DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| STONE POINT CAPITAL LLC asset manager | $68B | +19% | 0.0% | 3 | 59 | ||||
| BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC asset manager | $67B | +71% | 0.0% | 7 | 162 | ||||
| WALTER SCOTT & PARTNERS LIMITED other | $67B | -15% | 1 | $67B | 0.0% | 2 | |||
| A•••• S••••• P•••••••• L•• asset manager | $66B | +7.9% | 0.0% | 9 | 327 | ||||
| B••••••••• P••••• S••••••••• G•••• L•• institutional | $66B | +38% | 0.9% | 71% | 4 | ||||
| T••••••••• A•••• M••••••••• I••• asset manager | $66B | +1.2% | 1 | $66B | 0.0% | 1 | |||
| W•••••• B•••• I••••••••• M••••••••• L•• other | $66B | -8.4% | 0.0% | 100% | 4 | 9 | |||
| B••••••••• G••••• I••••••••• M••••••••• L•• other | $65B | -1.5% | 7 | $9.3B | 0.5% | 26% | 108 | 2 | |
| A••• B••••• A•• A••••••••• institutional | $65B | +9.6% | 0.0% | 1 | |||||
| B••• O•• C••••• A••••••• L•• asset manager | $65B | +14% | 0.0% | 9 | 20 | ||||
| O•••• P•••••••• S••••••••• L•• BD affiliated | $65B | +12% | 199 | $326M | 60% | 50% | 932 | 2 | |
| G•• P••••••• L• asset manager | $65B | +56% | 0.0% | 1 | 6 | ||||
| W•••••• B•••• • C•••••• L••••• BD affiliated | $64B | +10% | 328 | $196M | 82% | 86% | 108 | 12 | 21 |
| B•••••• A•••• M••••••••• L•• asset manager | $64B | +43% | 0.0% | 4 | 23 | ||||
| T••••• W••••• I••••••••• S•••••••• I••• institutional | $63B | 5 | $13B | 0.0% | 15 | 11 | |||
| C••••••• C•••••• M••••••••• L•• asset manager | $62B | +46% | 0.7% | 74% | 3 | 11 | |||
| C•• C••••• P•••••••• L•• asset manager | $62B | +42% | 0.0% | 1 | 85 | ||||
| D••••••••• I••••••••• M••••••••• L•• asset manager | $61B | +19% | 0.0% | 10 | 59 | ||||
| Q•••••••• C•••••• M••••••••• L• independent RIA | $61B | +325% | 99% | 100% | 2 | ||||
| E•••• A•••• M••••••••• I•• mixed wealth | $61B | +74% | 1 | $61B | 34% | 35% | 28,045 | 5 | |
| I• S•••••• C•••••• A••••••• ••• L•• asset manager | $60B | +0.0% | 0.0% | 9 | 123 | ||||
| A••••••• B••••• A•••••••• I••• other | $60B | +1.9% | 16 | $3.7B | 0.0% | 1 | |||
| L•• C•••••• P••••••• •••• I••• asset manager | $60B | +8.8% | 0.0% | 8 | 1 | ||||
| M•• P•••••••• I••• asset manager | $60B | +33% | 8 | $7.4B | 0.0% | 122 | 4 | 15 | |
| V••• I••••••••• L•• asset manager | $59B | +7.4% | 3 | $20B | 0.0% | 1 | |||
| V•••• E••••• P••••••• asset manager | $59B | +127% | 0.0% | 6 | 54 | ||||
| N••••• I••••••••• M••••••••• N•••• A•••••• asset manager | $59B | +25% | 11 | $5.4B | 0.0% | 4 | |||
| B••••• H••••• G••••• I•••••••• other | $59B | +11% | 27 | $2.2B | 0.0% | 100% | 0 | 1 | 5 |
| M••••••• W••• N•••• A•••••• L••• asset manager | $59B | +51% | 0.0% | 3 | 14 | ||||
