DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mai Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Thomas O'Donnell | The O'Donnell Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 24, 2026 | Aug 26, 2026 |
| Ryan Timothy O'Donnell | The O'Donnell Group independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 24, 2026 | Aug 26, 2026 |
| Christopher Glenn Thomason | Northwestern Mutual Investment Services,LLC no RAUM | Mai Capital Management, LLC independent RIA | Other | Jul 28, 2026 | Aug 17, 2026 |
| Stephen Ernest Norton | Saybrook Wealth Group, Inc. independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jun 19, 2026 | Jun 18, 2026 |
| Armen George Keheyan | Evoke Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | May 5, 2026 | Feb 17, 2026 |
| Nicholas Andrian | Evoke Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 21, 2026 | Feb 17, 2026 |
| Evan T Stablein | J.P. Morgan Securities LLC wirehouse | Mai Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 9, 2026 | May 13, 2026 (34 d) |
| John Robert Beck | Corient independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 7, 2026 | May 5, 2026 |
| Mark Steven Ostroff | Evoke Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 31, 2026 | Nov 12, 2025 |
| Hunter Shoemake | Momentum Independent Network Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Mar 26, 2026 |
| Angela Marie Jamar | Osaic Wealth, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2026 | Apr 9, 2026 |
| Patrick Sean Mayberry | Loc Investment Advisers independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2026 | Mar 6, 2026 |
| Mary Casey O'Dell Dixon | Loc Investment Advisers independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2026 | Feb 23, 2026 |
| David Wayne Lanham | Loc Investment Advisers independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2026 | Mar 6, 2026 |
| Robert Lewis O'Dell | Loc Investment Advisers independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2026 | Feb 23, 2026 |
| David Lowell Williams | Loc Investment Advisers independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 4, 2026 | Feb 23, 2026 |
| Christopher L. Fetes | Evoke Advisors mixed wealth | Mai Capital Management, LLC independent RIA | RIA to RIA | Feb 24, 2026 | Nov 12, 2025 |
| Adam Aldrich | Huntington Financial Advisors BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Feb 13, 2026 |
| Phillip Nguyen Mai | Mariner BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Jan 20, 2026 |
| David Laurence Kasten | Lowe Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Dec 18, 2025 |
| Gregory Alan Lowe | Lowe Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Dec 17, 2025 |
| Bradley Alan Williams | Lowe Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Dec 16, 2025 |
| Jennifer Ann Kutchey | Lowe Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Dec 18, 2025 |
| Harold Alan Lowe | Lowe Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Dec 18, 2025 |
| Joshua Martin Sacks | Lowe Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 17, 2025 | Dec 18, 2025 |
| William Paul Chlan | Court Place Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 1, 2025 | Nov 25, 2025 |
| James Gregory Sweet | Court Place Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 1, 2025 | Dec 16, 2025 |
| Michael Ross Golden | Court Place Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 1, 2025 | Nov 25, 2025 |
| John Francis Santry | Court Place Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 1, 2025 | Jan 2, 2026 (32 d) |
| Andrew D Schumont | Neuberger Berman Bd LLC no RAUM | Mai Capital Management, LLC independent RIA | Other | Nov 24, 2025 | Dec 3, 2025 |
| Emmanuel Rodriguez Dela Cerna | Commonwealth Financial Network national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Jun 15, 2026 (210 d) |
| Lindie Rheeder | Park Avenue Securities LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 | Feb 12, 2026 (98 d) |
| Michael William Mccort | Liberty Private Client, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Nov 5, 2025 | Nov 10, 2025 |
| Ashlyn Taylor Smith | Liberty Private Client, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Nov 5, 2025 | Nov 6, 2025 |
| Donna Lynne Thrane | Choreo, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Oct 20, 2025 | Oct 27, 2025 |
| Cristina Petersen Albright | Summit Financial independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Oct 10, 2025 | Sep 19, 2025 |
| Jose Ignacio Marques | MML Investors Services, LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Feb 25, 2026 (145 d) |
| James William Coons | Coons Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 19, 2025 | Oct 3, 2025 |
| Robert John Hoffman | Coons Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 19, 2025 | Oct 3, 2025 |
| John Patrick Mccorkle | Coons Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 19, 2025 | Oct 3, 2025 |
| Keith Michael Blankemeyer | Coons Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 19, 2025 | Oct 8, 2025 |
| Pikling Martina Cheung | Coons Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 19, 2025 | Sep 22, 2025 |
| Frank William Siegel | Coons Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 19, 2025 | Oct 3, 2025 |
| Rebekah Lee Porter | LPL Financial LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2025 | Oct 30, 2025 (119 d) |
| Sarine Chake Zenian | Raymond James & Associates, Inc. national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jul 18, 2025 (37 d) |
| Paul James Dipalma | Libra Wealth LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jun 2, 2025 | Jul 24, 2025 (52 d) |
| Donna Sturgeon Sterwerf | Constellation Wealth Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 25, 2025 | May 14, 2025 |
| Jacob Michael Geglein | Constellation Wealth Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 25, 2025 | May 14, 2025 |
| James Jonathan Hayes | Constellation Wealth Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 10, 2025 | Apr 15, 2025 |
| Meghan Kathleen Doherty | Nationwide Securities, LLC no RAUM | Mai Capital Management, LLC independent RIA | Other | Feb 20, 2025 | Mar 3, 2025 |
| Matthew Joseph Wells | First Horizon Advisors, Inc mixed wealth | Mai Capital Management, LLC independent RIA | RIA to RIA | Feb 4, 2025 | Jun 1, 2026 (482 d) |
| Eric Michael Flett | Concentric Wealth Management LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 14, 2025 |
| Nicole Russo Hanson | Concentric Wealth Management LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 24, 2025 |
| Stewart Alan Mcguire | Concentric Wealth Management LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 9, 2025 |
| Dustin Allan Eldridge | Waterloo Capital independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Feb 6, 2025 |
| Kerry Watkins Bradley | Garrison Asset Management, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 6, 2025 | Jan 9, 2025 |
| James Baxter Bell | Garrison Asset Management, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 6, 2025 | Jan 3, 2025 |
| Tristan Truman Cooper | Raymond James & Associates, Inc. national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Jun 23, 2025 (189 d) |
| James Howard Stewart | Carmichael Hill & Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Jan 6, 2025 |
| Matthew Lee Bacon | Carmichael Hill & Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Dec 16, 2024 |
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247 moves match.