DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ally Invest Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sergio David NunezEquitable Advisors, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2026Aug 26, 2026 (96 d)
Tarrance AndersonEquitable Advisors, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2025Aug 27, 2026 (399 d)
Justin Jinhyun TakMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAApr 4, 2025Oct 9, 2025 (188 d)
Jorge Mario EspinozaAdvice And Planning Services BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2025Feb 11, 2025
Lillian R StinsonSterling Capital Management LLC otherAlly Invest Advisors independent RIAOtherNov 18, 2024Dec 6, 2024
Evan ArmstrongEquitable Advisors, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2024Aug 26, 2024 (39 d)
Troy TalamelliFirst Citizens Investor Services, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2024Jun 27, 2024 (91 d)
Horace Richard CarneyVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2024Mar 4, 2024
Aaron Charles LitmanAmeriprise Financial Services, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2024Mar 6, 2024 (37 d)
Abigail WheelerAlight Financial Advisors, LLC independent RIAAlly Invest Advisors independent RIARIA to RIAJan 3, 2024Jan 25, 2024
Eduardo J GelpiThrivent Investment Management Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2023Nov 21, 2023
Jonathan AmentLPL Financial LLC BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2023Jun 2, 2025 (711 d)
Johnny Arthur WilliamsMorgan Stanley wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAMay 12, 2023May 12, 2023
Holly VestRaymond James & Associates, Inc. national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2023Mar 6, 2024 (376 d)
Samuel CurtisUBS Financial Services Inc. wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAFeb 6, 2023Jun 27, 2024 (507 d)
Leslie Antoinette KellyTd Ameritrade, Inc. no RAUMAlly Invest Advisors independent RIAOtherAug 2, 2022Aug 26, 2022
Deryck Ian GryneCetera Investment Advisers LLC BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2022Dec 7, 2022 (176 d)
Jamal JordanEquitable Advisors, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2022May 24, 2022 (33 d)
Mahendra Singh RathoreOmega Wealth Management, LLC unclassifiedAlly Invest Advisors independent RIAOtherApr 11, 2022Apr 26, 2022
Jonathan KischLPL Financial LLC BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Mar 7, 2022
Roberto DeagueroWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAFeb 18, 2022Mar 29, 2022 (39 d)
Rebecca Teresa ChazenTruist Advisory Services, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2022Mar 22, 2022 (36 d)
Brett Richard BillensteinVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2021Nov 5, 2021
Melissa JohnsCitizens Securities, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2021Nov 17, 2021
Adam DinkinsWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAOct 28, 2021Mar 8, 2022 (131 d)
Lansen E-Long PanVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2021Oct 28, 2021
Bryan MarciniakMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAOct 12, 2021Sep 18, 2023 (706 d)
Daniel James StormentVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2021Nov 10, 2021 (40 d)
Charles P SoursFirst Command Advisory Services BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2021Jun 29, 2026 (1750 d)
Raymond Edward LancasterEagle Strategies LLC BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2021Nov 1, 2021 (59 d)
Laura SiragusaMorgan Stanley wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAAug 24, 2021Oct 7, 2021 (44 d)
Sammy SantacruzMorgan Stanley wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAAug 24, 2021Nov 24, 2021 (92 d)
Brittani Lynn DilliardMorgan Stanley wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAAug 24, 2021Oct 12, 2021 (49 d)
Dariya RentukWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAAug 12, 2021Oct 11, 2021 (60 d)
John William RateyU.S. Bancorp Investments, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2021Oct 8, 2021 (58 d)
Christopher HernandezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAAug 9, 2021Jun 29, 2023 (689 d)
Jamie Christen GoreMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAAug 6, 2021Jan 20, 2022 (167 d)
Susan MonahanAllstate Financial Advisors, LLC BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Nov 18, 2021 (105 d)
Lathan Shaun HunterWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAJul 30, 2021Feb 24, 2022 (209 d)
Cherie ChenVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2021Oct 7, 2021 (83 d)
Kelly ParhamWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAJul 15, 2021Oct 7, 2021 (84 d)
Joshua SmailKey Investment Services LLC BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2021Oct 7, 2021 (84 d)
Lucas PozzettaAmeriprise Financial Services, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2021Oct 11, 2021 (91 d)
Derek Eugene PetrellaLincoln Investment BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2021Oct 11, 2021 (94 d)
Serena RizzoStifel, Nicolaus & Company, Incorporated national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2021Oct 12, 2021 (110 d)
Ashley Marie LigginsTd Ameritrade, Inc. no RAUMAlly Invest Advisors independent RIAOtherJun 22, 2021Sep 19, 2022 (454 d)
Jacob MisialekVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2021Nov 3, 2021 (138 d)
Razan GhataniJ.P. Morgan Securities LLC wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAJun 9, 2021Oct 12, 2021 (125 d)
Desiree Ceara ColemanFirst Command Advisory Services BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2021Jul 6, 2026 (1854 d)
Christopher David HoltFifth Third Securities, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2021Oct 13, 2021 (131 d)
Shannon Lea ChristensenRaymond James Financial Services Advisors, Inc BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2021Oct 7, 2021 (127 d)
Adria Lee SchmidtkeMorgan Stanley wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAJun 1, 2021Oct 8, 2021 (129 d)
Wesley PriceWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAMay 26, 2021Oct 12, 2021 (139 d)
Royce GuerreroVictory Capital Management Inc. asset managerAlly Invest Advisors independent RIAOtherMay 25, 2021Nov 19, 2021 (178 d)
Maibi Ben-HorsfallRBC Capital Markets, LLC national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2021Oct 7, 2021 (135 d)
Claudia Clare DonnellyWells Fargo Advisors wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAMay 24, 2021Oct 13, 2021 (142 d)
Paula M ParrishCitizens Private Wealth independent RIAAlly Invest Advisors independent RIARIA to RIAMay 21, 2021Oct 20, 2021 (152 d)
John Colton KnowlesCharles Schwab & Co., Inc. national BDAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2021Dec 21, 2021 (218 d)
Homer Clifton ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlly Invest Advisors independent RIAWirehouse to independent RIAMay 17, 2021May 5, 2023 (718 d)
Mohammad HameedMutual Of Omaha Investor Services, Inc. no RAUMAlly Invest Advisors independent RIAOtherMay 14, 2021Oct 7, 2021 (146 d)
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103 moves match.