DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Centaurus Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel I Forbes | Hornor, Townsend & Kent, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2026 | Aug 7, 2026 |
| Dino Constantine Gavanes | Equitable Advisors, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 8, 2026 |
| Katherine Schwartz | Colomb Investment Management Company, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2026 | Mar 3, 2026 |
| Chris H Naum | LPL Financial LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 6, 2025 |
| Frank Alexander Ballinger | Aegis Capital Corp. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 16, 2025 |
| Joshua K Tootle | Valic Financial Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Oct 13, 2025 |
| Andres Gomez | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 11, 2025 |
| Ana Maria Franco | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Oct 21, 2025 (42 d) |
| Humberto Larios | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Gale Ann Brodie | Vanderbilt Advisory Services BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 14, 2025 |
| Nathan Peters | Peters Investment Management Inc. unclassified | Centaurus Financial, Inc. BD affiliated | Other | Jul 1, 2025 | Sep 24, 2021 |
| Joel E Archer | Independent Financial Group, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 24, 2025 |
| Tyler David Shumaker | Secure Investment Management, LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2025 | May 5, 2025 |
| Crystal Michelle Jamieson | Sanctuary Advisors, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 11, 2025 |
| Charles Paul Kateridge | Ic Advisory Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 21, 2025 |
| Donald Michael Keegan | Ic Advisory Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 28, 2025 |
| Adam J Handler | Spc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Mar 20, 2025 |
| Denise Lynn Mccoy | Vanguard Advisers, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Jul 29, 2025 (175 d) |
| Marc Wulf | Advice And Planning Services BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jun 5, 2025 (125 d) |
| Regina V Frias | Vanderbilt Advisory Services BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | May 9, 2025 (129 d) |
| William Eldon Tufts | Diversify Advisory Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 31, 2024 |
| Sarah Jane Tufts | Diversify Advisory Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 31, 2024 |
| Jody Ray Nunez | Ameritas Advisory Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Sep 16, 2024 |
| Michael Shawn Mullen | Sei Investments Management Corp other | Centaurus Financial, Inc. BD affiliated | Other | Jul 16, 2024 | Aug 19, 2024 (34 d) |
| Kenneth Floyd Jorgenson | Charles Schwab & Co., Inc. national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 23, 2024 |
| Dennis Jacob Hein | Cetera Investment Advisers LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 9, 2024 |
| Scott Glenn Eichler | Newport Wealth Advisors, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2024 | Dec 21, 2022 |
| Marharita-Sophia Tavpash | Morgan Stanley wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2024 | May 7, 2024 (77 d) |
| Sonji Rollins Tucker | J. W. Cole Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jun 4, 2024 (156 d) |
| George Joseph Martell | Crown Capital Securities, L.P. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 13, 2023 |
| James Thomas Riner | Crown Capital Securities, L.P. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 13, 2023 |
| Branden David Barrom | Morgan Stanley wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 29, 2023 | Dec 6, 2023 (68 d) |
| James Ronald King | Grove Point Advisors, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Mar 6, 2023 |
| Juliet Lanlan Magee | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Jan 1, 2025 (684 d) |
| Christopher J Gordon | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 6, 2023 |
| James L Schulmire | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 20, 2023 |
| Todd Wayne Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 20, 2023 |
| Frank Andrew Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Patrick York Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Matthew Thomson Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Chad Mclane | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Daniel Spencer Ure | USA Financial Securities LLC independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 19, 2023 |
| Annette Patricia Shanks | On Investment Management Co BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Dec 14, 2022 |
| Jeffrey Steven Seltzer | Cetera Investment Advisers LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Oct 19, 2022 |
| John Andrew Lagattuta | American Portfolios Advisors, Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Oct 24, 2022 |
| Lawrence Lee | Kalos Management BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 3, 2022 |
| Perlita B Martin-Hebert | Pruco Securities, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | May 11, 2022 |
| Marc G Linsky | Concourse Financial Group Advisors BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | Mar 25, 2022 |
| Anthony Hayek | Fidelity Personal And Workplace Advisors BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Feb 5, 2024 (664 d) |
| Thomas Joseph Wiltz | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Mar 11, 2022 |
| Daryl Durand Bush | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Jan 16, 2024 (671 d) |
| Juan Antonio Medina-Luna | Wells Fargo Advisors wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2022 | Apr 25, 2024 (800 d) |
| Mary M Mick | MML Investors Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 23, 2022 |
| Isaac Rudy Pineda | J.P. Morgan Securities LLC wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2022 | Feb 24, 2022 |
| William Richard Jontz | Center Street Advisors, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Jan 4, 2022 |
| Michelle M Spindler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Centaurus Financial, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2021 | Mar 3, 2022 (101 d) |
| Osvaldo Cisneros | Pruco Securities, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Jan 3, 2022 (96 d) |
| Joseph Michael Cucinotta | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Nov 10, 2021 (54 d) |
| Jacob Steven Burt | Osaic Wealth, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Jan 19, 2023 (555 d) |
| Michael Patrick Mcfadden | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
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435 moves match.