DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Advocates Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mohammad Soliman PopalLPL Financial LLC BD affiliatedFinancial Advocates Investment Management otherOtherAug 19, 2026May 3, 2018
Charles Francis TaylorLPL Financial LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2026Dec 22, 2023
James Masashi AokiLPL Financial LLC BD affiliatedFinancial Advocates Investment Management otherOtherJun 10, 2025Oct 28, 2015
David Nicholas EllisAmeriprise Financial Services, LLC national BDFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2024Sep 17, 2024
Heather Ann PrattLPL Financial LLC BD affiliatedFinancial Advocates Investment Management otherOtherJun 25, 2024Oct 22, 2015
Lance Alan SevierLPL Financial LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2023Mar 7, 2024 (139 d)
David TheadLPL Financial LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2023May 31, 2023
Morris Todd BrackAmeriprise Financial Services, LLC national BDFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2023Jul 13, 2023 (80 d)
Kataya Lorelei PlettAio Financial, LLC independent RIAFinancial Advocates Investment Management independent RIARIA to RIASep 21, 2022Jan 26, 2023 (127 d)
Jonathan Michael DavisLPL Financial LLC independent RIAFinancial Advocates Investment Management independent RIARIA to RIASep 13, 2022Sep 12, 2022
Lora Lynn LeavenworthFisher Investments independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJul 13, 2022Dec 22, 2022 (162 d)
John Mitchell KiepeCuso Financial Services, L.P. BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2022Jul 6, 2022
Yan LeeJ.P. Morgan Securities LLC wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAJun 1, 2022Oct 20, 2022 (141 d)
Andrew Grant UlibarriMML Investors Services, LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2022Apr 11, 2022
Jon R. SchuetteCetera Investment Advisers LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2022Apr 19, 2022
Jon Edward GreeneValic Financial Advisors, Inc. BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2022Mar 8, 2022
Darren Keith CrowLPL Financial LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2021Apr 26, 2022 (125 d)
Richard Patrick ArzagaCornerstone Wealth Management, Inc. unclassifiedFinancial Advocates Investment Management independent RIAOtherDec 20, 2021Oct 22, 2021
Zachary David Clark LiptonValic Financial Advisors, Inc. BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2021Nov 19, 2021
Jacob David SandbergHouseholder Group Estate & Retirement Specialists independent RIAFinancial Advocates Investment Management independent RIARIA to RIANov 9, 2021Nov 5, 2021
Nazaree JacksonMariner Advisor Network independent RIAFinancial Advocates Investment Management independent RIARIA to RIAOct 8, 2021Oct 20, 2021
Todd Kally BairdWells Fargo Advisors wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAOct 4, 2021Sep 27, 2021
Sara Marie SchauermannLevel Four Advisory Services BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Aug 10, 2021
Lucas McneelyLevel Four Advisory Services BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Aug 10, 2021
Christopher Jerome MetteeEdward Jones national BDFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2021Jun 24, 2021
Brandon Alexander TrankPruco Securities, LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2021Apr 16, 2021
Eric Russell LochnerCable Hill Partners, LLC independent RIAFinancial Advocates Investment Management independent RIARIA to RIAMar 26, 2021Mar 25, 2021
Grant Clinton SmithOppenheimer & Co. Inc. BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Feb 23, 2021
Cameron RelFidelity Personal And Workplace Advisors BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2020Mar 11, 2021 (106 d)
Eric Edward MakiMariner Advisor Network independent RIAFinancial Advocates Investment Management independent RIARIA to RIANov 3, 2020Nov 6, 2020
Tyler Edward MackesonLPL Financial LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Nov 6, 2020
Drew SchaeferFinancial Management, Inc. independent RIAFinancial Advocates Investment Management otherOtherSep 28, 2020Apr 15, 2016
Jeffrey Daniel EischenAmeriprise Financial Services, LLC national BDFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2020Sep 11, 2020
Glen Gaylord GavinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIASep 9, 2020Sep 17, 2020
Nathan Edward BauerAmeriprise Financial Services, LLC national BDFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2020Sep 17, 2020
Manorama Kochikar PaiFountain Strategies, LLC unclassifiedFinancial Advocates Investment Management independent RIAOtherJul 12, 2020Jan 2, 2020
Travis Justin StolcisFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJul 9, 2020May 15, 2020
Ryan HeacockFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJun 26, 2020Dec 20, 2019
Marshall Kevin WilliamsFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJun 26, 2020Dec 20, 2019
Michael R BrownKestra Advisory Services, LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2020Jul 20, 2020 (47 d)
Thomas Gilbert HerrinRaymond James Financial Services Advisors, Inc BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2020May 19, 2020
Shawna Kristine BainWells Fargo Advisors wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAApr 24, 2020Apr 27, 2020
Christopher Stephen LoutsisWells Fargo Advisors wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAApr 24, 2020Apr 27, 2020
Andrew Thomas BrewerD.A. Davidson & Co. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAMar 23, 2020Mar 18, 2020
Matthew Shane LuskUBS Financial Services Inc. wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIANov 19, 2019Nov 12, 2019
Jason Andrew PrattesLPL Financial LLC BD affiliatedFinancial Advocates Investment Management otherOtherOct 2, 2019Jan 5, 2012
Michael Scott WehnerPrincipal Securities, Inc. BD affiliatedFinancial Advocates Investment Management otherOtherSep 11, 2019Feb 5, 2015
Matthew Brooke MullowneyWoodbury Financial Services, Inc. BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2019Aug 21, 2019
Matthew Thomas LazarasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAAug 5, 2019Feb 10, 2020 (189 d)
Thomas George DelaneyWaddell & Reed BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2019Sep 20, 2019 (52 d)
Elvis MedicaCetera Advisor Networks LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2019Apr 21, 2020 (279 d)
Brenda Michelle BrownLPL Financial LLC independent RIAFinancial Advocates Investment Management otherOtherJun 3, 2019Nov 22, 2011
Matthew C MeadJ.P. Morgan Securities LLC wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAMay 17, 2019Aug 7, 2019 (82 d)
Christopher Lee HarrisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Advocates Investment Management independent RIAWirehouse to independent RIAMar 4, 2019May 24, 2023 (1542 d)
Virak MannU.S. Bancorp Advisors, LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2019Mar 8, 2019
Christopher PaceKey Investment Services LLC BD affiliatedFinancial Advocates Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2018Jun 21, 2019 (224 d)
Bradley Alan BergerLPL Financial LLC independent RIAFinancial Advocates Investment Management otherOtherNov 8, 2018Dec 21, 2012
Michelle Robin JonesFinancial Management, Inc. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAOct 2, 2018Dec 10, 2018 (69 d)
Tiffany Elise CoteLPL Financial LLC independent RIAFinancial Advocates Investment Management otherOtherAug 30, 2018Jan 5, 2012
Richard Anthony RivaLPL Financial LLC independent RIAFinancial Advocates Investment Management otherOtherJul 16, 2018Nov 14, 2017
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170 moves match.