DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffery WybleStrategic Advisers LLC national BDNeuberger Berman Bd LLC no RAUMOtherSep 5, 2026Sep 10, 2026
Luke PoppLPL Financial LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherAug 17, 2026Aug 11, 2026
James ObrienUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherAug 13, 2026Aug 17, 2026
Isaac Lorenzo ZalkinAmerican Investors Co independent RIANeuberger Berman Bd LLC no RAUMOtherJul 30, 2026Aug 13, 2026
Jack Ryan WalshMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherJul 14, 2026Jul 22, 2026
Christian Alexander St. VilOppenheimer & Co. Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJul 10, 2026Jul 16, 2026
Leslie BruceUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherJul 7, 2026Jun 23, 2026
Rachel HarrisPrivate Advisor Group, LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 24, 2026Sep 1, 2026 (69 d)
Gregory McgowanJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 12, 2026Jun 30, 2026
Grace QuattrucciUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 8, 2026Jun 5, 2026
Jenna Mackenzie EganAltfest Personal Wealth Management independent RIANeuberger Berman Bd LLC no RAUMOtherMay 29, 2026Jun 2, 2026
Amanda RiggeJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherApr 16, 2026Apr 24, 2026
Andrew ChipmanJohn Hancock Investment Management LLC asset managerNeuberger Berman Bd LLC no RAUMOtherApr 1, 2026Apr 9, 2026
Benjamin James ColterNuveen Asset Management, LLC mixed wealthNeuberger Berman Bd LLC no RAUMOtherApr 1, 2026Apr 9, 2026
Trey Michael ZgombicLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherApr 1, 2026Apr 9, 2026
Jack Regan MaloneUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherMar 19, 2026Mar 24, 2026
Timothy Ryan OdonovanLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherFeb 13, 2026Feb 10, 2026
Patrick CarboneVictory Capital Management Inc. asset managerNeuberger Berman Bd LLC no RAUMOtherFeb 4, 2026Feb 4, 2026
Michael Joseph ConwayLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherJan 29, 2026Feb 4, 2026
Kenneth Troy EvansRaymond James Investment Management asset managerNeuberger Berman Bd LLC no RAUMOtherJan 6, 2026Jan 14, 2026
Ryan Poul WilsonRaymond James Investment Management asset managerNeuberger Berman Bd LLC no RAUMOtherDec 2, 2025Dec 3, 2025
Nisheet PatelEdward Jones national BDNeuberger Berman Bd LLC no RAUMOtherNov 21, 2025Mar 24, 2026 (123 d)
Connor Patrick MaguireUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherNov 6, 2025Nov 18, 2025
Madison Grace MarkhamStrategic Advisers LLC national BDNeuberger Berman Bd LLC no RAUMOtherNov 4, 2025Nov 17, 2025
Christian Zachery ReinauerLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherSep 26, 2025Sep 17, 2025
James MakiEaton Vance Management asset managerNeuberger Berman Bd LLC no RAUMOtherSep 19, 2025Sep 8, 2025
Jennifer Elizabeth Colby-OliverAlliancebernstein L.P. asset managerNeuberger Berman Bd LLC no RAUMOtherSep 17, 2025Apr 29, 2026 (224 d)
Keith HarrisonMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherSep 15, 2025Sep 22, 2025
Taylor HowardBrandes Investment Partners, LP otherNeuberger Berman Bd LLC no RAUMOtherSep 10, 2025Sep 5, 2025
Mary Adele JohnsonEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherAug 18, 2025Sep 3, 2025
Ogden TimpsonRockefeller Capital Management BD affiliatedNeuberger Berman Bd LLC no RAUMOtherAug 15, 2025Aug 14, 2025
Kylie StevensDakota Wealth, LLC independent RIANeuberger Berman Bd LLC no RAUMOtherAug 5, 2025Aug 15, 2025
Jacqueline TyagiJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherJul 25, 2025Aug 8, 2025
Andrew Scott CombsEmissary Wealth independent RIANeuberger Berman Bd LLC no RAUMOtherJul 14, 2025Sep 15, 2026 (428 d)
Daniel RosoneRockefeller Capital Management BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJun 26, 2025Jun 6, 2025
Zack James TracyMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 13, 2025Jun 9, 2025
Arthur KhaykinUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 10, 2025Jun 25, 2025
Theodore Robert GiandanaEquitable Advisors, LLC national BDNeuberger Berman Bd LLC no RAUMOtherMay 29, 2025Sep 16, 2025 (110 d)
Kyle CheloStrategic Advisers LLC national BDNeuberger Berman Bd LLC no RAUMOtherMay 20, 2025Jun 9, 2025
Victoria Amber LiebUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC no RAUMOtherApr 24, 2025May 2, 2025
Jordan BrandtMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherApr 4, 2025Mar 31, 2025
Michael Christopher KingLPL Financial LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMar 28, 2025Apr 9, 2025
Danielle DelpratoAmeriprise Financial Services, LLC national BDNeuberger Berman Bd LLC no RAUMOtherMar 3, 2025May 6, 2025 (64 d)
Owen Coleman MaddenCitigroup Global Markets Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherFeb 26, 2025Dec 2, 2025 (279 d)
Eric Daniel HiggerAlliancebernstein L.P. asset managerNeuberger Berman Bd LLC no RAUMOtherJan 23, 2025Jan 15, 2025
Alan Saul BernsteinStratigraphic Asset Management, Inc. independent RIANeuberger Berman Bd LLC no RAUMOtherJan 17, 2025Jun 13, 2025 (147 d)
Megan Anna KonfinoCetera Investment Advisers LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherDec 13, 2024Jun 17, 2024
Thomas Allen BushLazard Asset Management LLC otherNeuberger Berman Bd LLC no RAUMOtherDec 4, 2024Dec 20, 2024
Cameron EmmottPalmer Square Capital Management LLC asset managerNeuberger Berman Bd LLC no RAUMOtherDec 2, 2024Mar 5, 2025 (93 d)
Roger James TrinwithDimensional Fund Advisors LP asset managerNeuberger Berman Bd LLC no RAUMOtherOct 9, 2024Oct 17, 2024
Christian MartinezRBC Capital Markets, LLC national BDNeuberger Berman Bd LLC no RAUMOtherSep 13, 2024Aug 3, 2026 (689 d)
Jennifer ParksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC no RAUMOtherMay 16, 2024Feb 25, 2025 (285 d)
Chad Alan SchroederEaton Vance Management asset managerNeuberger Berman Bd LLC no RAUMOtherMay 3, 2024Aug 4, 2025 (458 d)
Alison Dexter RenvyleJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherMar 29, 2024Apr 9, 2024
Steven Christopher RutaFifth Third Securities, Inc. BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMar 27, 2024Apr 7, 2025 (376 d)
Janelle A MejiaMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherFeb 1, 2024Feb 5, 2024
Andrew IelminiRBC Capital Markets, LLC national BDNeuberger Berman Bd LLC no RAUMOtherSep 27, 2023Sep 25, 2023
Christopher Steven BredahlMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 12, 2023Jul 31, 2023 (49 d)
Andrew BestwickLord, Abbett & Co. LLC asset managerNeuberger Berman Bd LLC no RAUMOtherMay 31, 2023Jul 10, 2026 (1136 d)
Shannon Leigh SaccociaSvb Wealth BD affiliatedNeuberger Berman Bd LLC no RAUMOtherMay 2, 2023May 8, 2023
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303 moves match.