DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Partnervest Advisory Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Garth Wolf Porterfield	Edward Jones national BD	Partnervest Advisory Services LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 23, 2020	Jun 22, 2020
Scott Timothy Dooley	Rayliant Asset Management, LLC other	Partnervest Advisory Services LLC other	Other	Oct 1, 2019	Dec 10, 2013
James Joseph Duddey	Elysian Capital no RAUM	Partnervest Advisory Services LLC independent RIA	Other	Apr 10, 2019	Jan 28, 2019
Sarai Anderson	Edward Jones national BD	Partnervest Advisory Services LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 7, 2019	Sep 4, 2019 (181 d)
Aaron Del Brown	Wells Fargo Advisors wirehouse	Partnervest Advisory Services LLC independent RIA	Wirehouse to independent RIA	Oct 25, 2018	Oct 15, 2018
Scott Ryan Malone	Wells Fargo Advisors wirehouse	Partnervest Advisory Services LLC independent RIA	Wirehouse to independent RIA	Oct 25, 2018	Oct 12, 2018
Diane Brewer	First Advisors National, LLC other	Partnervest Advisory Services LLC other	Other	Jun 21, 2017	Jun 24, 2015
Jon-Eric Lawrence Kronvall	Wells Fargo Advisors wirehouse	Partnervest Advisory Services LLC other	Other	Jun 7, 2017	Jun 8, 2017
Rick Orin Helbing	Suncoast Advisory Group unclassified	Partnervest Advisory Services LLC other	Other	Mar 30, 2016	Jan 7, 2016
Conner David Rehage	Edward Jones national BD	Partnervest Advisory Services LLC other	Other	Jan 19, 2016	Jan 28, 2016
Christopher John Romano	Rayliant Asset Management, LLC other	Partnervest Advisory Services LLC other	Other	Jul 20, 2015	Dec 9, 2013
George Marshall Smith	Invest Financial Corporation other	Partnervest Advisory Services LLC other	Other	Feb 18, 2015	Mar 4, 2015
Rene Louis Bruer	Invest Financial Corporation other	Partnervest Advisory Services LLC other	Other	Feb 18, 2015	Feb 26, 2015
Steven Michael Hiraga	Invest Financial Corporation other	Partnervest Advisory Services LLC other	Other	Feb 18, 2015	Feb 26, 2015
Bryan David Ward	Bancwest Investment Services, Inc. (Bwis) other	Partnervest Advisory Services LLC other	Other	Sep 2, 2014	Sep 4, 2014
Brian Scott Sommers	Rayliant Asset Management, LLC other	Partnervest Advisory Services LLC other	Other	Jun 27, 2014	Dec 9, 2013
Nancy Ann Effert	Crossroads Advisory Group unclassified	Partnervest Advisory Services LLC other	Other	Oct 16, 2013	Oct 10, 2013
Douglas Joseph Gill	Morgan Stanley wirehouse	Partnervest Advisory Services LLC other	Other	Jun 12, 2013	Jul 11, 2016 (1125 d)
James K Hu	Equitable Advisors, LLC national BD	Partnervest Advisory Services LLC other	Other	Jun 5, 2013	Jun 5, 2013
David Kenneth Hicok	Msi Financial Services, Inc. other	Partnervest Advisory Services LLC other	Other	May 15, 2013	May 20, 2013
Adam Michael Goyer	New England Securities Corporation other	Partnervest Advisory Services LLC other	Other	May 8, 2013	Oct 24, 2013 (169 d)
Joseph L Gagnon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Partnervest Advisory Services LLC other	Other	Jan 11, 2013	Jan 3, 2013
Daryl R Fuchs	Holland Advisory Services, Inc. other	Partnervest Advisory Services LLC other	Other	May 20, 2011	Jun 17, 2011
Janice Michelle Dunn	Cuso Financial Services, L.P. other	Partnervest Advisory Services LLC other	Other	May 5, 2011	Jun 27, 2011 (53 d)
Douglas Charles Michie	Edward Jones national BD	Partnervest Advisory Services LLC other	Other	Feb 23, 2010	Feb 19, 2010
Keythe Elizabeth Ward-Aguilar	LPL Financial LLC other	Partnervest Advisory Services LLC other	Other	Nov 25, 2009	Nov 13, 2009
Nicholas Peter Millard	Stone House Investment Management, LLC other	Partnervest Advisory Services LLC other	Other	Apr 29, 2009	Mar 19, 2009
Kevin Owen Ekstrom	Stone House Investment Management, LLC other	Partnervest Advisory Services LLC other	Other	Apr 29, 2009	Mar 6, 2009
Ronald David Williamson	Stone House Investment Management, LLC other	Partnervest Advisory Services LLC other	Other	Apr 29, 2009	Mar 6, 2009
Randall Abell Bishop	UBS Financial Services Inc. wirehouse	Partnervest Advisory Services LLC other	Other	Apr 23, 2009	Apr 22, 2009
