DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SYRIOS WEALTH MANAGEMENT GROUP independent RIA | $425M | +5.1% | 2 | $212M | 73% | 89% | 69 | 1 | |
| MASCAGNI WEALTH MANAGEMENT, INC. independent RIA | $425M | +16% | 3 | $142M | 97% | 63% | 237 | 1 | |
| SINDIA CAPITAL ADVISERS, LLC other | $423M | +1.0% | 1 | $423M | 4.4% | 93% | 8 | 1 | |
| Z•••••• E••••• L•• asset manager | $423M | +3.1% | 1 | $423M | 0.0% | 1 | 5 | ||
| M••••••• A•••• M••••••••• I••• independent RIA | $422M | +12% | 2 | $211M | 100% | 89% | 109 | 1 | |
| C••••••• P••• C•••••• L•• independent RIA | $422M | +15% | 3 | $141M | 96% | 95% | 48 | 1 | |
| A••••••• I••••••••• asset manager | $421M | +17% | 1 | $421M | 0.0% | 2 | |||
| G•••••• C•••••• A•••••••• L•• independent RIA | $420M | +12% | 2 | $210M | 96% | 72% | 272 | 1 | |
| P•••• B••••• C••••••• L•• independent RIA | $420M | +8.3% | 1 | $420M | 56% | 100% | 1 | 9 | |
| S••••• O•• A••••••• G•••• independent RIA | $419M | +13% | 3 | $140M | 98% | 92% | 63 | 1 | |
| O•• O•• C•••••• M••••••••• L•• independent RIA | $419M | -6.4% | 3 | $140M | 57% | 63% | 125 | 1 | 3 |
| Q•••••• P•••••• W•••••• L•• independent RIA | $418M | +11% | 1 | $418M | 99% | 97% | 90 | 2 | |
| F•••• I••••••••• M••••••••• independent RIA | $418M | +3.3% | 3 | $139M | 98% | 92% | 57 | 1 | |
| F••••••• W••••• P••••••• L•• independent RIA | $418M | +80% | 3 | $139M | 100% | 100% | 1 | ||
| J•••••• W••••• M••••••••• L•• independent RIA | $417M | +4.4% | 3 | $139M | 95% | 98% | 31 | 1 | |
| S•••••••• A•••• M••••••••• G•••• A••••••• independent RIA | $416M | +11% | 3 | $139M | 99% | 90% | 41 | 1 | |
| C••••••••• C••••••• L•• asset manager | $416M | 1 | $416M | 0.0% | 5 | 17 | |||
| B••• A••••••••• I•• independent RIA | $416M | +8.2% | 3 | $139M | 95% | 92% | 60 | 1 | 1 |
| J•••••• N• M•••••• C•• L•• independent RIA | $416M | +9.3% | 3 | $139M | 99% | 95% | 59 | 1 | |
| M••••••• C••••••••• G••••• L•• independent RIA | $416M | -5.8% | 3 | $139M | 98% | 81% | 112 | 1 | |
| F••••••• P•••••• W••••• L•• independent RIA | $415M | +23% | 2 | $208M | 100% | 97% | 61 | 1 | |
| G••••• A•••• M••••••••• C••••••••• independent RIA | $414M | +2.4% | 1 | $414M | 89% | 98% | 112 | 1 | |
| W•••••••• P•••••• W••••• independent RIA | $414M | +37% | 3 | $138M | 100% | 92% | 48 | 1 | |
| C•••••••• G•••• independent RIA | $414M | +18% | 2 | $207M | 53% | 100% | 19 | 1 | 23 |
| T•• B••••• • C•••••• independent RIA | $413M | +19% | 2 | $207M | 100% | 86% | 192 | 1 | |
| G•••• S••••• F••••••••• L•• independent RIA | $413M | +14% | 2 | $207M | 100% | 88% | 146 | 1 | |
| L••••••• A••••••• I•• independent RIA | $412M | +7.0% | 3 | $137M | 96% | 82% | 69 | 1 | |
| B•• H••••• W••••• M••••••••• L•• independent RIA | $412M | +22% | 3 | $137M | 99% | 76% | 132 | 1 | |
| M•• L•••• • A••••••••• independent RIA | $412M | +9.8% | 2 | $206M | 98% | 90% | 85 | 1 | |
| E•••••• P•••••• W••••• independent RIA | $411M | +34% | 2 | $205M | 100% | 99% | 45 | 1 | |
