DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PT ASSET MANAGEMENT, LLC asset manager | $11B | +18% | 10 | $1.1B | 0.0% | 4 | |||
| HECK CAPITAL ADVISORS, LLC other | $11B | +17% | 24 | $471M | 20% | 88% | 44 | 5 | |
| PARVUS ASSET MANAGEMENT JERSEY LIMITED other | $11B | 0.0% | 1 | 2 | |||||
| B•••••• I••••••••• M••••••••• I•• mixed wealth | $11B | +8.9% | 31 | $365M | 49% | 93% | 54 | 1 | |
| O•• W•••••• S••••• C•••••• M••••••••• L•• asset manager | $11B | +4.7% | 0.0% | 1 | 8 | ||||
| P•••••• W••••• M••••••••• L•• independent RIA | $11B | +30% | 94 | $120M | 82% | 80% | 58 | 42 | |
| G••••••••• C•••••••• F••••••• L•• asset manager | $11B | +25% | 0.0% | 4 | 18 | ||||
| O•••••• G••••• A•••• M••••••••• L•• asset manager | $11B | +13% | 0.0% | 1 | 8 | ||||
| V••••••• C•••••• M••••••••• L••• asset manager | $11B | -0.7% | 0.0% | 2 | 6 | ||||
| C••••••••• R••• • C•••••• other | $11B | +42% | 0.0% | 1 | 21 | ||||
| T••••••••• C•••••• P••••••• asset manager | $11B | +17% | 0.0% | 1 | 102 | ||||
| N•• M••••••• F•••••• A•••••••• L••••• asset manager | $11B | +11% | 0.0% | 9 | 7 | ||||
| C••••• C•••••• P•••••••• L••• other | $11B | +6.9% | 0.0% | 1 | 12 | ||||
| C••••• A•••• M••••••••• asset manager | $11B | +27% | 0.0% | 1 | 14 | ||||
| G••••• G••• C•••••• asset manager | $11B | +0.5% | 0.0% | 1 | 9 | ||||
| H•••••• other | $11B | +14% | 0.7% | 100% | 2 | ||||
| F••••• C•••••• M••••••••• L•• other | $11B | +0.7% | 0.0% | 1 | 1 | ||||
| S•••• P•••• C••••• A•••••• L•• asset manager | $11B | +38% | 0.0% | 3 | 23 | ||||
| F••••••••• M•• I••••• A•• asset manager | $11B | +3.4% | 1.0% | 28% | 1 | 1 | |||
| B•• M••••• E•• I••••••••• A••••••• L•• asset manager | $11B | +53% | 0.0% | 3 | |||||
| A••••• W••••• independent RIA | $11B | +107% | 96 | $115M | 95% | 90% | 85 | 38 | |
| P••• F•••••••• A•••••••• L•• independent RIA | $11B | +38% | 90 | $123M | 100% | 84% | 83 | 14 | |
| A•••• P••••••••• A•••••••• L•• independent RIA | $11B | +3.7% | 13 | $850M | 83% | 94% | 211 | 2 | |
| A••••••• W••••• A•••••• S•••••••• asset manager | $11B | +6.0% | 6 | $1.8B | 0.0% | 3 | |||
| U•• A•••• M••••••••• C••••• I••••••••• G•••• ••• L•• asset manager | $11B | +13% | 0.0% | 1 | |||||
| N••••• W••••• M••••••••• L••• independent RIA | $11B | +9.9% | 5 | $2.2B | 92% | 89% | 1,189 | 7 | |
| N•••••••• B••••• A••• L•••••• other | $11B | +60% | 1 | $11B | 0.0% | 1 | |||
| S••••••• I••••••••• M••••••••• •••••• L•••••• other | $11B | +4.6% | 0.0% | 1 | |||||
| B•••••••• I••••••••• A••••••• L•• asset manager | $11B | +31% | 0.0% | 1 | 24 | ||||
| C••••• H••• P••••••• L• asset manager | $11B | +66% | 0.0% | 2 | 1 | ||||