Perry James Clifton	Silicon Valley Securities, Inc. unclassified	Partnervest Advisory Services LLC other	Other	Nov 20, 2008	Nov 13, 2008
Peter Anthony Savarese	Concordius Capital Advisors other	Partnervest Advisory Services LLC other	Other	Sep 10, 2007	Jan 28, 2013 (1967 d)
Petra Kuebler Kearney	UBS Financial Services Inc. wirehouse	Partnervest Advisory Services LLC other	Other	Aug 29, 2007	Aug 21, 2007
Justin Michael Simmons	Ameriprise Financial Services, LLC national BD	Partnervest Advisory Services LLC other	Other	May 10, 2007	Aug 7, 2007 (89 d)
James Parker	Citicorp Investment Services unclassified	Partnervest Advisory Services LLC other	Other	Apr 10, 2007	May 31, 2007 (51 d)
Lorraine Gail Bishop	Equitable Advisors, LLC national BD	Partnervest Advisory Services LLC other	Other	Mar 21, 2007	Apr 3, 2007
Dorothy Marguerite Belville	Associated Planners Investment Advisory Inc unclassified	Partnervest Advisory Services LLC other	Other	Dec 11, 2006	Dec 11, 2006
Sean Francis Oflaherty	Financial West Group other	Partnervest Advisory Services LLC other	Other	Oct 2, 2006	Oct 2, 2006
Norbert James Vonnegut	Morgan Stanley & Co. LLC unclassified	Partnervest Advisory Services LLC other	Other	May 23, 2006	Feb 5, 2018 (4276 d)
Nooshin Mckinney	Gunnallen Financial, Inc unclassified	Partnervest Advisory Services LLC other	Other	Dec 2, 2005	Jan 26, 2006 (55 d)
Shannon Renee Irwin	UBS Financial Services Inc. wirehouse	Partnervest Advisory Services LLC other	Other	Oct 28, 2005	Oct 17, 2005
Dirk Gavin Gilliard	Emeritus Investment Management, Inc. other	Partnervest Advisory Services LLC other	Other	Aug 16, 2005	Oct 8, 2008 (1149 d)
Gerald Thomas Mcilhon	LPL Financial LLC other	Partnervest Advisory Services LLC other	Other	Aug 12, 2005	Aug 4, 2005
Bryan David Ward	Equitable Advisors, LLC national BD	Partnervest Advisory Services LLC other	Other	May 6, 2005	Oct 19, 2012 (2723 d)
Anthony Carl Purpero	Citigroup Global Markets Inc. other	Partnervest Advisory Services LLC other	Other	Feb 15, 2005	Jan 31, 2005
Gregory Patrick Klingler	Equitable Advisors, LLC national BD	Partnervest Advisory Services LLC other	Other	Dec 9, 2004	Nov 23, 2004
Robert Joseph Knight	Waddell & Reed other	Partnervest Advisory Services LLC other	Other	Nov 23, 2004	Nov 30, 2004
Christine Elizabeth Gibson	J.P. Morgan Securities LLC wirehouse	Partnervest Advisory Services LLC other	Other	Sep 28, 2004	Sep 17, 2004
Donna Louise Payne	A. G. Edwards & Sons, Inc. unclassified	Partnervest Advisory Services LLC other	Other	Apr 1, 2004	May 12, 2004 (41 d)
Ronald Keith Moore	Sentra Securities Corporation unclassified	Partnervest Advisory Services LLC other	Other	Feb 27, 2004	Feb 27, 2004
Marilee Alice Stephens	Wealth Asset Managers other	Partnervest Advisory Services LLC other	Other	Feb 26, 2004	Apr 7, 2004 (41 d)
Lewis Peter Sisich	Wealth Asset Managers other	Partnervest Advisory Services LLC other	Other	Feb 26, 2004	Apr 7, 2004 (41 d)
John Dudley Houck	Locust Street Securities, Inc. unclassified	Partnervest Advisory Services LLC other	Other	Dec 19, 2003	Dec 19, 2003
Cynthia Jacqueline Tam	Momentum Independent Network Inc. other	Partnervest Advisory Services LLC other	Other	Dec 8, 2003	Dec 10, 2003
Stephen Mark Solomon	Sentra Securities Corporation unclassified	Partnervest Advisory Services LLC other	Other	Dec 3, 2003	Dec 5, 2003
Daniel Clyde Goldie	Lwi Financial Inc. other	Partnervest Advisory Services LLC other	Other	Oct 13, 2003	Oct 3, 2003
Olga Guin	Equitable Advisors, LLC national BD	Partnervest Advisory Services LLC other	Other	Sep 9, 2003	Jan 30, 2008 (1604 d)
William Kenneth Young Terry	Ifmg Securities, Inc. unclassified	Partnervest Advisory Services LLC other	Other	Apr 17, 2003	Apr 3, 2003
Carolyn Shirley Bishop	Heritage Capital Management Inc other	Partnervest Advisory Services LLC other	Other	Dec 31, 2002	Aug 19, 2002
Mark D Wendell	Prudential Equity Group, LLC unclassified	Partnervest Advisory Services LLC other	Other	Aug 20, 2002	Sep 24, 2003 (400 d)

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60 moves match.