DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SCHAPER BENZ & WISE INVESTMENT COUNSEL INC independent RIA | $1.8B | +12% | 12 | $147M | 97% | 98% | 32 | 1 | |
| OPTI CAPITAL MANAGEMENT LP asset manager | $1.8B | -30% | 0.0% | 1 | 1 | ||||
| OFS CAPITAL MANAGEMENT, LLC asset manager | $1.8B | -8.5% | 0.0% | 3 | |||||
| A••••••••• I••••••••• M••••••••• L•• asset manager | $1.8B | +5.5% | 0.0% | 1 | 23 | ||||
| I••••••• I••••••••• C••••••• L•• independent RIA | $1.8B | +16% | 13 | $135M | 90% | 87% | 42 | 1 | |
| R••••••• C•••••• F•••• asset manager | $1.8B | -4.2% | 0.0% | 4 | 12 | ||||
| T•••• E•••••• A•••• M••••••••• L• asset manager | $1.8B | +87% | 0.0% | 1 | 1 | ||||
| P•••• C•••••• M••••••••• I••• other | $1.8B | +44% | 0.8% | 100% | 1 | ||||
| Q•••••• A••••••• P•••••• L•••••• institutional | $1.8B | +14% | 0.3% | 1 | 1 | ||||
| G•• I••••••••• C•••••• mixed wealth | $1.8B | +8.2% | 38% | 84% | 1 | ||||
| G•• C•••••• P••••••• asset manager | $1.8B | -21% | 0.0% | 3 | 23 | ||||
| Y•••• P••••••• M••••••••• L••••• asset manager | $1.8B | -14% | 0.0% | 3 | 17 | ||||
| M•••• C•••••• M••••••••• L•• asset manager | $1.8B | +36% | 0.0% | 1 | 2 | ||||
| C•••• C•••••• L•• asset manager | $1.8B | +50% | 0.0% | 1 | 1 | ||||
| N•• I••••••••• M••••••••• asset manager | $1.8B | +19% | 1 | $1.8B | 0.0% | 1 | 1 | ||
| C•••• C•••••• U• L• asset manager | $1.7B | +4.1% | 0.0% | 1 | |||||
| H•• A••••••• S••••••• L•• independent RIA | $1.7B | +18% | 68 | $25.7M | 95% | 8.2% | 203 | 51 | |
| I••••• F•••••••• independent RIA | $1.7B | +44% | 36 | $48.5M | 97% | 55% | 93 | 27 | |
| S•••• P••••••• asset manager | $1.7B | +0.1% | 0.0% | 1 | 5 | ||||
| F••••• I••••••••• A•••••• other | $1.7B | -11% | 2 | $873M | 0.0% | 1 | |||
| S•••••• P•••••• W••••• M••••••••• L•• independent RIA | $1.7B | +23% | 13 | $134M | 90% | 93% | 47 | 1 | |
| P•••••• H••••••••• P••••••• L•• asset manager | $1.7B | +43% | 0.0% | 1 | 1 | ||||
| S•••• C•••• P••••••• other | $1.7B | -3.5% | 0.0% | 1 | 1 | ||||
| A•••••• W••••• A••••••• independent RIA | $1.7B | +13% | 11 | $158M | 99% | 91% | 70 | 1 | |
| N•••••• V••••••• ••• L•• asset manager | $1.7B | +9.4% | 0.0% | 2 | |||||
| R••• H••• J•••• • A••••••••• L•• other | $1.7B | -2.0% | 5 | $348M | 20% | 29% | 42 | 2 | |
| A•••••••• C•••••• M••••••••• L•• asset manager | $1.7B | +30% | 0.0% | 2 | 3 | ||||
| E•••• C•••••• P•••••••• L••• asset manager | $1.7B | -1.6% | 0.0% | 7 | 9 | ||||
| B••• A•••••••• L• asset manager | $1.7B | +133% | 0.0% | 1 | |||||
| L••••• I••••••••• L•• other | $1.7B | +12% | 3 | $579M | 16% | 100% | 1 | 3 | |
