DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PRUDENT INVESTORS independent RIA | $516M | +26% | 3 | $172M | 100% | 66% | 223 | 1 | |
| FINANCIAL NETWORK WEALTH ADVISORS LLC independent RIA | $515M | +21% | 7 | $73.6M | 89% | 58% | 252 | 3 | |
| TAIKO PRIVATE WEALTH independent RIA | $515M | 2 | $257M | 100% | 63% | 28 | 1 | ||
| H•••• W••••• G•••• independent RIA | $515M | +29% | 9 | $57.2M | 94% | 85% | 37 | 2 | |
| J•••• T• B•••••• • C•• independent RIA | $514M | +32% | 4 | $129M | 100% | 70% | 175 | 1 | |
| S••••• F•••••••• S•••••••• I••• independent RIA | $514M | +15% | 8 | $64.2M | 81% | 87% | 23 | 4 | |
| U•••• V•••••• W•••• A••••••• independent RIA | $514M | +10% | 7 | $73.4M | 98% | 79% | 60 | 2 | |
| W•••• W••••• M••••••••• I•• independent RIA | $514M | +27% | 5 | $103M | 98% | 71% | 104 | 1 | |
| E••••••• W••••• M••••••••• L•• independent RIA | $513M | +17% | 5 | $103M | 97% | 90% | 65 | 3 | |
| D•• P•••• C•••••• independent RIA | $513M | +40% | 5 | $103M | 90% | 88% | 102 | 2 | |
| G•• F•••••••• L•• independent RIA | $513M | +20% | 6 | $85.5M | 94% | 74% | 69 | 2 | |
| W•••••••• W••••• M••••••••• L••• independent RIA | $513M | +32% | 3 | $171M | 62% | 90% | 49 | 1 | |
| T••••• • M••••• A•••• M••••••••• L•• D•••• T• A•••••••• L• independent RIA | $513M | +57% | 7 | $73.2M | 82% | 66% | 60 | 4 | |
| C••••• 1•• A••••••• G•••• independent RIA | $511M | +27% | 7 | $73.1M | 99% | 79% | 50 | 1 | |
| D••••••• C•••••• independent RIA | $510M | +15% | 3 | $170M | 88% | 83% | 62 | 2 | 1 |
| M•••••• A••••••• S•••••••• I••• independent RIA | $510M | +19% | 11 | $46.3M | 99% | 53% | 98 | 4 | |
| A••••• P•••••• C•••••• independent RIA | $510M | +12% | 8 | $63.7M | 100% | 55% | 89 | 2 | |
| P••••••• W••••• A••••••• independent RIA | $509M | +83% | 11 | $46.3M | 78% | 80% | 23 | 4 | |
| P••••••• I••••••••• A••••••• independent RIA | $508M | +12% | 7 | $72.6M | 67% | 60% | 65 | 1 | 3 |
| I••••••••• W•••••• L•• independent RIA | $508M | +28% | 5 | $102M | 97% | 71% | 114 | 2 | |
| F•••••••• D•••••• C••••••••• independent RIA | $508M | +12% | 3 | $169M | 100% | 69% | 172 | 3 | |
| W••••••••• F•••••••• S•••••••• L•• independent RIA | $508M | +19% | 5 | $102M | 100% | 86% | 76 | 3 | |
| K•••••• R••••• W•••••• L•• independent RIA | $507M | +67% | 6 | $84.5M | 87% | 80% | 37 | 3 | |
| C•••••••• W•••••• L•• independent RIA | $507M | -50% | 3 | $169M | 100% | 67% | 132 | 1 | |
| O••• F•••••••• A•••••••• L•• independent RIA | $506M | +19% | 7 | $72.3M | 98% | 87% | 38 | 1 | |
| B••••••••• A••••••• L•• independent RIA | $506M | +14% | 4 | $127M | 99% | 82% | 121 | 4 | |
| M•• W••••• independent RIA | $506M | +19% | 6 | $84.3M | 99% | 89% | 40 | 2 | |
| H•• W••••• M••••••••• L•• independent RIA | $506M | +9.7% | 3 | $169M | 89% | 79% | 143 | 2 | |
| O••••• C•••••• M••••••••• independent RIA | $506M | +20% | 1 | $506M | 85% | 72% | 452 | 1 | |
| B•••••• H••••• W••••• M••••••••• independent RIA | $505M | 6 | $84.2M | 97% | 71% | 47 | 3 | ||
