DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Delaware Capital Management Advisers, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher C Garvin	Clearbridge Investments, LLC mixed wealth	Delaware Capital Management Advisers, Inc no RAUM	Other	Jun 7, 2019	Jul 31, 2019 (54 d)
Alison B Simpson	Blackrock Investment Management, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Oct 17, 2018	Oct 29, 2018
Sarah E Schiavoni	LPL Financial LLC independent RIA	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 24, 2018	Jan 29, 2018
John Henry O'Brien	Eaton Vance Management other	Delaware Capital Management Advisers, Inc no RAUM	Other	Sep 11, 2017	Oct 18, 2017 (37 d)
Taylor William Grant	Hartford Funds other	Delaware Capital Management Advisers, Inc no RAUM	Other	Apr 4, 2017	Apr 13, 2017
Joseph M. Hurchik	Blackrock Investment Management, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 26, 2017	Apr 19, 2017 (83 d)
Matt R Cowell	Mcadam LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 19, 2017	Mar 15, 2017 (55 d)
Daniel James Magill	E*Trade Capital Management, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Feb 25, 2016	Feb 26, 2016
Milissa A Hutchinson	J.P. Morgan Securities LLC wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Other	Oct 1, 2015	Oct 14, 2015
Jack Robert Kelly	Ast Investment Services, Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jul 24, 2015	Aug 24, 2015 (31 d)
Kate A Mastalerz	UBS Financial Services Inc. wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 11, 2014	Mar 20, 2020 (1926 d)
Roger Diaz	Tcw Investment Management Company LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Nov 19, 2014	Nov 25, 2014
Aj Helgerson	Advisors Asset Management, Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jul 18, 2014	Jul 22, 2014
Andrew Koltunowicz	Lord, Abbett & Co. LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Apr 10, 2014	Jan 18, 2017 (1014 d)
Jason Eric Stepanik	Invesco Advisers, Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	Sep 5, 2013	Oct 3, 2013
Zachary A. Per	Janney Montgomery Scott LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Apr 23, 2013	Apr 24, 2013
Kyle James Janovsky	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 7, 2013	Feb 4, 2013
Jonathan Charles Cates	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 17, 2012	Jan 28, 2013 (42 d)
Jamie L. White	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 26, 2012	Nov 15, 2012
Bill F. Roach	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Oct 22, 2012	Nov 20, 2012
Ross Adam Rutman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	May 21, 2012	Jul 5, 2012 (45 d)
Michael Alan Lowsley	Amundi Pioneer Institutional Asset Management, Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	Apr 9, 2012	May 22, 2012 (43 d)
Ryan Perri	Voya Financial Advisors, Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	Mar 7, 2012	Jan 4, 2017 (1764 d)
John A Digirolamo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Jan 19, 2012	Nov 15, 2012 (301 d)
Christian Joseph Faino	Blackrock Investment Management, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 7, 2011	Jul 5, 2012 (211 d)
John Carl Uehling	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Sep 27, 2011	Oct 21, 2011
Timothy Todd Katusha	Clearbridge Investments, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Aug 8, 2011	Feb 1, 2012 (177 d)
Patrick Christopher Foley	Citigroup Global Markets Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	May 10, 2011	Jan 30, 2012 (265 d)
Alan Scott Markfeld	Voya Investment Management Co. LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 25, 2011	Sep 11, 2012 (595 d)
Marcus Paul Anderson	Voya Investment Management Co. LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 3, 2011	Jan 20, 2011
Dennis Alan Macdonald	Tcw Investment Management Company LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Oct 19, 2010	Feb 1, 2012 (470 d)
Richard Gruver Kline	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
John C. Oconnell	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 19, 2010
John Robert Logan	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Jeffrey Clark Davison	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Keith Alan Vanorden	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 6, 2010
Herb W Zimmerman	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 13, 2010
Melissa Sue Snell	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
David Joseph Fiorita	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Gregrey James Thomas	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Michael Christopher Schaefer	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
David J Chorba	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 7, 2010
James Robert Rensman	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 6, 2010
Samuel Nicholas Giordano	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Michael Brian Mills	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Gregory Watson Ferguson	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Thomas M Minger	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Miranda Mcleod Cabrelli	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 31, 2009	Jan 5, 2010
Charles John Paviolitis	Lincoln Financial Distributors, Inc. unclassified	Delaware Capital Management Advisers, Inc no RAUM	Other	Dec 17, 2009	Jul 13, 2010 (208 d)
Diego Andres Sarmiento	Wells Fargo Advisors wirehouse	Delaware Capital Management Advisers, Inc no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Jul 8, 2009	Jun 19, 2012 (1077 d)

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50 moves match.