DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Citizens Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Michelle Dauphin-Gregg | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 27, 2026 |
| Samia Rizk | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Sep 15, 2026 |
| Brian Patrick Corbett | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 16, 2026 |
| Brian Nicholas Mcbride | Huntington Financial Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 29, 2026 |
| Scott Soenen | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 29, 2026 |
| Nathan Stouffer | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | May 22, 2026 |
| Venet Berisha | J.P. Morgan Securities LLC wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 29, 2026 | Jun 15, 2026 |
| Jodi Scott | State Farm Investment Management Corp. asset manager | First Citizens Investor Services, Inc. BD affiliated | Other | May 11, 2026 | May 27, 2026 |
| Matthew Murphy | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 20, 2026 |
| Jovany Jorge Noy | Bci Securities, Inc. mixed wealth | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2026 | May 18, 2026 (42 d) |
| Daniel Lee Starling | United Brokerage Services Inc BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 22, 2026 |
| Robert Charles Johnson | First Citizens Asset Management, Inc mixed wealth | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Jul 8, 2020 |
| Brandon James Johnson | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2026 | Mar 26, 2026 |
| Michael Timothy Ryan | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 25, 2026 |
| Darien Alan Swenson | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2026 | Apr 3, 2026 |
| Christian Joseph Dilorenzo | Cetera Investment Advisers LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2026 | May 15, 2026 (61 d) |
| Sidney Olayinka | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2026 | Oct 14, 2025 |
| Christopher Cecil Lamb | First Citizens Asset Management, Inc mixed wealth | First Citizens Investor Services, Inc. other | Other | Mar 10, 2026 | May 15, 2017 |
| Nancy Snow Branham | First Citizens Asset Management, Inc mixed wealth | First Citizens Investor Services, Inc. other | Other | Feb 27, 2026 | May 15, 2017 |
| Michael Anthony Lange | RBC Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 6, 2026 |
| Darisa Paezsantana | Strategic Advisers LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Aug 7, 2026 (190 d) |
| Frank Joseph Subasic | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Sep 5, 2018 |
| Quinton Edwards Libsack | Cetera Investment Advisers LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2026 | Feb 12, 2026 (32 d) |
| David Kirkpatrick Bean | Osaic Institutions, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 7, 2026 |
| Carl David Robinson | First Citizens Asset Management, Inc mixed wealth | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Feb 7, 2024 |
| Dalton Lee Nicely | Commonwealth Financial Network national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Apr 13, 2026 (139 d) |
| Kyle Meek | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Feb 3, 2026 (84 d) |
| Liam Daniel Powlen | Strategic Advisers LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Dec 1, 2025 |
| Pablo Martin Serna | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | May 29, 2025 |
| Natalya Alexei | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2025 | May 29, 2025 |
| Vishal Wadhwa | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | May 29, 2025 |
| Johanna Marie Mears | Huntington Financial Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 23, 2025 |
| Timothy Robert Couture | Svb Wealth independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2025 | Jan 18, 2024 |
| Lee Vann Erby | Citigroup Global Markets Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Nov 18, 2025 (42 d) |
| Derick Libut Pitaksit | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2025 | Oct 2, 2025 |
| Aaron Nathaniel Emory | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2025 | Sep 30, 2025 |
| David Wade Hampton | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 9, 2025 |
| Madison Frye | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Sep 16, 2025 |
| Warren Michael Sypinero | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Aug 19, 2025 |
| Odoardo J Carta | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2025 | Jul 8, 2025 |
| Julia Nicole Roberts | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2025 | Jun 20, 2025 |
| John Patrick Roughen | Bison Wealth, LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2025 | Jul 2, 2025 |
| Landon Trent Lea | Arvest Wealth Management independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2025 | Jun 5, 2025 |
| Shamyia I Smith | J.P. Morgan Securities LLC wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2025 | Jun 17, 2025 |
| Serina M. Shores | Huntington Financial Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 20, 2025 |
| Joanna Maria Pappas | Northwestern Mutual Investment Services,LLC no RAUM | First Citizens Investor Services, Inc. BD affiliated | Other | May 30, 2025 | Jun 4, 2025 |
| Logan Michael Nickerson | Stifel, Nicolaus & Company, Incorporated national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Aug 13, 2025 (75 d) |
| Jackson Cobb Hayward | Equitable Advisors, LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | May 22, 2025 |
| Rafael A. Svelti | Commonwealth Financial Network national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jun 5, 2025 (36 d) |
| Heather Joi Adams | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | May 30, 2025 (50 d) |
| Anthony Charles Valerio | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | Jan 5, 2026 (270 d) |
| Michael Alfred Mcglinsky | Thrivent Investment Management Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 2, 2025 |
| Mark Wade Martin | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 18, 2025 |
| Jay M Vagnini | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 19, 2025 |
| Nicolino Zullo | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Mar 7, 2025 (35 d) |
| Robert Clark Moore | J.P. Morgan Securities LLC wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2025 | Feb 20, 2025 (32 d) |
| Olivia G Swift | Equitable Advisors, LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Feb 3, 2025 (47 d) |
| Kenneth Gordon Duncan | Pnc Capital Advisors LLC other | First Citizens Investor Services, Inc. BD affiliated | Other | Dec 10, 2024 | Sep 8, 2025 (272 d) |
| Brandon Lee Foster | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 7, 2024 |
| Christopher John Kriak | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 4, 2024 |
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384 moves match.