DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FCI ADVISORS other | $1.5B | -91% | 8 | $184M | 11% | 21% | 56 | 1 | |
| VANTAGE INFRASTRUCTURE (USA) INC. asset manager | $1.5B | +281% | 0.0% | 1 | 1 | ||||
| CJM WEALTH ADVISERS, LTD. independent RIA | $1.5B | +14% | 12 | $122M | 98% | 69% | 72 | 10 | |
| C•••••• P•••• W••••• M••••••••• L•• independent RIA | $1.5B | +37% | 4 | $366M | 97% | 99% | 44 | 2 | 3 |
| D••••• C•••••• L• asset manager | $1.5B | +6.5% | 0.0% | 1 | 2 | ||||
| A••••••• W••••• L•• independent RIA | $1.5B | +78% | 7 | $209M | 84% | 98% | 30 | 1 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $1.5B | +44% | 14 | $104M | 100% | 96% | 38 | 2 | |
| R•••• C••••• C•••••• M••••••••• L•• asset manager | $1.5B | +10% | 0.0% | 3 | 7 | ||||
| T••• T••• M••••••••• L• asset manager | $1.5B | -80% | 2 | $730M | 0.0% | 1 | 1 | ||
| M••••• W••••• A•••••••• L•• independent RIA | $1.5B | +17% | 8 | $182M | 84% | 82% | 125 | 1 | |
| A••• M••••••••• asset manager | $1.5B | +145% | 0.0% | 3 | 7 | ||||
| B••••••••• asset manager | $1.5B | +73% | 0.9% | 100% | 1 | 10 | |||
| F•••• F•••••••• independent RIA | $1.5B | +21% | 15 | $97.2M | 100% | 56% | 312 | 2 | |
| C••••••• P•••••• A•••••••• L•• asset manager | $1.5B | +15% | 0.0% | 100% | 1 | 11 | |||
| K•• R••••••••• A•••••• L•• asset manager | $1.5B | +16% | 0.0% | 6 | |||||
| R•••••• W••••• A•••••••• I••• independent RIA | $1.5B | -21% | 43 | $33.9M | 95% | 26% | 73 | 34 | |
| M•••••• A•••• A•••••••• I••• independent RIA | $1.5B | +12% | 5 | $291M | 70% | 92% | 142 | 7 | |
| T••• E••• L•• asset manager | $1.5B | +373% | 0.0% | 1 | |||||
| S•••• T••• A••••••• L•• independent RIA | $1.5B | +42% | 20 | $72.7M | 80% | 100% | 2 | 4 | 2 |
| E•••••• C•••••• asset manager | $1.5B | +361% | 0.0% | 4 | |||||
| A••••• P•••••• W••••• independent RIA | $1.5B | +18% | 4 | $363M | 95% | 99% | 66 | 3 | |
| I•••••••• L•• other | $1.5B | +17% | 7 | $208M | 17% | 82% | 26 | 1 | |
| N••••••• I••••••••• P•••••••• L••• institutional | $1.5B | +22% | 2 | $725M | 37% | 100% | 2 | 3 | |
| K•••••• F•••••••• A••••••• S••••••• independent RIA | $1.5B | +339% | 25 | $58.0M | 89% | 42% | 200 | 9 | |
| T•••••• C•••••• P••••••• L•• asset manager | $1.4B | +17% | 0.0% | 1 | 16 | ||||
| C•••••• C•••••• M••••••••• L•• asset manager | $1.4B | +0.6% | 0.0% | 3 | 7 | ||||
| C••• S••••• P••••••• A•••• M••••••••• independent RIA | $1.4B | -2.9% | 6 | $241M | 88% | 78% | 301 | 3 | |
| V••••• W••••• S••••••••• L•• independent RIA | $1.4B | +20% | 23 | $62.9M | 94% | 36% | 172 | 22 | |
| B•••••• C•••••• M••••••••• L• asset manager | $1.4B | +28% | 0.0% | 2 | 2 | ||||
| A•••••• F••••••••• L•• independent RIA | $1.4B | +63% | 20 | $72.4M | 100% | 79% | 63 | 7 | |
