DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
1,074 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SCHWALLIER WEALTH MANAGEMENT independent RIA | $197M | +15% | 4 | $49.3M | 96% | 54% | 73 | 1 | |
| GRAND CENTRAL INVESTMENT GROUP, LLC independent RIA | $196M | +50% | 3 | $65.4M | 95% | 86% | 76 | 1 | |
| BELLINGRATH WEALTH MANAGEMENT, L.L.C. independent RIA | $196M | 2 | $98.1M | 72% | 80% | 93 | 1 | ||
| I••••••••• W••••• A•••••••• L•• independent RIA | $195M | +29% | 4 | $48.8M | 100% | 80% | 64 | 1 | |
| A•••• F••••••••• I••• independent RIA | $195M | +22% | 12 | $16.2M | 100% | 54% | 24 | 2 | |
| F••••• F•••••••• W••••• M••••••••• G••••• L•• independent RIA | $193M | +4.9% | 2 | $96.7M | 100% | 76% | 109 | 2 | |
| J•••••• C•••••• A••••••• L•• independent RIA | $193M | +3.7% | 1 | $193M | 85% | 70% | 180 | 2 | |
| F•••••• W••••• M••••••••• independent RIA | $193M | +1.5% | 5 | $38.6M | 99% | 55% | 97 | 3 | |
| C•• A•••• M••••••••• I••• independent RIA | $192M | +40% | 4 | $48.1M | 81% | 92% | 20 | 1 | 1 |
| T•• A••••• C••••••••• G••••• L•• independent RIA | $192M | +24% | 2 | $96.1M | 100% | 12% | 58 | 3 | |
| S•••••••• A••••••• P••••••• independent RIA | $191M | 4 | $47.9M | 82% | 77% | 83 | 1 | ||
| S•••••• W••••• M••••••••• G•••• independent RIA | $191M | +23% | 2 | $95.7M | 100% | 83% | 76 | 1 | |
| G••••••• W••••• P•••••••• L•• independent RIA | $191M | +95% | 15 | $12.8M | 100% | 45% | 27 | 8 | |
| M•••• F•••••••• G••••• L••• independent RIA | $191M | +11% | 3 | $63.5M | 100% | 55% | 99 | 1 | |
| C••••••••• F•••••••• A•••••••• L•• independent RIA | $190M | +16% | 1 | $190M | 87% | 64% | 419 | 1 | |
| H••••••• M•••• • A••••••••• independent RIA | $189M | +13% | 2 | $94.4M | 91% | 74% | 83 | 1 | |
| V••• C•••••• M••••••••• L•• independent RIA | $188M | +24% | 2 | $94.2M | 88% | 81% | 83 | 1 | |
| P••••••• independent RIA | $188M | +2.9% | 5 | $37.6M | 62% | 100% | 1 | ||
| R••••••• I••••••••• A••••••• independent RIA | $188M | 3 | $62.6M | 99% | 49% | 236 | 1 | ||
| V•••• W••••• M••••••••• L•• independent RIA | $186M | +20% | 3 | $62.0M | 77% | 90% | 54 | 2 | |
| H•••••• C•••••• A••••••• L•• independent RIA | $185M | +39% | 6 | $30.9M | 95% | 57% | 61 | 2 | |
| S•••••••• L•• mixed wealth | $184M | 2 | $92.2M | 47% | 100% | 3 | |||
| L•••••••• C•••••• M••••••••• independent RIA | $184M | +15% | 1 | $184M | 77% | 88% | 182 | 1 | |
| A••••••••• W••••• A••••••• L•• independent RIA | $184M | +19% | 4 | $46.0M | 99% | 46% | 105 | 3 | |
| A••••••• F•••••••• P••••••• L•• independent RIA | $183M | 2 | $91.4M | 100% | 49% | 250 | 1 | ||
| C•••• • A••••••••• I••• BD affiliated | $181M | +21% | 33 | $5.5M | 90% | 61% | 10 | 10 | |
| W••••••• I••••••••• M••••••••• L•• independent RIA | $180M | +9.0% | 3 | $60.1M | 97% | 11% | 120 | 1 | |
| S••••••• F•••••••• G•••• independent RIA | $180M | +18% | 2 | $89.8M | 95% | 76% | 144 | 2 | |
| M••••••• P••••••• W••••• S••••••••• L•• independent RIA | $179M | +11% | 3 | $59.6M | 98% | 70% | 59 | 3 | |
| K••••••• F•••••••• R••••••••• L•• independent RIA | $179M | 4 | $44.6M | 100% | 86% | 25 | 1 | ||
