DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ROOT FINANCIAL PARTNERS independent RIA | $2.1B | +94% | 63 | $34.1M | 100% | 96% | 14 | 2 | |
| PRIVATE ADVISORY independent RIA | $2.1B | +28% | 18 | $119M | 98% | 84% | 51 | 2 | |
| MERRICKS CAPITAL PTY LTD asset manager | $2.1B | +19% | 0.0% | 1 | |||||
| E•••• F•••••••• G••••• L•• independent RIA | $2.1B | +36% | 34 | $63.1M | 77% | 78% | 50 | 10 | |
| F•••••••• M••••••••• N•••••• I•• independent RIA | $2.1B | +22% | 21 | $102M | 71% | 83% | 66 | 3 | |
| T••••••• A•••••••• L•• asset manager | $2.1B | +6.0% | 0.0% | 2 | 8 | ||||
| R•• R••••• A••••••• L•• asset manager | $2.1B | +24% | 0.0% | 4 | 8 | ||||
| V•• H••••• F•••••••• A••••••• independent RIA | $2.1B | +15% | 19 | $113M | 81% | 78% | 73 | 3 | |
| C•••••••• P•••••••• L•• independent RIA | $2.1B | 10 | $214M | 76% | 100% | 1 | |||
| F•••••••• C•••••• M••••••••• L••••• asset manager | $2.1B | +29% | 4.9% | 100% | 1 | ||||
| N••••••• C••••••• L• asset manager | $2.1B | -3.8% | 0.0% | 1 | 9 | ||||
| R• M••••••••• L•• asset manager | $2.1B | -88% | 0.0% | 1 | 1 | ||||
| K•••••••• A•••••••• L•• asset manager | $2.1B | +2.9% | 0.0% | 2 | 13 | ||||
| N•• I••••••••• L•• mixed wealth | $2.1B | +5.0% | 2 | $1.1B | 24% | 100% | 1 | 6 | |
| P••••••• A••••••• independent RIA | $2.1B | +10% | 20 | $107M | 98% | 92% | 53 | 7 | |
| I•••••••• G••••• P••••••• I•• other | $2.1B | -89% | 0.0% | 2 | |||||
| N••• C•••••• M••••••••• L•• independent RIA | $2.1B | +20% | 10 | $214M | 79% | 98% | 26 | 6 | |
| F••••••••• C•••••• M••••••••• L• asset manager | $2.1B | +11% | 0.0% | 1 | 1 | ||||
| G•• S•••••••• P••• L•••••• other | $2.1B | -10% | 0.0% | 1 | |||||
| L••••• R••••••••• A••••••• institutional | $2.1B | +9.1% | 11 | $194M | 0.0% | 2 | |||
| O•••••• C•••••• M••••••••• C••• institutional | $2.1B | +35% | 8 | $266M | 8.2% | 94% | 7 | 7 | |
| R•••••••• C••••••• L•• independent RIA | $2.1B | +13% | 5 | $425M | 91% | 97% | 109 | 1 | |
| S•• C•••••• M••••••••• L••• asset manager | $2.1B | -13% | 0.0% | 2 | 3 | ||||
| S•••• A•••• M••••••••• K•••• C••• L••• institutional | $2.1B | 0.0% | 1 | ||||||
| D••••••••• E•• A•••••• L• asset manager | $2.1B | +55% | 0.0% | 2 | |||||
| O•••••• I••••••••• S••••••• I•• mixed wealth | $2.1B | +15% | 4 | $530M | 23% | 100% | 1 | 10 | |
| T•••• A••• C•••••• asset manager | $2.1B | +13% | 0.0% | 1 | 7 | ||||
| E••••••••• C•••••• asset manager | $2.1B | -9.4% | 0.0% | 1 | 14 | ||||
| W••••••• C•••••• M••••••••• L•• asset manager | $2.1B | +2.0% | 0.0% | 1 | 3 | ||||
| V••••••• C•••••• A••••••• L•• institutional | $2.1B | +59% | 0.0% | 1 | 1 | ||||
| S••••••• E••••• M••••••••• L•• independent RIA | $2.1B | +13% | 7 | $302M | 54% | 65% | 120 | 1 | |
