DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. independent RIA | Madison, Wi · principal | 26 | 7 | 12 | -5 | 46% | 1 | ||
| STRATEGIC ADVISERS LLC national BD | Jacksonville, Fl | 871 | 108 | 11 | +97 | 1.3% | 1 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Minneapolis, Mn · principal | 629 | 85 | 11 | +74 | 1.7% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Miami, Fl | 453 | 127 | 11 | +116 | 2.4% | 3 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | San Francisco, Ca | 402 | 63 | 11 | +52 | 2.7% | 3 | 1 | |
| WELLS FARGO ADVISORS wirehouse | Houston, Tx | 319 | 52 | 11 | +41 | 3.4% | 3 | ||
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER independent RIA | Scottsdale, Az · principal | 304 | 44 | 11 | +33 | 3.6% | |||
| INTEGRITY ALLIANCE, LLC BD affiliated | Urbandale, Ia · principal | 240 | 74 | 11 | +63 | 4.6% | 2 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Fort Worth, Tx | 220 | 47 | 11 | +36 | 5.0% | 3 | ||
| SIMPLICITY WEALTH mixed wealth | Summit, Nj · principal | 206 | 80 | 11 | +69 | 5.3% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Frisco, Tx | 198 | 15 | 11 | +4 | 5.6% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | San Diego, Ca | 179 | 20 | 11 | +9 | 6.1% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Seattle, Wa | 167 | 17 | 11 | +6 | 6.6% | 4 | ||
| TRUIST ADVISORY SERVICES, INC. BD affiliated | Charlotte, Nc | 141 | 19 | 11 | +8 | 7.8% | 1 | ||
| MISSIONSQUARE RETIREMENT BD affiliated | Washington, Dc · principal | 130 | 18 | 11 | +7 | 8.5% | 2 | ||
| CETERA INVESTMENT ADVISERS LLC BD affiliated | Phoenix, Az | 116 | 19 | 11 | +8 | 9.5% | |||
| LPL ENTERPRISE, LLC BD affiliated | Warrington, Pa | 72 | 18 | 11 | +7 | 15% | |||
| EQUITABLE ADVISORS, LLC national BD | Troy, Mi | 67 | 11 | 11 | 0 | 16% | |||
| ROBERT W. BAIRD & CO. INCORPORATED mixed wealth | Scottsdale, Az | 38 | 7 | 11 | -4 | 29% | 3 | ||
| VALIC FINANCIAL ADVISORS, INC. BD affiliated | Tampa, Fl | 38 | 6 | 11 | -5 | 29% | 2 | ||
| MYCIO WEALTH PARTNERS, LLC independent RIA | Philadelphia, Pa · principal | 33 | 11 | 11 | 0 | 33% | 1 | ||
| MERCER GLOBAL ADVISORS INC. independent RIA | Denver, Co · principal | 610 | 158 | 10 | +148 | 1.6% | |||
| BEACON POINTE ADVISORS, LLC independent RIA | Newport Beach, Ca · principal | 462 | 133 | 10 | +123 | 2.2% | |||
| SPC BD affiliated | Ann Arbor, Mi · principal | 452 | 47 | 10 | +37 | 2.2% | 1 | ||
| VALIC FINANCIAL ADVISORS, INC. BD affiliated | Houston, Tx · principal | 261 | 47 | 10 | +37 | 3.8% | |||
| MORGAN STANLEY wirehouse | Washington, Dc | 260 | 12 | 10 | +2 | 3.8% | 2 | 1 | |
| FBL WEALTH MANAGEMENT, LLC BD affiliated | West Des Moines, Ia · principal | 234 | 49 | 10 | +39 | 4.3% | 1 | ||
| VANGUARD ADVISERS, INC. BD affiliated | Plano, Tx | 230 | 114 | 10 | +104 | 4.3% | 3 | ||
| BFC PLANNING, INC. BD affiliated | Cedar Rapids, Ia · principal | 230 | 76 | 10 | +66 | 4.3% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Hunt Valley, Md | 229 | 22 | 10 | +12 | 4.4% | 2 | ||