| B••••••••• P•••••• C••••• S••••••••• L•• asset manager | $58B | +105% | 1.9% | 100% | 14 | 54 | |||
| A•••••••• U• H•••••••• L•• asset manager | $58B | +22% | 0.0% | 6 | 110 | ||||
| M•• S•••••••• L•••••• asset manager | $58B | +31% | 0.0% | 1 | 17 | ||||
| B•••• B••••••• H••••••• C••••• P•••••••• L•• other | $57B | 0.0% | 2 | 9 | |||||
| I•• C••••••• L•• independent RIA | $57B | +60% | 198 | $287M | 100% | 100% | 20 | ||
| T•••••• C•••••• M••••••••• L• asset manager | $56B | +41% | 0.0% | 3 | 2 | ||||
| U•• A••••••• institutional | $56B | +15% | 71 | $793M | 0.0% | 14 | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | $56B | +19% | 2,412 | $23.2M | 74% | 77% | 24 | 595 | |
| C•••••••• A•••• M••••••••• L•• other | $56B | +18% | 0.0% | 5 | 48 | ||||
| S••••• W••••• M••••••••• independent RIA | $56B | +71% | 401 | $139M | 88% | 68% | 58 | 66 | |
| R••••••• A•••• M••••••••• L•• asset manager | $55B | +17% | 1 | $55B | 0.0% | 3 | |||
| T• A••••••••• asset manager | $55B | +2.7% | 1 | $55B | 0.0% | 3 | 30 | ||
| B••••• P••••• A•••••••• L•• independent RIA | $55B | +38% | 471 | $117M | 90% | 88% | 63 | 90 | 5 |
| T•••••••• I••••••••• M••••••••• I•• asset manager | $54B | +20% | 42 | $1.3B | 2.3% | 31% | 12 | 1 | 2 |
| B••••••••• C•••••• A••••••• I•• independent RIA | $54B | +6.5% | 29 | $1.9B | 63% | 86% | 564 | 2 | |
| P•••••••• A•••• M••••••••• I••• asset manager | $54B | +6.6% | 0.0% | 1 | 2 | ||||
| V•••••• C•••••• F••• M••••••••• L••••• asset manager | $54B | +38% | 0.0% | 1 | 35 | ||||
| S• I••••••••• A••••••• ••• I••• asset manager | $53B | -1.0% | 0.0% | 11 | 1 | ||||
| F•••• S•••••• I•••••••• other | $53B | -20% | 0.0% | 3 | |||||
| M••••••••• I••••••••• asset manager | $53B | +5.2% | 23 | $2.3B | 0.0% | 10 | |||
| G••• I••••••••• M••••••••• L•• independent RIA | $53B | -0.3% | 8 | $6.6B | 77% | 100% | 5,969 | 1 | 3 |
| S••••••• C•••••• L• asset manager | $53B | +19% | 0.0% | 3 | 98 | ||||
| A•••• A•••• M••••••••• U• P•• other | $53B | +21% | 0.0% | 2 | |||||
| C••••••• S•••••••• S•••••••• other | $52B | +6.4% | 0.0% | 1 | |||||
| W•••••• C•••••• L•• asset manager | $52B | +10% | 0.0% | 9 | 5 | ||||
| M•• C•••••• M••••••••• L•• independent RIA | $52B | +76% | 306 | $170M | 66% | 81% | 51 | 30 | |
| F••••••• C•••••• M••••••••• L••••• asset manager | $52B | +7.9% | 0.0% | 2 | 48 | ||||
| C•••••• I••••••••• I••• other | $52B | +8.7% | 0.0% | 5 | 3 | ||||
| V••• F•••••••• L•• asset manager | $52B | +32% | 14 | $3.7B | 0.0% | 1 | |||
| V••••• I••••••••• A•••••••• L•• asset manager | $52B | -4.1% | 73 | $709M | 0.0% | 3 | |||
| B••••••••• L••••• C••••• A••••••• I• L•• institutional | $52B | +33% | 2.0% | 100% | 6 | 5 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.