sep 15, 2015 (39 d)
Jonathan Andrew Lawrance	E.S.Schwartz And Company, Inc unclassified	Manulife Investment Management (US) LLC other	Other	Jun 18, 2015	Aug 18, 2015 (61 d)
Monica Catherine Kimball	Amundi Pioneer Institutional Asset Management, Inc. other	Manulife Investment Management (US) LLC other	Other	Jun 12, 2015	Feb 29, 2016 (262 d)
Matthew David Miskin	LPL Financial LLC other	Manulife Investment Management (US) LLC other	Other	Oct 21, 2014	Sep 15, 2015 (329 d)
Isaac Persaud Sham	Allspring Funds Management, LLC other	Manulife Investment Management (US) LLC other	Other	Jun 17, 2014	Jul 21, 2014 (34 d)
Eric Fenlason	Morgan Stanley wirehouse	Manulife Investment Management (US) LLC other	Other	Apr 14, 2014	Jan 25, 2016 (651 d)
Christopher Peter Fuschillo	Lord, Abbett & Co. LLC other	Manulife Investment Management (US) LLC other	Other	May 10, 2013	Jun 3, 2013
Patricia Fearing Blackwell	Mesirow Financial Investment Management, Inc. other	Manulife Investment Management (US) LLC other	Other	May 2, 2013	May 28, 2013
Edward Joseph Tribble	Ipi Wealth Management, Inc. other	Manulife Investment Management (US) LLC other	Other	Feb 27, 2013	Oct 20, 2014 (600 d)
Geoffrey Scott Johnson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Manulife Investment Management (US) LLC other	Other	Jan 9, 2013	Jun 25, 2013 (167 d)
Christine A Pollock	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Manulife Investment Management (US) LLC other	Other	Oct 17, 2012	May 17, 2013 (212 d)
John Peter Hansen	Oppenheimer & Co. Inc. other	Manulife Investment Management (US) LLC other	Other	May 2, 2012	Dec 21, 2012 (233 d)
Eileen Robin Frohman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Manulife Investment Management (US) LLC other	Other	Apr 5, 2012	Jun 4, 2012 (60 d)
Robert Charles Labadini	Eaton Vance Management other	Manulife Investment Management (US) LLC other	Other	Apr 5, 2012	May 15, 2012 (40 d)
David Lavelle Dickens	Invest Financial Corporation other	Manulife Investment Management (US) LLC other	Other	Mar 15, 2012	Dec 13, 2012 (273 d)
James M Ogrady	LPL Financial LLC other	Manulife Investment Management (US) LLC other	Other	Mar 12, 2012	Dec 21, 2012 (284 d)
Brendan William Burke	Allspring Funds Management, LLC other	Manulife Investment Management (US) LLC other	Other	Feb 10, 2012	Mar 13, 2012 (32 d)
Charles Shay Fry	Ppb Advisors, LLC other	Manulife Investment Management (US) LLC other	Other	Jan 11, 2012	Sep 9, 2014 (972 d)
Daniel Patrick Haskins	Morgan Stanley wirehouse	Manulife Investment Management (US) LLC other	Other	Sep 23, 2011	Sep 14, 2011
Brad Langley Croall	LPL Financial LLC other	Manulife Investment Management (US) LLC other	Other	Jul 21, 2011	May 20, 2013 (669 d)
Christina Marie Frattura	Ast Investment Services, Inc. other	Manulife Investment Management (US) LLC other	Other	Jul 15, 2011	Dec 19, 2012 (523 d)
James Bradley Baker	Knott Capital Management unclassified	Manulife Investment Management (US) LLC asset manager	Other	Jun 20, 2011	Oct 31, 2018 (2690 d)
Dustin Latham	Allspring Funds Management, LLC other	Manulife Investment Management (US) LLC other	Other	Jun 20, 2011	Jun 23, 2011
Jonathan Peter Hunter	Allspring Funds Management, LLC other	Manulife Investment Management (US) LLC other	Other	Mar 21, 2011	Mar 18, 2011
Lisa Hirschfeld	Equitable Advisors, LLC national BD	Manulife Investment Management (US) LLC other	Other	Feb 16, 2011	Feb 18, 2011
Jeffrey Giddings	Allspring Funds Management, LLC other	Manulife Investment Management (US) LLC other	Other	Jan 3, 2011	Jan 18, 2011
Jacob Ryan Stewart	New England Securities Corporation other	Manulife Investment Management (US) LLC other	Other	Dec 16, 2010	Dec 3, 2010
Matthew Anthony Tully	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 29, 2010	Jan 17, 2007
Paul R Doupe	Wells Fargo Advisors wirehouse	Manulife Investment Management (US) LLC other	Other	Jul 19, 2010	Sep 6, 2017 (2606 d)
Timothy Brian Yarbrough	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 23, 2009	Sep 9, 2005
Jeffrey Donald Breese	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 23, 2009	May 2, 2007
Francesco Conidi	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Mar 9, 2009	Apr 14, 2008
Ian B Wetherell	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jan 9, 2009	Jan 18, 2007
Eric Steven Tesler	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 25, 2008	Dec 14, 2006
John Francis Bishop	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Sep 12, 2008	Aug 29, 2003
Edward Joseph Tribble	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Jul 21, 2008	Dec 20, 2006
Timothy Patrick Healy	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	May 28, 2008	Mar 16, 2004
Charles Michael Barrett	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Apr 28, 2008	Aug 10, 2005
Dennis Alan Macdonald	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Apr 23, 2008	May 29, 2001
David Adam Ringler	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 21, 2007	Jan 5, 2006
Jessica Meghan Blood	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Oct 11, 2007	May 8, 2007
Konstantinos Panayiotis Gregory	Wells Fargo Investments, LLC unclassified	Manulife Investment Management (US) LLC other	Other	Sep 12, 2007	Dec 18, 2007 (97 d)

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86 moves match.