DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at United Advisor Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jamey Carl Graham | United Planners' Financial Services Of America A Limited Partner independent RIA | United Advisor Group independent RIA | RIA to RIA | Sep 10, 2026 | Sep 10, 2026 |
| Kellen Blaise Beard | Virtue Capital Management, LLC independent RIA | United Advisor Group independent RIA | RIA to RIA | Aug 28, 2026 | Aug 28, 2026 |
| Nathaniel Jan Collier | Park Avenue Securities LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Jan 13, 2026 |
| Timothy Lee Garber | Stifel Independent Advisors, LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 16, 2025 |
| Lydia C Stephens | Osaic Wealth, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2025 | Aug 26, 2025 |
| Michael Wesley Corson | Thrivent Investment Management Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Jul 18, 2025 |
| Joseph Zwemke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | United Advisor Group independent RIA | Wirehouse to independent RIA | Jul 1, 2025 | Jul 16, 2025 |
| Larry Alan Dietz | LPL Financial LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Mar 18, 2025 |
| Kathy Lynn Banyas | LPL Financial LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 | Dec 5, 2025 (288 d) |
| Craig Lipniskis | Private Advisor Group, LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Feb 7, 2025 |
| Cynthia J Pillard | Hornor, Townsend & Kent, LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Dec 18, 2024 |
| Nathan Kim Sorensen | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 16, 2024 |
| Sydney Lynn Johnson | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 16, 2024 |
| Jeffrey Dale Brown | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Oct 23, 2024 |
| Christopher Michael Tasik | Bfc Planning, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2024 | Oct 28, 2024 |
| Maegan Kathleen Bauman | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Oct 29, 2024 |
| Kurt Clonts Castaneda | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Sep 10, 2024 |
| Ryan Bennett Droeg | Strategic Blueprint, LLC independent RIA | United Advisor Group independent RIA | RIA to RIA | Oct 18, 2024 | Sep 26, 2024 |
| Simon Michel Joseph | LPL Financial LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 27, 2024 |
| Daniel Scott Libstorff | Sunset Wealth Management unclassified | United Advisor Group independent RIA | Other | Aug 6, 2024 | Oct 27, 2023 |
| Dionicio H Trevino | Next Financial Group, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Jul 1, 2024 |
| Jarom Talley Abel | Gradient Wealth Management BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 22, 2024 |
| Gary Lee Williams | Crown Capital Securities, L.P. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Dec 4, 2023 |
| Jeremy Chad Ftacek | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Jul 25, 2023 |
| Andrew William Frevert | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jan 24, 2025 (548 d) |
| James Aaron Justice | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Feb 6, 2024 (195 d) |
| Victor Ledoux | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 19, 2023 |
| Francisco Blas Salas | Ascentis Independent Advisors, LLC independent RIA | United Advisor Group independent RIA | RIA to RIA | Apr 17, 2023 | Feb 19, 2026 (1039 d) |
| Steven Derek Loveless | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2023 | Mar 17, 2023 |
| John Robert Crane | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2023 | Mar 14, 2023 |
| Robbie Gene Beucler | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Mar 21, 2023 |
| Kevin Michael Komar | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 14, 2023 | Mar 20, 2023 |
| Robert C Bove | Thurston Springer Advisors BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2023 | Mar 1, 2023 |
| Brian William Yeakley | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2023 | Feb 23, 2023 |
| Craig Joseph Wright | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 2, 2023 | Mar 1, 2023 |
| Stacy L Davis | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 3, 2023 |
| Aaron Michael Sloan | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 1, 2023 |
| Aaron Jason Grahlman | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 3, 2023 |
| Michael Frenette Deschenes | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 8, 2023 |
| Craig Michael Connolly | Thurston Springer Advisors BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 23, 2023 | Feb 10, 2023 |
| Stephen Dennis Taylor | Thurston Springer Advisors BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 23, 2023 | Feb 23, 2023 |
| Charles Howard Fitzpatrick | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 20, 2023 | Feb 28, 2023 |
| Sheridan P Murphy | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2023 | Mar 26, 2025 (765 d) |
| Howard Edward Rightsell | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 17, 2023 | Feb 10, 2023 |
| Justin Dale Bates | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 16, 2023 | Feb 23, 2023 |
| Raymond Steven Gettins | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 21, 2022 | Feb 3, 2023 (135 d) |
| Terrence Jude Heil | Gross Investments LLC state registered | United Advisor Group independent RIA | Other | Jul 11, 2022 | Oct 1, 2025 (1178 d) |
| Johnathan Michael Glen Converse | Global View Capital Management LLC independent RIA | United Advisor Group independent RIA | RIA to RIA | Feb 26, 2019 | Mar 4, 2025 (2198 d) |
Page 1 of 1
48 moves match.