| STONEX ADVISORS INC. BD affiliated | Birmingham, Al · principal | 229 | 17 | 10 | +7 | 4.4% | 1 | ||
| SCHWAB WEALTH ADVISORY, INC. no RAUM | Orlando, Fl | 227 | 52 | 10 | +42 | 4.4% | |||
| J.P. MORGAN SECURITIES LLC wirehouse | Atlanta, Ga | 225 | 44 | 10 | +34 | 4.4% | 1 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Scottsdale, Az | 204 | 14 | 10 | +4 | 4.9% | 1 | ||
| BROOKSTONE WEALTH ADVISORS, LLC no RAUM | Wheaton, Il · principal | 183 | 39 | 10 | +29 | 5.5% | 1 | ||
| MORGAN STANLEY wirehouse | Beverly Hills, Ca | 182 | 15 | 10 | +5 | 5.5% | 2 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Bellevue, Wa | 173 | 20 | 10 | +10 | 5.8% | 2 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Las Vegas, Nv | 133 | 15 | 10 | +5 | 7.5% | 1 | ||
| HUNTINGTON FINANCIAL ADVISORS BD affiliated | Columbus, Oh · principal | 128 | 14 | 10 | +4 | 7.8% | |||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Charlotte, Nc | 122 | 23 | 10 | +13 | 8.2% | |||
| AVANTAX PLANNING PARTNERS, INC. BD affiliated | Dubuque, Ia · principal | 120 | 4 | 10 | -6 | 8.3% | 1 | ||
| EQUITABLE ADVISORS, LLC national BD | Williamsville, Ny | 110 | 13 | 10 | +3 | 9.1% | |||
| RAYMOND JAMES & ASSOCIATES, INC. national BD | Atlanta, Ga | 107 | 14 | 10 | +4 | 9.3% | 1 | 2 | |
| UBS FINANCIAL SERVICES INC. wirehouse | Wayzata, Mn | 80 | 3 | 10 | -7 | 13% | 2 | ||
| ADVISORNET WEALTH PARTNERS independent RIA | Minnetonka, Mn · principal | 58 | 7 | 10 | -3 | 17% | 2 | ||
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS independent RIA | Dallas, Tx · principal | 52 | 8 | 10 | -2 | 19% | |||
| EQUITABLE ADVISORS, LLC national BD | Austin, Tx | 52 | 15 | 10 | +5 | 19% | |||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Charlotte, Nc | 46 | 23 | 10 | +13 | 22% | 1 | ||
| COMMONWEALTH FINANCIAL NETWORK national BD | New York, Ny | 37 | 3 | 10 | -7 | 27% | 2 | ||
| GOLDMAN SACHS WEALTH SERVICES, L.P. BD affiliated | Irving, Tx | 34 | 6 | 10 | -4 | 29% | |||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Orlando, Fl | 31 | 13 | 10 | +3 | 32% | 3 | ||
| OPPENHEIMER & CO. INC. BD affiliated | Boca Raton, Fl | 23 | 4 | 10 | -6 | 43% | 1 | ||
| COMMONWEALTH FINANCIAL NETWORK national BD | Wilmington, Nc | 20 | 7 | 10 | -3 | 50% | 2 | ||
| RAYMOND JAMES & ASSOCIATES, INC. national BD | Stuart, Fl | 13 | 0 | 10 | -10 | 77% | 1 | ||
| PRIVATE ADVISOR GROUP, LLC BD affiliated | Morristown, Nj · principal | 921 | 229 | 9 | +220 | 1.0% | 2 | ||
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC BD affiliated | Saint Petersburg, Fl · principal | 322 | 92 | 9 | +83 | 2.8% | |||
| ALLWORTH FINANCIAL, L.P. BD affiliated | Folsom, Ca · principal | 258 | 68 | 9 | +59 | 3.5% | 1 | ||
| MONETA GROUP INVESTMENT ADVISORS, LLC independent RIA | St Louis, Mo | 255 | 36 | 9 | +27 | 3.5% | 1 | ||
| UBS FINANCIAL SERVICES INC. wirehouse | Miami, Fl | 220 | 21 | 9 | +12 | 4.1% | 2 | ||
| INDEPENDENT FINANCIAL PARTNERS BD affiliated | Tampa, Fl · principal | 202 | 44 | 9 | +35 | 4.5% | 1 |
22,731 offices match.