| R•••••• C•••••• M••••••••• L•• asset manager | $11B | +13% | 0.0% | 2 | 5 | ||||
| M••••• S•••••• I••••••••• M••••••••• C•••••• other | $11B | +8.4% | 0.0% | 2 | |||||
| F•••• T•••• S••••••••• I••• BD affiliated | $11B | +20% | 1,008 | $10.8M | 98% | 23% | 46 | 1,118 | |
| M••••• W••••• M••••••••• L•• independent RIA | $11B | +77% | 160 | $68.2M | 88% | 66% | 72 | 23 | |
| S••••••• K••••• K••••••• L•• other | $11B | +12% | 2 | $5.4B | 14% | 100% | 45 | 1 | 58 |
| R•• F••••••••• L•• institutional | $11B | +36% | 4 | $2.7B | 0.0% | 2 | |||
| N•• asset manager | $11B | +2.2% | 0.0% | 2 | 17 | ||||
| R••••••• asset manager | $11B | +8.6% | 0.0% | 17 | 13 | ||||
| F•••• S•••••• I•••••••• ••••••••• asset manager | $11B | -7.5% | 0.0% | 1 | |||||
| H•••• L•• asset manager | $11B | +55% | 0.0% | 1 | 26 | ||||
| C•• I••••••••• L••• asset manager | $11B | +25% | 27 | $401M | 0.0% | 1 | 107 | ||
| L••• C•••••• A•••• M••••••••• institutional | $11B | +9.7% | 2 | $5.4B | 0.0% | 1 | 3 | ||
| C••• I••••••••• M••••••••• L••••• R••• A••••• L•• other | $11B | +20% | 0.0% | 4 | |||||
| A•• A••••• C•••••• R•••••••• L•• mixed wealth | $11B | +27% | 9 | $1.2B | 44% | 47% | 773 | 8 | 2 |
| B•••• C•••••• M••••••••• I••• asset manager | $11B | +37% | 3.4% | 100% | 2 | 7 | |||
| B•••• D•••••• C•••••• M••••••••• asset manager | $11B | +1.6% | 0.0% | 4 | 33 | ||||
| A•••• I••••••••• P••••••• U• S••••••• L•• asset manager | $11B | +21% | 0.0% | 1 | 19 | ||||
| G••••••• C•••••• L• asset manager | $11B | +4.7% | 0.0% | 1 | |||||
| F••••••• W•••••• C•••••• M••••••••• I••• independent RIA | $11B | +19% | 27 | $395M | 74% | 99% | 35 | 2 | |
| P•••••••• L•• independent RIA | $11B | +36% | 52 | $205M | 88% | 96% | 43 | 13 | |
| R••••••• C••••••• L•• asset manager | $11B | -0.8% | 0.0% | 3 | 35 | ||||
| G•••• V••••• A•••••• G••••• L•• independent RIA | $11B | +8.9% | 190 | $55.8M | 87% | 42% | 194 | 73 | |
| A••••••• S••••••• N•••••• independent RIA | $11B | +23% | 251 | $42.2M | 97% | 37% | 50 | 118 | |
| T•••••• S••••• A•••• M••••••••• L•• asset manager | $11B | +45% | 0.0% | 1 | 2 | ||||
| M•••••••• C••••••• L•• asset manager | $11B | +9.7% | 0.0% | 1 | 12 | ||||
| C•••• • B•••••• L••• other | $11B | -7.1% | 14 | $754M | 4.0% | 97% | 8 | 2 | |
| G••••••••• I••••••••• M••••••••• U• L•• asset manager | $11B | -21% | 0.0% | 1 | 3 | ||||
| E••••••• S••••••••• C••••• A•••••••• L•• institutional | $11B | -17% | 0.0% | 10 | |||||
| R•••• C•••••• L••• mixed wealth | $11B | +12% | 37% | 100% | 2 | ||||
| J•••• C•••••• M••••••••• L• asset manager | $11B | +9.5% | 0.0% | 2 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.