| P••••• C•••••• M••••••••• L•• asset manager | $410M | 1 | $410M | 0.0% | 1 | 1 | |||
| L•••••• C•••••• independent RIA | $410M | +34% | 2 | $205M | 79% | 100% | 1 | 5 | |
| B•••••••• independent RIA | $410M | -7.3% | 3 | $137M | 100% | 32% | 357 | 1 | |
| T••• F•••••••• G•••• independent RIA | $409M | +18% | 2 | $205M | 100% | 59% | 334 | 1 | |
| N••••••• other | $408M | +16% | 1 | $408M | 10% | 98% | 1 | ||
| N••••••• L•• independent RIA | $408M | +19% | 2 | $204M | 99% | 92% | 78 | 1 | |
| M••• A•••• M••••••••• L•• institutional | $408M | 1 | $408M | 0.0% | 1 | ||||
| J••• P•••••• C•••••• M••••••••• L•• independent RIA | $407M | +223% | 3 | $136M | 100% | 93% | 45 | 1 | |
| F•••• F•••• M••••••••• independent RIA | $407M | +8.4% | 2 | $203M | 100% | 100% | 1 | ||
| K••••••• F•••••••• P•••••••• I•• independent RIA | $407M | +7.8% | 1 | $407M | 100% | 96% | 117 | 1 | |
| T••••••• W••••• M••••••••• L•• independent RIA | $407M | +16% | 3 | $136M | 79% | 85% | 95 | 1 | |
| C•••••• C•••••• A•••••••• L•• independent RIA | $406M | +25% | 2 | $203M | 89% | 99% | 32 | 1 | |
| B••••••• O••• C•••••• M••••••••• L•• independent RIA | $406M | +10% | 2 | $203M | 96% | 95% | 77 | 1 | |
| C••• W••••• M••••••••• I••• independent RIA | $405M | +17% | 3 | $135M | 96% | 83% | 93 | 1 | |
| L••• A•••• M••••••••• L•• asset manager | $405M | +48% | 1 | $405M | 0.0% | 2 | 59 | ||
| A•••••••• R••••••• A••••••• I•• independent RIA | $404M | +11% | 2 | $202M | 100% | 95% | 69 | 1 | |
| L••••• I••••••••• P•••••••• L•• independent RIA | $403M | +27% | 3 | $134M | 98% | 94% | 72 | 1 | |
| B•••• D••••• • A••••••••• I••• independent RIA | $403M | +0.4% | 2 | $202M | 85% | 96% | 105 | 1 | |
| H•••• J•••• I••••••••• M••••••••• I••• institutional | $402M | +9.0% | 1 | $402M | 3.5% | 95% | 52 | 1 | |
| L•••••• F•••••••• P•••••••• L•• independent RIA | $401M | +24% | 3 | $134M | 100% | 96% | 80 | 1 | |
| H••• C•••••• M••••••••• independent RIA | $401M | +97% | 1 | $401M | 100% | 99% | 52 | 1 | |
| T••••• W••••• independent RIA | $400M | 3 | $133M | 100% | 79% | 99 | 1 | ||
| S•••••• A•••••••• L•• independent RIA | $400M | +22% | 2 | $200M | 90% | 72% | 70 | 1 | |
| S••••• F•••••••• M••••••••• independent RIA | $400M | +27% | 2 | $200M | 100% | 51% | 292 | 1 | |
| S••••• B•••• F•••••••• L•• independent RIA | $399M | 3 | $133M | 98% | 12% | 76 | 1 | ||
| L•••••••• W••••• M••••••••• L•• independent RIA | $398M | +41% | 1 | $398M | 100% | 97% | 140 | 1 | |
| P••••••••• C•••••• M••••••••• C•••• independent RIA | $398M | +61% | 2 | $199M | 99% | 93% | 134 | 1 | |
| O••• C•••••• independent RIA | $398M | +10% | 1 | $398M | 100% | 81% | 158 | 1 | |
| W••• F•••••••• G•••• independent RIA | $397M | +7.0% | 3 | $132M | 100% | 5.9% | 224 | 1 | |
| L•• C•••••• M••••••••• L•• other | $397M | -11% | 1 | $397M | 16% | 100% | 4 | 1 |
3,948 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.