DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| RIVERFRONT INVESTMENT GROUP, LLC mixed wealth | $2.2B | +88% | 30 | $74.0M | 48% | 1 | |||
| E. S. BARR & COMPANY independent RIA | $2.2B | +13% | 5 | $444M | 85% | 93% | 80 | 1 | 1 |
| DETALUS ADVISORS, LLC mixed wealth | $2.2B | +139% | 13 | $171M | 35% | 82% | 51 | 1 | |
| L•••••••• C••••••• L••• asset manager | $2.2B | +25% | 0.0% | 1 | 1 | ||||
| U••••• A•••• S••••••••• I••• independent RIA | $2.2B | +13% | 25 | $88.7M | 92% | 82% | 63 | 2 | |
| T•• F•••••••• A•••••••• L•• mixed wealth | $2.2B | +13% | 18 | $123M | 41% | 71% | 30 | 1 | |
| O•••••• C••••••••• independent RIA | $2.2B | -0.4% | 67% | 100% | 1 | 13 | |||
| O••••• Q••••••••• S••••••••• L• asset manager | $2.2B | +211% | 0.0% | 1 | 1 | ||||
| G••••• S•••• W••••• M••••••••• L•• independent RIA | $2.2B | +21% | 47 | $47.1M | 97% | 78% | 88 | 27 | |
| F•••••• G••••• C•••••• M••••••••• L••• asset manager | $2.2B | -2.3% | 0.0% | 1 | 4 | ||||
| G••••••••• • D•••• L•• independent RIA | $2.2B | +9.1% | 4 | $553M | 97% | 67% | 186 | 1 | |
| P••••• A•• P•••••• I••• independent RIA | $2.2B | +7.2% | 3 | $737M | 90% | 95% | 280 | 1 | |
| A••••••• A•••• M••••••••• I••• mixed wealth | $2.2B | +13% | 126 | $17.5M | 32% | 45% | 11 | 9 | 1 |
| F•••• F•••••• independent RIA | $2.2B | +13% | 1 | $2.2B | 72% | 88% | 608 | 1 | |
| C•• asset manager | $2.2B | -24% | 1 | $2.2B | 0.0% | 3 | 10 | ||
| K••••• M••••••••• L•• asset manager | $2.2B | +37% | 1 | $2.2B | 0.0% | 1 | 13 | ||
| F• S••••••••• P••••••• A••••••• L•• asset manager | $2.2B | +52% | 0.0% | 2 | 6 | ||||
| J• E•••••• C•••••• P••••••• L•• mixed wealth | $2.2B | 26% | 100% | 1 | 2 | ||||
| V••••••••• I••••••••• A••••••• P•••••• L•• mixed wealth | $2.2B | +3.2% | 2 | $1.1B | 21% | 2 | 2 | ||
| K•••• J••••••• W••••• M••••••••• L•• independent RIA | $2.2B | +18% | 6 | $367M | 79% | 71% | 490 | 1 | |
| J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliated | $2.2B | +11% | 64 | $34.3M | 100% | 19% | 556 | 8 | |
| 1••• I••••••••• A••••••• C•• mixed wealth | $2.2B | +112% | 17 | $129M | 46% | 93% | 22 | 11 | |
| R••• P••••••• L• independent RIA | $2.2B | +0.1% | 85% | 100% | 1 | 1 | |||
| I••••••••• A•••• A•••••••• L•• other | $2.2B | +27% | 3 | $730M | 16% | 99% | 11 | 1 | |
| L••• R•• I••••••••• M••••••••• L•• asset manager | $2.2B | +29% | 0.0% | 1 | 6 | ||||
| M•••• C•••••• G••••• L•• asset manager | $2.2B | +15% | 0.0% | 3 | 12 | ||||
| G••• P••••••• asset manager | $2.2B | +1.6% | 0.0% | 8 | 25 | ||||
| W••••••••• I••••••••• M••••••••• L•• independent RIA | $2.2B | +39% | 29 | $75.4M | 86% | 62% | 71 | 5 | 2 |
| N••••• F•••••••• G••••• I••• independent RIA | $2.2B | +14% | 16 | $137M | 92% | 90% | 64 | 2 | |
