DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan Nicole CrofootComerica Securities bank affiliatedWaddell & Reed BD affiliatedOtherApr 19, 2021Apr 28, 2021
Edward Stockton WellsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankMar 30, 2021May 5, 2021 (36 d)
Tracy Albert ChanMorgan Stanley wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankMar 8, 2021Feb 18, 2021
Steven George PerilloSantander Securities BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Feb 1, 2021
Lori Jane GalbraithFifth Third Securities, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Jan 29, 2021
Gordon Paul EsceneEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2021Feb 12, 2021
Leanne Jeannette GeerWoodbury Financial Services, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJan 19, 2021Dec 4, 2020
John Patrick MiloKey Investment Services LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2021Jan 8, 2021
Scott Edwin DyeCavanal Hill Investment Management, Inc. otherWaddell & Reed BD affiliatedOtherJan 15, 2021Jan 26, 2021
Shannon Marie WilkinKey Investment Services LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2021Jan 8, 2021
William Thomas LockwoodWoodbury Financial Services, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 4, 2020
Garrett Matthew ShermanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankDec 8, 2020Dec 4, 2020
Michael Anthony DuboiseMorgan Stanley wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankDec 1, 2020Dec 7, 2020
Thomas HoffmanEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 24, 2020Dec 2, 2020
Guy Martin ThompsonRBC Capital Markets, LLC national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 20, 2020
Eric Javin ColtrainCuso Financial Services, L.P. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 23, 2020
Wade Robert SchertenleibCuso Financial Services, L.P. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 23, 2020
Stephen Gregor StarkU.S. Bancorp Investments, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Apr 13, 2021 (141 d)
Daniel Mark BensterJanney Montgomery Scott LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 20, 2020Nov 13, 2020
Justin Duane BlevinsPlanmember Securities Corporation independent RIAWaddell & Reed BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2020Jan 19, 2021 (60 d)
Mathew Jason DemikatMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankNov 20, 2020Nov 18, 2020
Jamie Kay CrnkovicWells Fargo Advisors wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankNov 19, 2020Nov 18, 2020
Roger Dale TaylorMorgan Stanley wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankNov 19, 2020Nov 5, 2020
James Allen SteinCitizens Securities, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2020Nov 18, 2020
Bradford D. CookAdvice And Planning Services BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2020Dec 3, 2020
Allen Frank MontemagnoEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2020Dec 7, 2020
Dylan Ray RossAmeriprise Financial Services, LLC national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherNov 10, 2020Nov 20, 2020
Zelalem Baalu GirmaU.S. Bancorp Investments, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2020Nov 9, 2020
John M TannerU.S. Bancorp Investments, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 23, 2020
Tucker Arne FahlenOsaic Wealth, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2020Oct 14, 2020
Matthew Michael HugheyLPL Financial LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Oct 21, 2020
John Emery StrangeEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Dec 2, 2020 (63 d)
Thomas Earl SeifertOppenheimer & Co. Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2020Sep 18, 2020
Thomas Bernard DiasRBC Capital Markets, LLC national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherSep 23, 2020Sep 4, 2020
David Anthony MillerMorgan Stanley wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankSep 15, 2020Sep 22, 2020
Robert Edward FairbrothersOppenheimer & Co. Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2020Aug 28, 2020
Kristin Elise HannemanMorgan Stanley wirehouseWaddell & Reed BD affiliatedWirehouse to affiliated broker-dealer or bankSep 4, 2020Sep 2, 2020
Scott Richard FrazerSchwab Wealth Advisory, Inc. no RAUMWaddell & Reed BD affiliatedOtherSep 2, 2020Aug 31, 2020
Mathew Eric WattThe Heymont Group Wealth Management And Retirement Solutions unclassifiedWaddell & Reed BD affiliatedOtherSep 1, 2020Jan 24, 2020
Alfred Steven NicolosiAmeriprise Financial Services, LLC national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherAug 4, 2020Jul 31, 2020
Vicki AndrewsKms Financial Services, Inc BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2020Jul 20, 2020
Marcellus Joseph HollendonerFifth Third Securities, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2020Jul 2, 2020
Christopher D AndersonEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2020Jun 29, 2020
Joseph Anthony RosioAvantax Advisory Services BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2020Jun 11, 2020
Kevin Glenn AlbrechtCetera Investment Advisers LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2020Jun 10, 2020
Yoko Kato LawingEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 9, 2020Jun 8, 2020
Andrew Jay StenzelEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2020Jun 5, 2020
Timothy Michael HoganWorld Investment Advisors, LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2020May 26, 2020
Andrew Jules ChabotLPL Financial LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2020May 1, 2020
Kevin Edmund YurchCitizens Securities, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2020May 15, 2020
Mark Martin RubinCetera Advisor Networks LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherApr 22, 2020Oct 22, 2020 (183 d)
Derek Angelo ButlerAvantax Advisory Services BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2020Apr 13, 2020
Brett Matthew RamseySheridan Road Advisors, LLC, A Hub International Company institutionalWaddell & Reed BD affiliatedOtherApr 8, 2020Mar 30, 2020
Craig Douglas MunsonHilltop Securities Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2020Mar 6, 2020
Justin Nicholas Del CampoFifth Third Securities, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2020Jun 22, 2020 (80 d)
Michele Ann De GeorgeAmeriprise Financial Services, LLC national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2020Mar 19, 2020
Adrienne Marie AlvarezU.S. Bancorp Investments, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2020Jun 11, 2020 (84 d)
Scott Andrew RobidouxEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2020Mar 2, 2020
Louis Vincent ZuccarelloEdward Jones national BDWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2020Feb 28, 2020
John Charles RobinsLPL Financial LLC BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2020Feb 14, 2020
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948 moves match.