| B••• S•••• A•••• M••••••••• P•••••• L•••••• asset manager | $2.1B | +62% | 0.0% | 1 | 1 | ||||
| N•• E•••••• R••••••••• C••••••••• L•• institutional | $2.1B | +9.2% | 4 | $528M | 0.0% | 1 | |||
| V••••••••• A••••••• S••••••• BD affiliated | $2.1B | +30% | 166 | $12.7M | 96% | 46% | 37 | 44 | |
| D••••••••• C•••••• P••••••• L•• asset manager | $2.1B | -6.2% | 0.0% | 1 | |||||
| G••••••• P••••••• L• asset manager | $2.1B | -9.2% | 0.0% | 2 | |||||
| A••••••• C•••••• M••••••••• I•• mixed wealth | $2.1B | +8.5% | 3 | $704M | 42% | 100% | 1 | ||
| G•••••• C•••••• P••••••• asset manager | $2.1B | +37% | 0.0% | 2 | 17 | ||||
| E•••• F•••••••• P•••••••• I••• independent RIA | $2.1B | +5.1% | 13 | $162M | 95% | 97% | 44 | 1 | |
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | $2.1B | +22% | 1,119 | $1.9M | 98% | 20% | 38 | 261 | |
| F•••••••• A•••••••• I••• institutional | $2.1B | +22% | 3 | $702M | 9.4% | 89% | 36 | 1 | |
| T•• W••••• A•••••••• L•• independent RIA | $2.1B | +10% | 12 | $175M | 90% | 88% | 95 | 3 | |
| N••• F•••••• I••••••••• S•••••••• L•• BD affiliated | $2.1B | +23% | 161 | $13.0M | 100% | 20% | 46 | 79 | |
| B••• G••••• C••••••• L•• other | $2.1B | +80% | 0.0% | 1 | 1 | ||||
| A••••••• A•••• M••••••••• I••• independent RIA | $2.1B | +20% | 12 | $175M | 93% | 99% | 74 | 2 | |
| L••• R•••• E••••• P••••••• asset manager | $2.1B | +8.6% | 0.0% | 1 | 14 | ||||
| Q••••••• P•••••• W••••• M••••••••• L•• independent RIA | $2.1B | +16% | 12 | $175M | 99% | 93% | 73 | 1 | |
| A••••• A••••••••• M••••••••• I••• asset manager | $2.1B | -11% | 0.0% | 1 | 9 | ||||
| A••••••• I••••••••• A•••••••• L•• independent RIA | $2.1B | +138% | 47 | $44.6M | 95% | 74% | 57 | 29 | |
| S••••••• B•• asset manager | $2.1B | -1.2% | 1 | $2.1B | 0.0% | 3 | 1 | ||
| E•••••• M••••• F••• A••••••• T•••• asset manager | $2.1B | +25% | 3 | $696M | 0.0% | 2 | |||
| A•••• H••••••• • C•••••••• independent RIA | $2.1B | +19% | 6 | $348M | 90% | 96% | 127 | 1 | |
| C••••••• C•••••• M••••••••• L•• institutional | $2.1B | +7.8% | 5 | $417M | 0.0% | 2 | |||
| F•••• H•••••••• C••••••••• I••• BD affiliated | $2.1B | +18% | 99 | $21.1M | 90% | 29% | 64 | 72 | |
| G•••••••• P••••••• asset manager | $2.1B | +1.7% | 0.0% | 2 | 7 | ||||
| N•••••• C•••••• M••••••••• mixed wealth | $2.1B | +18% | 11 | $189M | 46% | 94% | 30 | 1 | |
| S•••••• I••••••••• • G••••• D• R••••••• L•••• asset manager | $2.1B | +47% | 0.0% | 1 | 4 | ||||
| C•••••• C•••••• P••••••• asset manager | $2.1B | +27% | 0.0% | 2 | 31 | ||||
| A••• M••••••••• L•• asset manager | $2.1B | +66% | 0.0% | 29 | 1 | ||||
| Z•••••• A••••••• L•• asset manager | $2.1B | 0.0% | 1 | 58 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.