DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Chase Investment Services Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jason Young Lee	Raymond James Financial Services Advisors, Inc other	Chase Investment Services Corp. other	Other	Jan 12, 2015	May 2, 2009
Jill R Fulmer	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Oct 5, 2012	Sep 20, 2012
Corinna L. Bongiovanni	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Sep 27, 2012	Sep 17, 2012
Kathleen Fisher	UBS Financial Services Inc. wirehouse	Chase Investment Services Corp. other	Other	Sep 26, 2012	Sep 18, 2012
Craig A. Pruett	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Sep 21, 2012	Sep 11, 2012
Shawn Lahring	UBS Financial Services Inc. wirehouse	Chase Investment Services Corp. other	Other	Sep 21, 2012	Sep 21, 2012
Johnatan David Kokos	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Sep 21, 2012	Sep 18, 2012
Patricia K Moon	J.P. Morgan Securities LLC wirehouse	Chase Investment Services Corp. other	Other	Sep 20, 2012	Sep 20, 2012
Rodney Decker	Pnc Wealth Management other	Chase Investment Services Corp. other	Other	Sep 17, 2012	Sep 17, 2012
Vincent Armand	Pnc Wealth Management other	Chase Investment Services Corp. other	Other	Sep 17, 2012	Sep 17, 2012
Susan M Barnett	U.S. Bancorp Advisors, LLC other	Chase Investment Services Corp. other	Other	Sep 14, 2012	Sep 5, 2012
Lori Marie Gust	J.P. Morgan Securities LLC wirehouse	Chase Investment Services Corp. other	Other	Sep 12, 2012	Sep 25, 2012
Howard Lee Herring	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Sep 12, 2012	Sep 11, 2012
Dana O'Brien Brown	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Sep 11, 2012	Sep 18, 2012
David Thomas Dominguez	Edward Jones national BD	Chase Investment Services Corp. other	Other	Sep 11, 2012	Sep 18, 2012
Brian Orinthal Butler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Sep 10, 2012	Sep 11, 2012
John K. Chau	Bancwest Investment Services, Inc. (Bwis) other	Chase Investment Services Corp. other	Other	Sep 10, 2012	Sep 5, 2012
Thomas R. Peck	Huntington Financial Advisors other	Chase Investment Services Corp. other	Other	Sep 10, 2012	Sep 20, 2012
John M. Zeumer	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Sep 7, 2012	Sep 12, 2012
Jody W Myers	Pnc Wealth Management other	Chase Investment Services Corp. other	Other	Sep 5, 2012	Sep 7, 2012
Brett Longfield	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Sep 5, 2012	Sep 17, 2012
Mark Genaro Valencia Taylan	Wells Fargo Advisors wirehouse	Chase Investment Services Corp. other	Other	Sep 5, 2012	Sep 12, 2012
Tony Tat Yan Lam	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Sep 4, 2012	Sep 20, 2012
James Paul Lebouef	Charles Schwab & Co., Inc. national BD	Chase Investment Services Corp. other	Other	Aug 31, 2012	Aug 21, 2012
Christopher Beach	Ameritas Advisory Services other	Chase Investment Services Corp. other	Other	Aug 27, 2012	Aug 17, 2012
Roger Esquibel	Valic Financial Advisors, Inc. other	Chase Investment Services Corp. other	Other	Aug 22, 2012	Aug 21, 2012
Adam T Schoenwald	LPL Financial LLC other	Chase Investment Services Corp. other	Other	Aug 15, 2012	Aug 15, 2012
Michael Jon Jenny	Crowell, Weedon & Co. other	Chase Investment Services Corp. other	Other	Aug 14, 2012	Sep 5, 2012
Jeffrey Scott Gordon	Wells Fargo Advisors wirehouse	Chase Investment Services Corp. other	Other	Aug 10, 2012	Aug 23, 2012
Michael B Kislin	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Aug 8, 2012	Aug 13, 2012