| S••••• C•••• I••••••••• M••••••••• L•• asset manager | $1.7B | -27% | 0.0% | 1 | 9 | ||||
| M••••••• W••••• A•••••••• L•• independent RIA | $1.7B | +20% | 9 | $193M | 96% | 98% | 36 | 1 | |
| W•• A•••••••• I••• independent RIA | $1.7B | +17% | 11 | $158M | 99% | 92% | 66 | 5 | |
| A•••• V••••••• asset manager | $1.7B | +37% | 0.0% | 1 | 27 | ||||
| A•••••• H••••••••• P••••••• L•• asset manager | $1.7B | +6.8% | 1 | $1.7B | 0.0% | 2 | 8 | ||
| C••••• R••• C•••••• P•••••••• L• asset manager | $1.7B | +6.5% | 0.0% | 2 | 8 | ||||
| M•• A•••••• I• L•• asset manager | $1.7B | +10% | 0.0% | 1 | 2 | ||||
| L••• P••• P•••••••• L• asset manager | $1.7B | +30% | 0.0% | 3 | 10 | ||||
| R• I••••••••• M••••••••• L•• independent RIA | $1.7B | +18% | 13 | $133M | 85% | 93% | 58 | 1 | |
| C••••••••• C••••• A•••••••• L•• asset manager | $1.7B | -7.2% | 0.0% | 4 | 1 | ||||
| W•• A•••• M••••••••• L•• independent RIA | $1.7B | +19% | 29 | $59.6M | 98% | 50% | 112 | 3 | |
| A•• C•••••• A••••••• independent RIA | $1.7B | +17% | 14 | $123M | 80% | 99% | 9 | 1 | 1 |
| A••• I••••• A••••••• brokerage advisory | $1.7B | +24% | 82 | $21.1M | 100% | 4.9% | 1,015 | 3 | |
| E••••• C•••••• M••••••••• L• asset manager | $1.7B | +11% | 0.0% | 1 | 5 | ||||
| L•••••• W••••• M••••••••• L•• independent RIA | $1.7B | +17% | 25 | $69.0M | 97% | 77% | 60 | 9 | |
| P•••• C•••• C•••••• L• asset manager | $1.7B | +11% | 0.0% | 1 | 5 | ||||
| G••••• D•••••• C•••••• M••••••••• L• asset manager | $1.7B | -30% | 0.0% | 1 | 13 | ||||
| C••••••• F•••••••• P••••••• independent RIA | $1.7B | +69% | 11 | $157M | 92% | 100% | 4 | ||
| A••••••••• asset manager | $1.7B | +45% | 1 | $1.7B | 0.0% | 1 | |||
| G•••••••• G••••• E••••• M••••••••• C••••••• L••• asset manager | $1.7B | +12% | 0.0% | 1 | 5 | ||||
| W•••••• C•••••• L• asset manager | $1.7B | +32% | 0.0% | 2 | 13 | ||||
| R• C•••••• M••••••••• L•• asset manager | $1.7B | +22% | 0.0% | 1 | 3 | ||||
| N•••• G•••• independent RIA | $1.7B | +22% | 32 | $53.7M | 80% | 40% | 110 | 9 | |
| P•••••••• E••••• G•••• asset manager | $1.7B | +24% | 5 | $343M | 0.0% | 2 | 8 | ||
| S•••• A••••••• S•••••• ••• L•• asset manager | $1.7B | -55% | 0.0% | 5 | 6 | ||||
| G•• P••••••• L•• other | $1.7B | -18% | 11% | 100% | 1 | 1 | |||
| D••••••• A•••••••• L•• independent RIA | $1.7B | +17% | 1 | $1.7B | 82% | 100% | 3 | 1 | |
| O•••• F••• M••••••••• L•• asset manager | $1.7B | -4.8% | 0.0% | 2 | 5 | ||||
| A••••• A•••••••• I••• independent RIA | $1.7B | +17% | 12 | $143M | 58% | 73% | 118 | 2 | |
| I••••••• P•••••• W•••••• L•• independent RIA | $1.7B | +26% | 2 | $857M | 99% | 83% | 231 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.