| A••• B••••• G•••• ••• L•• asset manager | $1.4B | +25% | 0.0% | 6 | 8 | ||||
| L••••• S••••••••• L•• asset manager | $1.4B | +52% | 2 | $723M | 0.0% | 3 | 2 | ||
| H•••• G••••• P•••••••• L•• institutional | $1.4B | +21% | 1 | $1.4B | 0.0% | 1 | 1 | ||
| F••• P••••• C•••••• L•• asset manager | $1.4B | +18% | 0.0% | 4 | 14 | ||||
| D••••• A•••• M••••••••• other | $1.4B | +12% | 1.0% | 100% | 1 | 2 | |||
| R••••• A••••••• L•• asset manager | $1.4B | +59% | 0.0% | 2 | 4 | ||||
| P•••••• C•••••• M••••••••• independent RIA | $1.4B | +7.3% | 10 | $144M | 65% | 98% | 43 | 2 | 7 |
| F•••• I••••••••• A•••••••• L•• asset manager | $1.4B | +21% | 0.0% | 4 | 2 | ||||
| B••• P•••• C•••••• P••••••• L•• asset manager | $1.4B | -26% | 0.0% | 2 | 13 | ||||
| N•••••••• F•••••••• G••••• I••• institutional | $1.4B | +20% | 1 | $1.4B | 37% | 72% | 553 | 3 | 4 |
| D••••••• W••••• A••••••• independent RIA | $1.4B | +9.1% | 9 | $160M | 100% | 98% | 32 | 1 | |
| C••••••• N••••• A•••• M••••••••• I•• independent RIA | $1.4B | +12% | 4 | $361M | 75% | 58% | 356 | 1 | |
| F••••• F••••• W•••••• L•• independent RIA | $1.4B | +20% | 5 | $288M | 95% | 92% | 72 | 1 | |
| S••••••••• P•••••• C•••••• L•• independent RIA | $1.4B | +28% | 9 | $160M | 84% | 95% | 147 | 3 | |
| M• C•••••• M••••••••• I••• independent RIA | $1.4B | +13% | 8 | $180M | 69% | 95% | 56 | 2 | |
| T••••••• M••••••••• L•• asset manager | $1.4B | -24% | 0.0% | 3 | 11 | ||||
| P•••••••• W••••• P••••••• independent RIA | $1.4B | +15% | 19 | $75.7M | 91% | 76% | 65 | 8 | |
| I•••••• P•••••••• L•• independent RIA | $1.4B | +11% | 9 | $160M | 89% | 89% | 40 | 1 | |
| C•••••••• C•••••• L• asset manager | $1.4B | +20% | 0.0% | 1 | 1 | ||||
| G••••••••• A••••••••• F•••••• C••••••• L•• institutional | $1.4B | 0.0% | 1 | ||||||
| P••••••• I••••••••• L•• independent RIA | $1.4B | +10% | 5 | $288M | 63% | 98% | 40 | 1 | 2 |
| M•• P••••••• asset manager | $1.4B | +4.1% | 0.0% | 2 | 11 | ||||
| I•••••••• F•••••••• institutional | $1.4B | +18% | 1 | $1.4B | 0.0% | 3 | |||
| S••••••• C•••••• P••••••• asset manager | $1.4B | +18% | 0.0% | 1 | |||||
| T•••• R••• A•••••••• L•• asset manager | $1.4B | +23% | 0.0% | 1 | 7 | ||||
| B•• C••••• A••••••• independent RIA | $1.4B | +34% | 29 | $49.5M | 97% | 61% | 91 | 17 | |
| N••••• A••••••••• I••••••••• L•• other | $1.4B | +4.8% | 0.0% | 1 | 3 | ||||
| S••••• I••••••••• M••••••••• L••••• other | $1.4B | +2.2% | 0.0% | 1 | |||||
| J•• W••••• M••••••••• L•• independent RIA | $1.4B | +19% | 18 | $79.5M | 94% | 86% | 43 | 2 | |
| P••••••• W••••• G••••• L•• independent RIA | $1.4B | +27% | 56 | $25.6M | 86% | 33% | 112 | 43 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.