| D•• M••••••• C•••••• L• asset manager | $2.2B | +52% | 0.0% | 1 | 4 | ||||
| C•••• H•••• C•••••• M••••••••• L•• other | $2.2B | +82% | 0.3% | 100% | 2 | 7 | |||
| H••• H•••• A•••• M••••••••• L•• asset manager | $2.2B | -15% | 0.0% | 2 | 4 | ||||
| T•• I••••••••• C•••••• C•••••• independent RIA | $2.2B | +19% | 7 | $312M | 96% | 100% | 57 | 1 | |
| O••• A••••••• L• other | $2.2B | +27% | 13% | 100% | 3 | 16 | |||
| E••• P•••••• A•••• M••••••••• L•• mixed wealth | $2.2B | +60% | 10 | $218M | 45% | 31% | 359 | 1 | |
| J••• R• M••• I••••••••• C•••••• I••• independent RIA | $2.2B | +5.9% | 3 | $727M | 97% | 99% | 87 | 1 | |
| P•••••• L••• P•••••••• L••••• asset manager | $2.2B | +7.7% | 0.0% | 2 | 12 | ||||
| C••••• C•••••• W••••• M••••••••• independent RIA | $2.2B | +9.2% | 17 | $128M | 97% | 93% | 51 | 17 | |
| C•• M•••••• L• asset manager | $2.2B | +43% | 0.0% | 2 | |||||
| B••• A•••• M••••••••• L•••••• other | $2.2B | -29% | 0.0% | 1 | |||||
| C•••••• C•••••• M••••••••• L• asset manager | $2.2B | +30% | 0.0% | 3 | 23 | ||||
| A••••• P••••••• asset manager | $2.2B | +87% | 0.0% | 1 | 16 | ||||
| S•••••••• I••••••••• G•••• L• asset manager | $2.2B | +23% | 0.0% | 1 | 2 | ||||
| M••••• I••••••••• S•••••••• L•• other | $2.2B | -0.0% | 0.0% | 1 | |||||
| S•••• I••••••••• C••••••••• independent RIA | $2.2B | +11% | 10 | $217M | 100% | 94% | 78 | 3 | |
| S•••••• B••••••••• L•• asset manager | $2.2B | +17% | 0.0% | 1 | 3 | ||||
| P••••••• P•••••• C••••••••• L•• institutional | $2.2B | +43% | 3 | $723M | 0.0% | 1 | |||
| R•••••••• T••••••••• A•••••••• L••• asset manager | $2.2B | +2.7% | 0.0% | 1 | 10 | ||||
| P•• P••••••• I•• independent RIA | $2.2B | +21% | 10 | $217M | 96% | 95% | 61 | 1 | |
| Z•••••••• I••••••••• G•••• independent RIA | $2.2B | +14% | 4 | $542M | 95% | 97% | 106 | 1 | |
| C•••••• S••••••••• M••••••••• I••• independent RIA | $2.2B | +19% | 96 | $22.5M | 64% | 60% | 33 | 38 | |
| S••••••• F•••• C••••••• E••••• I••••••••• M••••••••• C•••••• asset manager | $2.2B | -1.3% | 0.0% | 8 | |||||
| A••••• P••••••• G••••• I••• independent RIA | $2.2B | +14% | 15 | $144M | 92% | 98% | 20 | 3 | 5 |
| O•••••• W••••• A••••••• L•• independent RIA | $2.2B | +20% | 32 | $67.3M | 83% | 60% | 115 | 5 | |
| H••••••• F•••• asset manager | $2.2B | +19% | 58 | $37.1M | 0.0% | 1 | |||
| H•• C•••••• M••••••••• L••• asset manager | $2.2B | -33% | 0.0% | 1 | 2 | ||||
| M••••••• C•••••• P••••••• L• asset manager | $2.2B | +74% | 0.0% | 2 | 1 | ||||
| G•••••••• C•••••• M••••••••• L• asset manager | $2.2B | +43% | 0.0% | 3 | 1 | ||||
| O••• B•••••••• M••••••••• •••• L•• asset manager | $2.1B | +121% | 0.0% | 4 | 14 | ||||
| E••••• P•••••• W•••••• L•• independent RIA | $2.1B | 18 | $119M | 100% | 82% | 38 | 2 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.