| F••• C•••••• M••••••••• independent RIA | $504M | +15% | 7 | $72.0M | 100% | 51% | 123 | 2 | |
| D•••••• A••••••• independent RIA | $504M | +9.1% | 8 | $63.0M | 96% | 78% | 94 | 2 | |
| D••••• W••••• M••••••••• independent RIA | $504M | 8 | $63.0M | 97% | 81% | 16 | 2 | ||
| P••••••••• F•••••••• G••••• I••• independent RIA | $503M | 8 | $62.9M | 98% | 73% | 75 | 3 | ||
| C•••• W••••• G•••• L•• independent RIA | $502M | +38% | 8 | $62.8M | 97% | 86% | 31 | 5 | |
| G•••••• A•••••••• I••• independent RIA | $501M | +17% | 4 | $125M | 100% | 72% | 195 | 1 | |
| P•••••• W••••• S••••••••• L•• independent RIA | $500M | +24% | 4 | $125M | 100% | 86% | 69 | 1 | |
| S••••• C•••••• A•••••••• L•• independent RIA | $499M | +6.4% | 1 | $499M | 91% | 86% | 277 | 1 | |
| P••••••• C•••••• M••••••••• L•• independent RIA | $499M | +26% | 8 | $62.4M | 98% | 90% | 41 | 3 | |
| A•• A••••••• independent RIA | $499M | +15% | 4 | $125M | 97% | 70% | 105 | 2 | |
| C•••• F•••••••• S••••••• G••••• I••• independent RIA | $499M | +9.3% | 5 | $99.7M | 98% | 79% | 84 | 1 | |
| K••• B••••••• A••••••• L•• independent RIA | $499M | +15% | 3 | $166M | 89% | 82% | 114 | 1 | |
| J•••••• F•••••••• S•••••••• L•• independent RIA | $498M | +4.7% | 1 | $498M | 100% | 68% | 551 | 1 | |
| R•••• W••••• M••••••••• I••• independent RIA | $498M | +15% | 5 | $99.6M | 92% | 75% | 92 | 3 | |
| P•••• F•••••••• independent RIA | $498M | +25% | 4 | $124M | 99% | 81% | 99 | 1 | |
| X••• W••••• M••••••••• L•• independent RIA | $498M | +8.8% | 3 | $166M | 97% | 81% | 108 | 1 | |
| W•••••• M•••••• A•••••••• I••• independent RIA | $498M | +13% | 3 | $166M | 97% | 71% | 165 | 1 | |
| A•••••••• I••••••••• S••••••• C•• independent RIA | $496M | -23% | 10 | $49.6M | 96% | 64% | 124 | 2 | |
| R•••••••• C•••••• M••••••••• independent RIA | $496M | +12% | 4 | $124M | 100% | 90% | 70 | 2 | |
| M•••• W••••• A••••••• L•• independent RIA | $495M | +29% | 5 | $99.1M | 86% | 69% | 172 | 2 | |
| G•••••••• F•••••••• G••••• L•• independent RIA | $495M | -52% | 4 | $124M | 96% | 73% | 142 | 3 | |
| B••••••• W••••• G•••• L•• independent RIA | $494M | +18% | 5 | $98.8M | 90% | 66% | 91 | 3 | |
| T••• W••••• D•••••• L•• independent RIA | $494M | +16% | 6 | $82.3M | 98% | 81% | 60 | 9 | |
| A••••• H••••• W••••• M••••••••• independent RIA | $493M | 4 | $123M | 76% | 84% | 78 | 1 | ||
| H•• I••••••••• A•••••••• I••• independent RIA | $493M | +2.0% | 2 | $247M | 98% | 79% | 109 | 2 | |
| U•• A•••• M••••••••• independent RIA | $493M | +9.6% | 4 | $123M | 63% | 85% | 86 | 1 | 1 |
| F••••• C••••••• L•• independent RIA | $492M | +21% | 4 | $123M | 100% | 63% | 175 | 4 | |
| H••••••••• F•••••••• L•• independent RIA | $492M | +30% | 5 | $98.4M | 73% | 80% | 57 | 1 | |
| L••••••• W••••• A••••••• independent RIA | $492M | 5 | $98.4M | 99% | 79% | 87 | 2 | ||
| B•••• • K••• A••••••••• I•• independent RIA | $492M | 5 | $98.3M | 100% | 79% | 85 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.