| I•••• T••••••••• G•••• L•• other | $178M | +70% | 6 | $29.7M | 17% | 89% | 5 | 3 | |
| A••• J••• W••••• M••••••••• independent RIA | $178M | -1.7% | 1 | $178M | 100% | 95% | 73 | 1 | |
| T••••• W•••••• L•• independent RIA | $177M | +15% | 2 | $88.4M | 100% | 98% | 39 | 1 | |
| P••••••• F••••••••• I••• independent RIA | $176M | +40% | 6 | $29.3M | 100% | 61% | 51 | 2 | |
| H••• C•••••• G•••• independent RIA | $176M | +15% | 5 | $35.1M | 81% | 68% | 81 | 1 | |
| C••••••• I••••••••• F•••••••• G••••• L•• independent RIA | $175M | +28% | 5 | $34.9M | 97% | 47% | 77 | 3 | 1 |
| F••••• L••••• F•••••••• S••••••••• L•• independent RIA | $175M | +25% | 5 | $34.9M | 100% | 86% | 63 | 1 | |
| M•••• A••••••• L•• independent RIA | $174M | -5.7% | 62% | 100% | 1 | 8 | |||
| J••••• W••••• A•••••••• I••• independent RIA | $174M | +1.9% | 3 | $57.9M | 95% | 89% | 46 | 1 | |
| P•••• F•••••••• G•••• W••••• M••••••••• I••• independent RIA | $173M | +25% | 5 | $34.7M | 97% | 16% | 102 | 2 | |
| L•••••• F•••••••• S••••••• I••• independent RIA | $173M | +11% | 5 | $34.6M | 100% | 71% | 54 | 1 | |
| O••••• F•••••••• G••••• L•• independent RIA | $172M | +24% | 2 | $85.9M | 100% | 71% | 86 | 3 | |
| K••• W••••• M••••••••• L•• independent RIA | $172M | +14% | 1 | $172M | 100% | 90% | 133 | 1 | |
| E•••••••• W••••• M••••••••• I••• independent RIA | $172M | +28% | 6 | $28.6M | 100% | 47% | 49 | 4 | |
| B••• C•••••• independent RIA | $168M | +0.0% | 2 | $84.2M | 100% | 76% | 141 | 1 | |
| S••••••••• W••••• • T•• S•••••••• independent RIA | $168M | +9.4% | 3 | $56.1M | 100% | 48% | 103 | 1 | |
| R•••••• • A••••••••• W••••• M••••••••• independent RIA | $167M | +16% | 3 | $55.7M | 99% | 66% | 55 | 2 | |
| S•••• T•••• C•••••• A•••••••• L•• independent RIA | $167M | 2 | $83.6M | 100% | 100% | 1 | |||
| T•• I••••••••• A•••••••• L•• independent RIA | $167M | -85% | 6 | $27.9M | 93% | 65% | 40 | 3 | |
| G•••••••• I••••••••• A•••••••• L•• independent RIA | $167M | +10% | 5 | $33.4M | 92% | 70% | 30 | 1 | |
| A•• F•••••••• S••••••• independent RIA | $166M | -27% | 3 | $55.4M | 98% | 72% | 53 | 1 | |
| S•••••••• W••••• M••••••••• L•• independent RIA | $166M | 2 | $82.9M | 100% | 90% | 73 | 1 | ||
| M••••••• M••••• L•• independent RIA | $164M | +21% | 2 | $81.9M | 100% | 69% | 81 | 3 | |
| L••••••• W••••• M••••••••• G••••• I••• independent RIA | $163M | 2 | $81.5M | 89% | 34% | 140 | 1 | ||
| F••• F•••••••• M••••••••• independent RIA | $163M | +9.8% | 6 | $27.1M | 100% | 51% | 59 | 2 | |
| B••• • H••••• F•••••••• P•••••••• I••• independent RIA | $161M | +12% | 2 | $80.7M | 96% | 55% | 209 | 1 | |
| F••••• F•••••••• independent RIA | $161M | 3 | $53.8M | 100% | 94% | 27 | 3 | ||
| K•••• W••••• M••••••••• I••• independent RIA | $161M | +20% | 2 | $80.3M | 100% | 1 | |||
| R••• • P••••• F•••••••• S•••••••• L•• independent RIA | $160M | +8.9% | 3 | $53.2M | 96% | 62% | 176 | 1 | |
| W•••••••• A•••• M••••••••• independent RIA | $160M | +23% | 1 | $160M | 60% | 70% | 313 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.