Brian K Gregg	Bmo Harris Financial Advisors, Inc other	Chase Investment Services Corp. other	Other	Aug 7, 2012	Aug 8, 2012
William E Leonard	Pnc Wealth Management other	Chase Investment Services Corp. other	Other	Aug 3, 2012	Aug 10, 2012
Alfredo Armando Rosas	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Aug 1, 2012	Aug 14, 2012
James Edward Walley	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Aug 1, 2012	Jul 25, 2012
Nita Mukesh Joshi	Wells Fargo Advisors wirehouse	Chase Investment Services Corp. other	Other	Jul 27, 2012	Aug 22, 2012
David C Koronkiewicz	Edward Jones national BD	Chase Investment Services Corp. other	Other	Jul 26, 2012	Jul 24, 2012
Veronica Rubio	Strategic Advisers LLC national BD	Chase Investment Services Corp. other	Other	Jul 24, 2012	Aug 2, 2012
Jason Daniel Zivich	Wells Fargo Advisors wirehouse	Chase Investment Services Corp. other	Other	Jul 24, 2012	Jul 26, 2012
Jonathan Paul Bostwick	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jul 23, 2012	Jul 30, 2012
Nadeem Rihan	Wells Fargo Advisors wirehouse	Chase Investment Services Corp. other	Other	Jul 20, 2012	Aug 17, 2012
James D. Rosen	Charles Schwab & Co., Inc. national BD	Chase Investment Services Corp. other	Other	Jul 13, 2012	Jul 5, 2012
Andrew Julius Hack	Wells Fargo Advisors wirehouse	Chase Investment Services Corp. other	Other	Jul 13, 2012	Jul 12, 2012
Dana Renee Otoole	Edward Jones national BD	Chase Investment Services Corp. other	Other	Jul 12, 2012	Jul 23, 2012
Paula K. Earll	LPL Financial LLC other	Chase Investment Services Corp. other	Other	Jul 11, 2012	Sep 5, 2012 (56 d)
Andrew Tracy	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Jul 9, 2012	Jul 26, 2012
Domarina Awdow	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Jul 6, 2012	Sep 13, 2012 (69 d)
Timothy H. Haab	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Jul 5, 2012	Jul 12, 2012
Lee Stennes	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Jul 5, 2012	Jul 17, 2012
Jason James Murphy	Citizens Securities, Inc. other	Chase Investment Services Corp. other	Other	Jul 3, 2012	Jul 11, 2012
Todd Ryan Eosso	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Jul 3, 2012	Jul 16, 2012
Franklin Matthew Anselmi	Charles Schwab & Co., Inc. national BD	Chase Investment Services Corp. other	Other	Jul 2, 2012	Jun 18, 2012
Erik C. Barnett	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Jun 28, 2012	Jul 30, 2012 (32 d)
Joseph Evans Dewhart	Swbc Investment Company other	Chase Investment Services Corp. other	Other	Jun 26, 2012	Jun 21, 2012
Mark Grafton	Advisors Asset Management, Inc. other	Chase Investment Services Corp. other	Other	Jun 25, 2012	Jul 26, 2012 (31 d)
Joseph W. Tenpenny	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chase Investment Services Corp. other	Other	Jun 22, 2012	Jun 27, 2012
Gerald David Dolinsky	Valic Financial Advisors, Inc. other	Chase Investment Services Corp. other	Other	Jun 21, 2012	Jun 20, 2012
Christopher Richard Merrill	Northwestern Mutual Investment Services,LLC other	Chase Investment Services Corp. other	Other	Jun 19, 2012	Sep 14, 2012 (87 d)
Steven David Lehrer	Ameriprise Financial Services, LLC national BD	Chase Investment Services Corp. other	Other	Jun 18, 2012	Jul 23, 2012 (35 d)
Timothy Charles Lawrence	Morgan Stanley wirehouse	Chase Investment Services Corp. other	Other	Jun 18, 2012	Jun 2, 2012
James K Lewis	Edward Jones national BD	Chase Investment Services Corp. other	Other	Jun 12, 2012	Jun 15, 2012

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2,034 moves match.